10 of 10 MiFID Jobs in the UK excluding London

implementation of frameworks/offerings experience in any of the Regulations/Act/Laws like CCPA, GDPR, AML, KYC, CDD, MiFID, BCBS, HIPPA, IFRS, etc. Personal Besides the professional qualifications of the candidates we place great importance in addition to various forms personality profile. These include: High analytical skills ...

/IT Internal Audit Strong knowledge of global regulatory and compliance frameworks , including: GDPR, SOx, ISO 27001 PRA, FCA, EBA, BaFin, OCC, FFIEC, Basel, MiFID II, NIS 2, TISAX, HIPAA Ability to translate complex technical risk into clear, board-level insight Leadership & Advisory Senior Manager–level consulting experience Track record ...

Your day-to-day activities will involve engaging with stakeholders at all levels to understand their needs, analysing intricate business processes related to ESG, MIFID 2, and SFTR disclosures, and translating these requirements into actionable plans for technology teams. You will facilitate workshops that bring together diverse perspectives, ensuring everyone ...

Role Overview (Summary): Design enterprise-scale Microsoft Purview retention, records management, and eDiscovery architecture Map regulatory requirements (FCA/PRA, MiFID II, SEC/FINRA, GDPR/UK DPA) into enforceable Purview policies Implement retention labels/policies, event-based retention, disposition reviews, and litigation hold Integrate with eDiscovery (Premium ...

Exchange, SharePoint, OneDrive, and Teams. Responsibilities: Define target-state architecture for Purview retention, records management, and eDiscovery at enterprise scale. Map regulatory obligations (e.g., MiFID II record-keeping, SEC/FINRA retention, GDPR lawful basis & deletion windows, UK DPA) to enforceable Purview policies. Design event-based retention (e.g., contract execution ...

/OneDrive/Teams data architecture and workloads. Scripting & automation: PowerShell, Microsoft Graph; CI/CD for policy artefacts. Regulatory knowledge: FCA/PRA, MiFID II, SEC/FINRA, GDPR/UK DPA. Performance/scaling in tenants >100k users in regulated environments. ...

Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:- UK/EU Regulations: MIFID Article 26 (Transaction Reporting) EMIR Article 9 (Trade Reporting) Securities Financing Transactions Regulation (SFTR Reporting) North American Regulations: CFTC (Part 43/45) Securities Based ...

with a global financial client in the recruitment of a Senior BA specialising in program execution & transformation. This role will be mainly specialising in MIFID project governance and will be focussed on implementing a solution to meet compliance of the UK Consumer Composite Investments by delivering changes to policies … will need to succeed in this role: At least 5 years' experience working as a BA in an enterprise environment Working knowledge of MIFID project governance Experience with control assessment review and enhancement Proficiency with reporting tools The role is initially for a 12-month period there is a possibility ...

onsite in Sheffield . Key Responsibilities: Define target-state architecture for Purview retention, records management, and eDiscovery at enterprise scale. Translate regulatory obligations (e.g., MiFID II, SEC/FINRA retention, GDPR, UK DPA) into enforceable Purview policies. Design event-based retention (e.g., contract execution, trade events) and immutable record scenarios … workloads. Proficient in scripting and automation: PowerShell, Microsoft Graph; experience with CI/CD for policy artefacts. Solid regulatory knowledge: FCA/PRA, MiFID II, SEC/FINRA, GDPR/UK DPA. Experience scaling solutions in tenants with 100k+ users in regulated environments. If you'd like to discuss ...

Description Responsibilities Define target-state architecture for Purview retention, records management, and eDiscovery at enterprise scale. Map regulatory obligations (e.g., MiFID II record-keeping, SEC/FINRA retention, GDPR lawful basis & deletion windows, UK DPA) to enforceable Purview policies. Design event based retention (e.g., contract execution, trade events) and immutable …/OneDrive/Teams data architecture and workloads. Scripting & automation: PowerShell, Microsoft Graph; CI/CD for policy artefacts. Regulatory knowledge: FCA/PRA, MiFID II, SEC/FINRA, GDPR/UK DPA. Performance/scaling in tenants >100k users in regulated environments. Skills Service design microsoft office purview ediscovery ...