1 to 25 of 38 MiFID Jobs in the UK

copper, aluminum, zinc, nickel, lead, tin). Working knowledge of LME warranting, position limits, and post-trade transparency; awareness of UK EMIR REFIT and MiFID II transaction and commodity-position reporting. Knowledge of risk concepts relevant to trading: MTM, P&L attribution, exposure, margin, and credit. Experience implementing ...

reporting platforms. Understanding of data management tooling, security frameworks and control environments within regulated financial services, including WAM regulatory and ESG requirements such as MiFID II, SFDR, PRIIPs/KIDs and FATCA. Strong communication skills with the ability to engage stakeholders across technical and non-technical teams, alongside curiosity about ...

Qualifications, Capabilities, and Skills Experience within financial services, capital markets, regulatory reporting, or other highly regulated environments. Knowledge of regulatory reporting domains such as MiFID, EMIR, SFTR, ASIC, MAS, or related frameworks. Experience building large-scale data processing and data-intensive applications. Experience with event-driven architectures, messaging platforms ...

Knowledge: Prior experience in the financial services industry, with a strong preference for candidates who understand Regulatory Reporting (e.g., Basel III/IV, CCAR, MiFID, Dodd-Frank, or local transaction reporting), Risk Management, or Capital Markets. Cloud Awareness: Familiarity with cloud-native development and deploying applications on cloud platforms ...

Databricks, ensuring minimal disruption and high data fidelity. Collaborate with cross-functional teams to align data architecture with financial regulations (e.g., GDPR, Basel III, MiFID II). Drive adoption of Delta Lake , Apache Spark , and MLflow for advanced analytics and machine learning use cases. Provide technical leadership and mentoring ...

Exposure to Azure, AWS, or GCP Experience with data governance, metadata, and data lineage Background in regulatory/risk data programmes (BCBS 239, FRTB, MiFID, etc. ...

Databricks, ensuring minimal disruption and high data fidelity. Collaborate with cross-functional teams to align data architecture with financial regulations (e.g., GDPR, Basel III, MiFID II). Drive adoption of Delta Lake , Apache Spark , and MLflow for advanced analytics and machine learning use cases. Provide technical leadership and mentoring ...

Recovery, Operational Resilience, Business Continuity, or Technology Resilience initiatives. Experience supporting regulatory programmes and responses, including DORA, Operational Resilience, EBA Guidelines, ICT Risk Management, MiFID II, and other applicable regulatory frameworks. Ability to identify, assess, manage, and communicate technology risks, issues, and control gaps. Ability to work independently, manage competing ...

Recovery, Operational Resilience, Business Continuity, or Technology Resilience initiatives. Experience supporting regulatory programmes and responses, including DORA, Operational Resilience, EBA Guidelines, ICT Risk Management, MiFID II, and other applicable regulatory frameworks. Ability to identify, assess, manage, and communicate technology risks, issues, and control gaps. Ability to work independently, manage competing ...

Recovery, Operational Resilience, Business Continuity, or Technology Resilience initiatives.* Experience supporting regulatory programmes and responses, including DORA, Operational Resilience, EBA Guidelines, ICT Risk Management, MiFID II, and other applicable regulatory frameworks.* Ability to identify, assess, manage, and communicate technology risks, issues, and control gaps.* Ability to work independently, manage competing ...

feeds Client Onboarding Client master data, KYC/AML data structures, account hierarchy, regulatory reporting feeds Regulatory Reporting BCBS 239 data lineage, EMIR/MiFID trade reporting data, data quality SLAs for regulatory submissions Experience & Profile 15+ years of progressive technology experience, with at least 5 years in senior data ...

Disaster Recovery, Operational Resilience, Business Continuity, or Technology Resilience initiatives.Experience supporting regulatory programmes and responses, including DORA, Operational Resilience, EBA Guidelines, ICT Risk Management, MiFID II, and other applicable regulatory frameworks.Ability to identify, assess, manage, and communicate technology risks, issues, and control gaps.Ability to work independently, manage competing priorities ...

Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness) Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits including ...

