7 Compliance Specialist Jobs in London

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led … features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external parties (such as consultancy firms, auditor more »

agent programs, and Correspondent style banking, we are at the forefront of innovative financial solutions. We’re looking for a proactive Card Acquiring Risk Compliance Specialist to join our team! If you have a keen eye for detail and are passionate about ensuring operational excellence in the Fintech … Payment industry, we invite you to join Financial House Limited. Responsibilities As a Card Acquiring Risk Compliance Specialist at Financial House, you will be responsible for maintaining smooth operational processes and providing frontline support. Your responsibilities will include: Monitoring and ensuring compliance with regulatory requirements, especially those … operational issues and risks in a timely manner. Assisting in the development and implementation of internal policies and procedures to ensure operational efficiency and compliance with legal and ethical guidelines. Conduct comprehensive risk evaluations on regulatory compliance with card schemes, as well as assess credit and business risks more »

Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading … team. Responsibilities: Provide regulatory guidance to the business; regulatory reporting. Design and maintenance of compliance standards and procedures. Managing operational efficiency. Represent Compliance in project-specific PRD meetings. Maintain a deep understanding of the investment industry. Experience: Minimum 5 years of relevant work experience, with at least more »

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK reporting to the VP of ARC. This position supports our cyber security and ESG certification programme, and the successful … candidate will need extensive experience in compliance activities associated with ISO 27001, ISO 14001 and SOC 2 as a minimum . The nature of this position requires contact with company employees at all levels as well as contact with external auditors, client representatives, vendors and other business-related representatives. more »

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support … the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business area stakeholders and internal risk and compliance partners. Manage regulatory visits and inspections. Prepare written inspection and assessment reports and provides recommendations for improvement. Provide guidance to mitigate compliance risks and control gaps. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Identify and implement corrective action plans for resolution of problematic issues. Recommend practices to reduce potential for violations and noncompliance. Manage operational efficiency. Set more »

GRC specialist (Governance, Risk Compliance) I am working with a professional services client based in Central London who is looking for a GRC specialist to join their global team with the governance, risk and compliance team. This is a fast paced environment where you will be more »

global trading house has a strong commitment to integrity, sustainability, and responsible business practices. They are seeking a Financial Crime Transformation/Change Management specialist for a 12 month contract in London. The Financial Crime Transformation and Change Management Specialist will be a key member of the team … responsible for driving the transformation of financial crime prevention processes and systems across the organization. Reporting to the Head of Compliance, the specialist will lead change management initiatives to ensure successful implementation and adoption of new financial crime prevention frameworks, policies, and technologies. Responsibilities include : Lead the development … and execution of a comprehensive financial crime transformation strategy, in alignment with their business objectives and regulatory requirements. Collaborate with cross-functional teams, including compliance, risk management, legal, IT, and business units, to assess current processes and systems, identify gaps and inefficiencies, and develop solutions for improvement. Drive the more »