18 of 18 Regulatory Change Jobs in the City of London

Role Title: Compliance Manager – Training, Policy and Governance Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re … region. Global Risk & Compliance – narrowly focussed specific functions or areas, providing deep subject matter expertise, framework design and execution support and standardisation across the group in the areas of Regulatory Compliance, Risk Management and Strategy, Testing and Assurance, Regulatory Engagement and Reporting, and Privacy and Consumer Protection. The Compliance Manager – Training, Policy and Governance is a global specialist … compliance programmes globally. You will help build and maintain core elements of our global compliance operating model, including policy management, governance routines, reporting standards, and training frameworks that ensure regulatory requirements and company values are embedded across all regions and functions. What You’ll Do Policy and Framework Development • Maintain a centralised library of global compliance policies, standards, and More ❯

Role Title: Compliance Manager – Training, Policy and Governance Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re … region. Global Risk & Compliance – narrowly focussed specific functions or areas, providing deep subject matter expertise, framework design and execution support and standardisation across the group in the areas of Regulatory Compliance, Risk Management and Strategy, Testing and Assurance, Regulatory Engagement and Reporting, and Privacy and Consumer Protection. The Compliance Manager – Training, Policy and Governance is a global specialist … compliance programmes globally. You will help build and maintain core elements of our global compliance operating model, including policy management, governance routines, reporting standards, and training frameworks that ensure regulatory requirements and company values are embedded across all regions and functions. What You’ll Do Policy and Framework Development • Maintain a centralised library of global compliance policies, standards, and More ❯

their team in London. The TTR programme is responsible for delivering solutions to meet Trade and Transaction Reporting requirements from regulators globally. Key Responsibilities: Working with the MSS Business, Regulatory Oversight, IT, and Compliance to assess the impact of new TTR regulatory changes on the MSS business. Prioritisation of the Regional TTR book of work in-line with … regulatory commitments, stakeholder demand, budget and global programme objectives. Oversight/management of projects within the TTR regional book of work to scope, quality, schedule and cost parameters agreed with TTR stakeholders and TTR Regulatory Change Lead. Securing commitment from teams and workstreams contributing to the project outputs and overseeing their delivery. Producing and maintaining plans, RAID … cost control, resource forecasts, status reporting, governance materials, specifications, and other change artefacts in-line with the HSBC change framework. Orchestration and running of regional book of work and project governance forums in order to brief senior stakeholders and secure project decisions where required. Maintaining a clear and objective view on regional book of work and project status More ❯

their team in London. The TTR programme is responsible for delivering solutions to meet Trade and Transaction Reporting requirements from regulators globally. Key Responsibilities: Working with the MSS Business, Regulatory Oversight, IT, and Compliance to assess the impact of new TTR regulatory changes on the MSS business. Prioritisation of the Regional TTR book of work in-line with … regulatory commitments, stakeholder demand, budget and global programme objectives. Oversight/management of projects within the TTR regional book of work to scope, quality, schedule and cost parameters agreed with TTR stakeholders and TTR Regulatory Change Lead. Securing commitment from teams and workstreams contributing to the project outputs and overseeing their delivery. Producing and maintaining plans, RAID … cost control, resource forecasts, status reporting, governance materials, specifications, and other change artefacts in-line with the HSBC change framework. Orchestration and running of regional book of work and project governance forums in order to brief senior stakeholders and secure project decisions where required. Maintaining a clear and objective view on regional book of work and project status More ❯

