2 of 2 MiFID Jobs in the City of Westminster

Onboarding Workflow Negative News, Politically Exposed Persons, OFAC/Sanctions screening toolsets and methodologies Financial services regulatory environment, including but not limited to KYC, MIFID, EMIR, Dodd Frank and other regulations that impact traded markets and investment banking businesses Capital markets products and services Derivatives.Preferred Qualifications/SkillsStrategic ThinkerQuick self ...

ASIC reporting obligations, shaping regulatory compliance in a dynamic financial services environment. The team focuses on change management for EMIR, ASIC, SFTR, FMIA and MiFID II regimes as the business evolves, ensuring timely, accurate submissions and robust controls across multiple regimes. #J-18808-Ljbffr ...