reviewing, and drafting LMA standard documents and other trade-related documents including confirms, assignment agreements, sub-participation agreements, pricing letters and multilateral agreements. Conducting KYC/ AML analysis on trade counterparties Preparing internal documents required for booking / funding for settlement Keeping accurate trade record and maintain a healthy aging more »
City of London, London, United Kingdom Hybrid / WFH Options
Client Server
managing small / medium sized Agile teams, with coaching and mentoring skills You have experience within a FinTech / financial services environment, Payments and KYC knowledge would be great What's in it for you: As a C# Developer / Team Lead you will earn a competitive salary and package more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
is involved in all aspects of loans, guarantees and international payments (Offshore Account bank related) from documentation, settlement / issuance, administration and CDD /KYC as it operates as a back office and part middle office function. Key responsibilities: Review and negotiation of all loan, guarantee, offshore account and security more »
responsible for conducting / managing AML governance, controls and procedures in accordance with LSAG and FATF guidance / policies, including conflict checks, sanctions checks, KYC/ CDD / EDD procedures, risk assessments, training, record keeping and ongoing monitoring. Duties include: Conducting conflict searches, research and analysis for all new matters … controls in external ongoing monitoring service. Previous conflicts, compliance and / or AML and sanctions experience in a law firm. Good ability to understand KYC/ CDD / EDD regulations and ability to apply the relevant elements in accordance with the firms policies and procedures. more »
Senior Sanctions and KYC Analyst | Lloyd's MGA | London / Hybrid | £55 - 65,000 (doe) Finitas are delighted to be partnered with a growing Lloyd's MGA in their search for a newly created Senior Sanctions and KYC Analyst to join their team. Reporting into the Compliance Officer, you will … sanctions strategy and framework. Providing sanctions advice to the business. Carrying out research and provide policy advice on sanctions related issues. Carrying out a KYC risk assessment on new and existing counterparties Contributing to continuous improvement of sanctions and KYC processes. Experience required: Must have 3 years financial crime / … experience. Must have detailed knowledge of sanctions regimes and international licensing, within specific attention to UK, EU or US requirements. Ability to complete a KYC processes. Must be from an insurance background - knowledge of London Market insurers and brokers is essential as well as strong working knowledge of the FCA more »
City Of London, England, United Kingdom Hybrid / WFH Options
DA Financial Trading Recruitment
basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance / AML /KYC role within the FX / CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters to … enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML /KYC requirements. Assist in recommending regulations, policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly Compliance … Reports to ensure transparency and accountability. Person Specification: Compliance / AML /KYC experience within the FX Trading industry. Strong knowledge of relevant regulations, with a focus on AML /KYC review and documentation. Proven ability to enforce organisational standards effectively. more »
