1 to 25 of 81 Regulatory Change Jobs in London

FRTB Regulatory SME Rate: Competitive Location: London [Hybrid] Duration – 10 months [Maternity leave cover] Role Summary: HSBC are currently searching for an FRTB Regulatory Senior SME to form part of Global Regulatory Policy and Advisory team [“GRPA”]. The successful candidate will be expected to work as … an FRTB regulatory lead and provide support on the various initiative related to FRTB regulatory book of work, including regulatory policy interpretations, response to consultations. The successful candidate will assist the team in preparation of various regulatory approval packs and documentation and will also be assisting … the team on the various upstream regulatory developments to communicate policy guidance to stakeholders. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the regulator. Global more »

lifecycle, adhering at all times to the Product Process Manual and Product Lifecycle Management (PLM) requirements. Project management . Scope and design implementation of regulatory change, and any associated product changes, using effective project management tools to identify and document key milestones and deliverables, capture actions and issues … their launch including continued meeting of customer needs. Product technical support . As a fund domicile/vehicle/platform/asset class or change owner, direct and deliver product technical support on matters such as regulation, tax, customer channels, registrations, disclosures and operational items on both an on … changes that affect their own and Product’s effectiveness or that will require significant input. Competitors and industry. Review analysis of customer, industry and regulatory activity to assess where strategic new fund launches or strategic fund changes are required to inform proposition design and deliver enhancements, developments and changes more »

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

JSS are partnering with a Boutique Retail Bank who are currently looking to hire a Regulatory Reporting Accountant. This candidate will be responsible for regulatory report production and be heavily involved in regulatory change projects. This is a great opportunity for those looking to take on … and be involved in automation and efficiency increasing projects. The right candidate will be looking to: Play a key role in the preparation of regulatory reporting including COREP, FINREP, Bank of England and PRA returns. Assist with the identification and management of changes to reporting processes driven by the … regulator and the business. Create, maintain and improve procedures. Test and assess the effectiveness of key controls to ensure the regulatory reporting control framework remains robust and fit for purpose. Work closely with the bank's finance, risk, and compliance teams to ensure regulatory compliance. Identify and address more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »

driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

Line of Service Assurance Industry/Sector Banking and Capital Markets Specialism Risk Management Level Director Job Description & Summary About the role: The prudential regulatory regime continues to evolve with major developments such as CRRII impacting the way firms calculate and manage their regulatory liquidity and funding going … forward. In addition, the regulators continue to apply increasing supervisory scrutiny over prudential regulatory reporting (including external liquidity reporting assurance expectations and Skilled Persons Reports over liquidity). These present challenges for firms both for ongoing compliance and also from a strategic perspective on how they manage ‘business as … usual’ as well as change and transformation programmes. Firms need technical and practical advice, support and insights on how to adapt to these challenges which in turn creates exciting opportunities for us as advisors bringing our deep technical expertise and experience as well as our transformation, technical tools and more »

with the client – but so much so that these can be developed within the scope, time and budget agreed, Identifying problems and opportunities for change with the current business model, enabling processes, data and technology, Analysing the potential impact on the business of recommendations and creating business cases, Planning … services to the business to help them develop business requirements and design (including mock-ups, wireframes, use cases, demos, mock data etc), Analyse new change needs, change requests, new requirements from third parties and customers/clients, Translate requirements into functional and non-functional (performance) specifications, Develop BRDs … experienced in dealing with multiple pension products and platforms. Previous experience working with large UK pension providers. Experienced in delivering large scale (multi-million) change delivery projects in Life and Pensions sector. Regulatory change experience highly required. Highly numerical as this project will be looking at charges more »

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements … governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay … updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory more »