Job Title/Req Number: Risk and Regulatory Manager, Private Markets Base Location: London, plus network of 20 offices nationally: www.kpmg88careers.co.uk/experienced-professional/#LeBlender.OfficeLocations The KPMG Risk and Consulting function is a cornerstone of our business. Operating from 20 UK offices with a base in London we do work that matters, serving the country with diligence and … expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … deliver the best possible outcomes and get it right first time. What will you be doing? We are seeking a Manager to support the delivery of our risk and regulatory services to investment managers active in the private markets space, including private equity, real estate, infrastructure and private credit. Responsibilities include: Advising private markets clients on their regulatory More ❯

of innovative cryptocurrency payment solutions, bridging the gap between digital assets and traditional finance. We empower businesses worldwide to accept and process crypto transactions seamlessly, ensuring compliance with global regulatory frameworks. Role Overview As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry … functions. Key Responsibilities Develop and oversee Lunu Pay’s global compliance strategy, ensuring adherence to AML, KYC, GDPR, FATF, and other relevant regulations. Act as the primary liaison with regulatory bodies, financial institutions, and legal advisors to maintain compliance with evolving crypto and financial regulations. Establish, monitor, and update internal policies, procedures, and controls to prevent financial crimes, fraud … and money laundering. Lead and manage compliance audits, risk assessments, and regulatory reporting requirements. Collaborate with product and engineering teams to integrate compliance measures into Lunu Pay’s technology infrastructure. Conduct regular compliance training and awareness programs for employees to ensure best practices are followed. Manage relationships with banking partners and payment processors to maintain compliance with their regulatory More ❯

of innovative cryptocurrency payment solutions, bridging the gap between digital assets and traditional finance. We empower businesses worldwide to accept and process crypto transactions seamlessly, ensuring compliance with global regulatory frameworks. Role Overview As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry … functions. Key Responsibilities Develop and oversee Lunu Pay’s global compliance strategy, ensuring adherence to AML, KYC, GDPR, FATF, and other relevant regulations. Act as the primary liaison with regulatory bodies, financial institutions, and legal advisors to maintain compliance with evolving crypto and financial regulations. Establish, monitor, and update internal policies, procedures, and controls to prevent financial crimes, fraud … and money laundering. Lead and manage compliance audits, risk assessments, and regulatory reporting requirements. Collaborate with product and engineering teams to integrate compliance measures into Lunu Pay’s technology infrastructure. Conduct regular compliance training and awareness programs for employees to ensure best practices are followed. Manage relationships with banking partners and payment processors to maintain compliance with their regulatory More ❯

enterprise platforms ( IMActions, BaNCS, Xceptor ) to deliver scalable, automated solutions for corporate actions, tax, and client data change. This role will primarily focus on strategic client data and tax change initiatives , working closely with business and technology teams to define requirements, shape solutions, and support delivery across the full project lifecycle. Key Responsibilities Gather, analyse, and document business and … high-profile, global transformation programme . Daily rate £600–£650 (Umbrella) . Hybrid working model (London office presence required). Exposure to leading entitlements and tax platforms and complex regulatory change. Apply today if you are an experienced Business Analyst ready to contribute to a global-scale Entitlements & Tax Processing programme... More ❯

strategic business partner, playing a pivotal, role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our partners. This role requires requires both … in Hangzhou. The role will collaborate closely with our Compliance & Risk team in Hang Zhou as well as regional teams across UK, EU and the US. PRINCIPAL ELEMENTS & ACCOUNTABILITIES Regulatory Compliance and Risk Management Ensure compliance with all relevant UK financial regulations, including Money Laundering Regulations, Proceeds of Crime Act, and FCA Guidelines, as well as our reporting obligations. … Develop, implement, and maintain compliance frameworks, policies, and procedures in line with UK, EU, and global regulatory requirements. Continuously assess compliance risks and implement effective risk management strategies that align with our growth objectives. Stay abreast of regulatory changes and ensure timely updates to policies and operational processes.. Lead regulatory engagement, maintain open and constructive relationships with More ❯

