1 to 25 of 52 MiFID Jobs in the UK

and remediated. The candidate will need to engage with their global GBM Regulatory Operations and Engineering groups, Legal, and Compliance. Relevant obligations may include MIFID II, EMIR, SFTR, CFTC, CAT, EBS, SEC/SBS, TRACE, MSRB, among other regulatory obligations. We will also expect the successful candidate to contribute to More ❯

part in: Business consulting: Quantitative research, Risk management (e.g. Market risk, credit risk, counterparty risk), Banking regulations (e.g. Basel III, Solvency II, FATCA, EMIR, MiFID), Pricing & Valuation, Organizational Transformation & Process Improvement. IT & Information systems consulting: Business Analysis, Project Management, Change management, Front Office Support (functional and technical), Development (e.g C++ More ❯

other department initiatives. HOW YOU WILL FULFILL YOUR POTENTIAL Responsibilities include the following: Contribute to the execution of non-financial regulatory reporting obligations (eg. MiFID, EMIR SFTR etc.) Reviewing business and functional specifications to determine potential impact to existing regulatory obligations Analysis of front to back system infrastructure to understand More ❯

Firm's non-financial regulatory reporting systems and flow, including informing them updates on strategic initiatives. Develop a working knowledge of the rules underlying MiFID, EMIR, SFTR, FMIA, Swiss SIX, among others. Actively participate in the development of the strategic control framework for Regulatory Operations. Advise on regulatory risk and More ❯

Control Environment. Working knowledge of financial markets, regulatory landscape and associated processes, including the lifecycle of a trade. Experience with regulatory reporting, in particular MiFID, EMIR, SFTR or similar global non-financial regulatory reporting obligations. Good understanding of and practical experience of writing business requirements, identifying solutions and defining and More ❯

other department initiatives. HOW YOU WILL FULFILL YOUR POTENTIAL Responsibilities include the following: Contribute to the execution of non-financial regulatory reporting obligations (eg. MiFID, EMIR SFTR etc.) Reviewing business and functional specifications to determine potential impact to existing regulatory obligations Analysis of front to back system infrastructure to understand More ❯

and technical teams. Travel Flexibility: Ability to travel across the EMEA region as needed to support business needs. Regulatory Knowledge: Familiarity with financial regulations (MiFID II, EMIR, etc.) that impact front-office processes. Desirable Skills/Experience Although not essential, the following skills are desired by the client: Knowledge of More ❯

stakeholders. Bonus Skills Experience with Fusion Risk, Kondor Global Risk (KGR), or Market Data Manager (MDM). Knowledge of regulatory requirements (FRTB, Basel III, MiFID, etc.). Prior experience in a banking or financial services environment. Certification in Finastra Kondor or relevant financial risk management courses is a plus. More ❯

statements, dealing with margin calls, paying agent, prime brokerage and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation tools and processes. Work closely and More ❯

and technical teams. Travel Flexibility: Ability to travel across the EMEA region as needed to support business needs. Regulatory Knowledge: Familiarity with financial regulations (MiFID II, EMIR, etc.) that impact front-office processes. Desirable Skills/Experience Although not essential, the following skills are desired by the client: Knowledge of More ❯

and business partners to expand and improve electronic offerings. Ensure system integration with upstream trade execution platforms and enhance systems to meet regulatory requirements (MiFID II, UMR, IMM). Liaise with teams across Trading, Sales, Market Risk, and Operations to gather requirements and implement key changes. Support and develop market More ❯

trade confirmations and client statements, dealing with margin calls and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. · It is a great opportunity to learn Structured Products across all asset classes (Equities, Credit Derivatives, Structured Notes and More ❯

trade confirmations and client statements, dealing with margin calls and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. · It is a great opportunity to learn Structured Products across all asset classes (Equities, Credit Derivatives, Structured Notes and More ❯

products (e.g., FX, bonds, swaps, equities) Experience with systems such as Salesforce, Murex, Markit EDM, or similar preferred Knowledge of regulatory requirements such as MiFID II, EMIR, Dodd-Frank is advantageous High attention to detail with excellent organizational skills Strong communication and interpersonal skills – able to work across functions and More ❯

products (e.g., FX, bonds, swaps, equities) Experience with systems such as Salesforce, Murex, Markit EDM, or similar preferred Knowledge of regulatory requirements such as MiFID II, EMIR, Dodd-Frank is advantageous High attention to detail with excellent organizational skills Strong communication and interpersonal skills – able to work across functions and More ❯

stakeholders. Facilitate/support UAT at different levels as required for the project, phase/implementation. Accountabilities : Strong knowledge of REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Reference and review regulatory text, guidance docs and industry best practices. Produce BRD’s & FSD’s and obtain More ❯

stakeholders. Facilitate/support UAT at different levels as required for the project, phase/implementation. Accountabilities : Strong knowledge of REMIT, EMIR, Dodd-Frank, MiFID II, and other relevant energy trading regulations. Reference and review regulatory text, guidance docs and industry best practices. Produce BRD’s & FSD’s and obtain More ❯

sector. Log, track and update projects using JIRA. Qualifications To land this job you will need: Understanding of current regulatory reporting requirements under EMIR, MIFID, SFTR, REMIT and CFTC. Strong understanding of the compliance function and its interaction with operations. Solid market knowledge across a wide range of asset classes More ❯

the delivery of the project. The candidate will have significant experience in trade and transaction reporting regulations globally including but limited to CFTC, EMIR, MiFID, SFTR, CSA, SEC, MAS, ASIC, HKMA. Responsibilities: Experience in joining client calls to scope out, define and present transaction reporting engagements to senior stakeholders. Structure More ❯

data analysis/data mapping and familiarity with data schemas Knowledge of transaction lifecycle Nice to Have: Experience of EMEA regulatory reporting regimes e.g. MiFID, EMIR and awareness of upcoming changes Experience of working with reference data related to transaction reporting High level understanding of the IDB market and capital More ❯

data analysis/data mapping and familiarity with data schemas Knowledge of transaction lifecycle Nice to Have: Experience of EMEA regulatory reporting regimes e.g. MiFID, EMIR and awareness of upcoming changes Experience of working with reference data related to transaction reporting High level understanding of the IDB market and capital More ❯

and business teams to maintain strong working relationships and proactive governance. Drive implementation and monitoring of controls to ensure completeness, accuracy, and timeliness of MiFID II & SWISS regulatory reporting obligations. Analyze controls and conduct UAT for enhancements and remediation, ensuring compliance with regulatory standards. Partner with Reg Ops Change Management More ❯

collaboration skills, self-motivation and be a consensus builder. We'd love to see: Knowledge of global compliance laws & regulations (1940 Act, UCITS IV, MIFID II, etc.). Proficiency in Portfolio Construction and Execution. Ability to interpret regulatory requirements & client guidelines so that rules can be coded into the software More ❯

by the Board Skills required: Must have at least 10 years' experience in financial services law with extensive experience of FCA rules, FSMA and MIFID; knowledge of EMIR, SFTR and GDPR highly desirable Exposure to and experience with Dutch/EU law and regulators advantageous Experience in dealing with institutional More ❯

role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list More ❯