3 of 3 Compliance Manager Jobs in the City of London

Retail Funds Compliance Manager Retail Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its staff? This company has a Glassdoor score of 4.8 … the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development meaning this could be the … start of something special for you. You’ll be the investment compliance subject matter expert for the business, the go to person for any compliance queries related to the firm’s portfolio of investment products, particularly their retail funds. You’ll develop and deliver an investment oversight framework proportionate to the business and undertake periodic reviews of the More ❯

Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates. Key responsibilities of the Compliance Senior Manager: Oversee … business on any regulatory developments applicable to them Support with regulatory projects, both locally and globally, to aid the firm's expansion Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members of the team Serve as a primary point for regulatory engagements with the FCA for queries … the business and specifically their Financial Promotions Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes Core experience required of the Compliance Senior Manager: 5+ years Regulatory Compliance experience gained within a Financial Services institution, ideally with exposure to regulations surrounding Crypto/Blockchain technology Direct experience in managing More ❯

Manager - IGH GRCS – KPMG - Consulting Base Location: London plus network of 20 offices nationally: KPMG Office Locations www.kpmg88careers.co.uk/experienced-professional/#LeBlender.OfficeLocations Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business … requires diverse personalities, characters, and perspectives. There really is a place for you here. Why Join KPMG as a Manager - IGH GRCS? KPMG's Governance, Risk and Compliance Services (GRCS) practice within IGH is an area of the firm with tremendous growth potential. GRCS is an integral part of our Enterprise Risk advisory practice. We provide services relating … quality assurance and reporting • Risk management, governance and internal audit advisory services • Risk identification workshops and control reviews • Delivering control and risk training • Managing and reviewing internal control questionnaires • Compliance internal audits • Working with members of other KPMG advisory teams • Retaining management responsibility for a portfolio of clients, maintaining relationships with senior KPMG and client staff and is responsible More ❯