Kubernetes and OpenShift. OpenTelemetry, ELK Stack, Grafana. HashiCorp Vault and CyberArk. Prime Brokerage, Synthetic Swaps, or Cash Equities domain experience. Regulatory reporting exposure (EMIR, MiFID, 871(m)). Experience integrating with risk, valuation, and reporting platforms. GitHub Copilot, Devin, or other AI-assisted development tools. Exposure to frontend technologies (React ...

trading systems and back-office financial services data structures. Experience in multi-entity, multi-regulator environments. Exposure to regulatory reporting frameworks such as MiFID II, MiFIR or ASIC requirements. Experience implementing AI solutions within regulated financial services environments. Personal Attributes Curious about how businesses operate and eager to understand commercial ...

actionable specifications. You will collaborate with traders, quants, risk managers, and IT to analyze processes, design trading and risk systems, and ensure regulatory compliance (MiFID II, EMIR). #J-18808-Ljbffr ...

deliveries to ExCo level.* Security & Compliance + Embed security-by-design principles into all engineering processes. + Ensure compliance with regulatory frameworks such as MiFID II, PSD2, and GDPR. + Collaborate with Information Security and Risk teams to maintain robust controls and audit readiness.* Align engineering processes and technology stacks ...

background within Wealth Management, Private Banking or Insurance in the German or Swiss markets. Working knowledge of relevant financial regulation such as BaFin, FINMA, MiFID II and GDPR. Pay & Benefits Base salary in the region of £100,000–£120,000 per year, plus a commission plan tied to performance. Benefits ...

specifications, process documentation, and solution designs from a legal and regulatory perspective. Support regulatory change initiatives driven by FCA, PRA, Bank of England, GDPR, MiFID II, EMIR, DORA, Consumer Duty, SMCR, Basel regulations, and other UK/EU financial regulations. Perform legal impact assessments for new products, services, and technology … internal compliance assessments. Regulatory Knowledge Strong understanding of one or more of: FCA Handbook PRA Regulations Consumer Duty SMCR GDPR & UK Data Protection Act MiFID II EMIR DORA PSD2/Open Banking AML/KYC Sanctions Financial Promotions Operational Resilience Required Skills Strong knowledge of UK financial services regulations Experience ...

join a financial services technology team. You will build dashboards and reporting solutions, leveraging Qlik Sense, NPrinting and SQL against Oracle databases to support MiFID-related reporting requirements. The role involves collaborating with developers and business analysts to translate business needs into reliable, scalable reports and dashboards in an office ...

problem-solving skills Comfortable working with technical teams and engaging with stakeholders to clarify requirements Financial services or regulatory reporting experience advantageous, particularly MiFID No sponsorship available. Get in touch for more details ...

problem-solving skills Comfortable working with technical teams and engaging with stakeholders to clarify requirements Financial services or regulatory reporting experience advantageous, particularly MiFID No sponsorship available. Get in touch for more details ...

problem-solving skills Comfortable working with technical teams and engaging with stakeholders to clarify requirements Financial services or regulatory reporting experience advantageous, particularly MiFID No sponsorship available. Get in touch for more details ...

Developer to join a fast-moving delivery team building a new regulatory reporting platform for a global financial services firm. You will work on MiFID II transaction reporting, trade transparency, and instrument data with a cloud-native microservices architecture (Java 17, Spring Boot, AWS). Collaborate with BAs, compliance SMEs ...

design improved future-state processes (to-be), identifying opportunities for automation and efficiency Support regulatory and compliance-driven change initiatives (e.g. MiFID II, SM&CR, Consumer Duty) within the Avaloq environment Facilitate workshops, stakeholder interviews, and requirement walkthroughs Produce clear documentation and presentations for both technical and non-technical audiences … communication skills, with the ability to engage both business and technical audiences Familiarity with regulatory frameworks affecting UK wealth and private banking (FCA regulations, MiFID II, Consumer Duty) Proficiency with requirements/documentation tools (e.g. JIRA, Confluence, Visio, MS Office) Bachelor's degree in Business, Finance, Computer Science, or related ...