Compliance Manager
Royal Tunbridge Wells, England, United Kingdom
Meraki Talent Ltd
head of compliance & MLRO Key Responsibilities include. documentation and staff interviews to ensure the firm is not exposed to risks the firm meets all regulatory requirements and or conduct risks reporting that is clear and conclusive of assurance activities and advise head of compliance on findings on monitoring activity … and manage a junior compliance monitoring Analyst the head of compliance with the implementation of compliance policies and regulator rules regulatory changes and ad hoc compliance changes The ideal candidate will have. experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment …/stockbroking business knowledge of AML/Audit process ability to interpret financial regulation and regulatory requirements as asses operational compliance with financial crime risk attention to detail ability to manage own workload with minimal supervision Please be advised there is no sponsorship available for this role. They are more »
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