London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. … concerns, escalating issues as necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

to £110,000 per annum Our client is a Global Pension fund and Multi-Asset Institutional Investor. They are currently building out a small change team within their London office and are looking to recruit an experienced Business Analyst. The successful candidate will own the identification and articulation of … business requirements for organisational change initiatives and lead on analysis related to the delivery of the organisational change portfolio. Projects within this portfolio will be driven by the fund’s rapid growth in London and New York. The role will provide in-house business analysis expertise in business … SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and more »

developing and enhancing coverage and testing capabilities so that we can continue to meet and exceed client and regulator expectations. Industry/Regs expertise Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank … challenges that will be faced by industry participants in handling evolving requirements. Ability to bridge across technology and business facing teams to translate complex regulatory texts into actionable system functionalities (e.g the development of testing rules). Use your detailed knowledge of Transaction reporting to forge internal partnerships at … Technology-, Client Relationship- and Product- teams in order to plan and help manage the development of our SAAS product to meet a dynamic G20 regulatory change agenda (e.g. EMIR Refit, ASIC Rewrites etc.) Experience (or interest in) producing high quality thought leadership/white paper type analyses for more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory … requirements. e.g. CoP (Confirmation of Payee); To develop strong relationships with compliance stakeholders across the business; To identify emerging risks To oversee and lead regulatory change initiatives To lead reporting on risk matters to ensure the business meets its reporting obligations To design and update internal policies To more »

products. Data visualisation of pricing performance, profitability and risk exposure for both senior management and external stakeholders. Monitoring of market trends, competitor actions and regulatory changes that may impact pricing and portfolio performance. Providing Catastrophe Analytics to understand capital impact of portfolios for carriers. Model research with the view more »

Job Title: Integrity of Regulatory Reporting (“IRR”) Data Control Business Analyst Duration: 6 Months Pay Rate: Competitive Location: London ( 2 days a week onsite, Tuesday & Wednesday ) Context: Finance has mobilised the Integrity of Regulatory Reporting Programme (“IRR”) to transform the Finance operating model and control framework. The Basel … exists to deliver assigned Data Management Control output as a key enabler for a significant Finance transformation programme, which has significant qualitative benefits, and regulatory dependencies · The focus of the role may evolve with changes to the internal and external environment Role Dimensions: · The role holder will deliver Business … Control and outcomes with regulatory and high-profile internal drivers · The role holder will not have direct line management responsibilities Management of Risk: · The jobholder will continually reassess the operational risks associated with the role and inherent in the business, taking account of changing legal and regulatory requirements more »

The role is an opportunity to be part of a growing capability. You will be working on projects that include client service proposition design, regulatory change, process improvement, digital transformation, and technology platform implementation. Requirements: Operational or change experience in wealth, asset management, or private banking Ability … to deliver change from strategy through solution implementation Understanding of how these businesses deliver value, control costs, and grow their business Comfortable working alongside technology on digital transformation projects Experience in defining data and working in data-driven environments A strong communicator, who is well-versed in managing external more »

The successful candidate will be heavily involved in a supporting Investment Risk and Strategy teams and initiatives within the business, enhancing capabilities and driving change as the organisation looks to build on their current processes. Alongside this, you will also be exposed to a variety of additional programmes including … business strategy, regulatory change, and data. The ideal candidate will have experience in delivering strategic change projects for Investment Risk or Performance projects within Financial Services. Key Skillset: Extensive Business Analysis experience is essential. Demonstrated ability working across a range of risk projects (e.g. Investment Risk, Market more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

and external stakeholders. Build and maintain relationships with clients, industry professionals, and key stakeholders to generate new business opportunities. Stay updated with industry trends, regulatory changes, and market developments related to asset and wealth management. Requirements: Bachelor's degree in finance, economics, or a related field. An advanced degree more »

for clients and internal stakeholders. Spearhead deal structuring, negotiation, and documentation to ensure seamless transaction closures. Remain abreast of industry trends, market developments, and regulatory changes impacting the Metals and Mining sector. Qualifications: Bachelor's degree in Finance, Economics, or related field. Extensive understanding of M&A processes and more »