strategic business partner, playing a pivotal, role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our partners. This role requires requires both … in Hangzhou. The role will collaborate closely with our Compliance & Risk team in Hang Zhou as well as regional teams across UK, EU and the US. PRINCIPAL ELEMENTS & ACCOUNTABILITIES Regulatory Compliance and Risk Management Ensure compliance with all relevant UK financial regulations, including Money Laundering Regulations, Proceeds of Crime Act, and FCA Guidelines, as well as our reporting obligations. … Develop, implement, and maintain compliance frameworks, policies, and procedures in line with UK, EU, and global regulatory requirements. Continuously assess compliance risks and implement effective risk management strategies that align with our growth objectives. Stay abreast of regulatory changes and ensure timely updates to policies and operational processes.. Lead regulatory engagement, maintain open and constructive relationships with More ❯

audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory changes , industry trends , and best practices in KYC and AML. Skills Required 15+ years of experience in KYC , AML , and compliance within the financial services or banking industry. Deep … expertise in Global KYC Standards , CDD , EDD , and regulatory frameworks across jurisdictions. Proven track record in risk assessment , customer profiling , and compliance strategy development . Strong command of compliance tools , KYC platforms , and documentation systems . Excellent analytical , problem-solving , and decision-making capabilities. Effective communication and interpersonal skills for cross-functional collaboration. Experience in fraud detection , transaction monitoring … and regulatory reporting . High-level documentation , policy drafting , and training skills. Ability to lead compliance audits , manage regulatory inquiries , and support governance frameworks . Comfortable with stakeholder engagement , open communication, and driving compliance transformation initiatives . More ❯

audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory changes , industry trends , and best practices in KYC and AML. Skills Required 15+ years of experience in KYC , AML , and compliance within the financial services or banking industry. Deep … expertise in Global KYC Standards , CDD , EDD , and regulatory frameworks across jurisdictions. Proven track record in risk assessment , customer profiling , and compliance strategy development . Strong command of compliance tools , KYC platforms , and documentation systems . Excellent analytical , problem-solving , and decision-making capabilities. Effective communication and interpersonal skills for cross-functional collaboration. Experience in fraud detection , transaction monitoring … and regulatory reporting . High-level documentation , policy drafting , and training skills. Ability to lead compliance audits , manage regulatory inquiries , and support governance frameworks . Comfortable with stakeholder engagement , open communication, and driving compliance transformation initiatives . More ❯

product, actuarial, claims and IT teams to evolve cyber insurance offerings. Develop standalone and packaged cyber solutions tailored to customer needs across various sectors. Monitor emerging cyber threats and regulatory changes to ensure product relevance and responsiveness. Portfolio Management & Performance Monitoring: Analyse portfolio performance and underwriting metrics (e.g. loss ratios, rate changes, claims trends). Drive corrective action where … pricing adjustments and risk appetite refinement. Contribute to strategic planning, reinsurance discussions, and capital modelling inputs. Governance & Risk Management: Ensure underwriting practices align with internal controls, compliance requirements, and regulatory standards (e.g. FCA, PRA). Support audits, conduct file reviews, and maintain documentation for underwriting decisions. Provide technical mentorship to junior underwriters or cyber underwriting assistants. Work with the More ❯

product, actuarial, claims and IT teams to evolve cyber insurance offerings. Develop standalone and packaged cyber solutions tailored to customer needs across various sectors. Monitor emerging cyber threats and regulatory changes to ensure product relevance and responsiveness. Portfolio Management & Performance Monitoring: Analyse portfolio performance and underwriting metrics (e.g. loss ratios, rate changes, claims trends). Drive corrective action where … pricing adjustments and risk appetite refinement. Contribute to strategic planning, reinsurance discussions, and capital modelling inputs. Governance & Risk Management: Ensure underwriting practices align with internal controls, compliance requirements, and regulatory standards (e.g. FCA, PRA). Support audits, conduct file reviews, and maintain documentation for underwriting decisions. Provide technical mentorship to junior underwriters or cyber underwriting assistants. Work with the More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

on a variety of commercial and technology contracts. Collaborate with a range of internal teams across various business units in order to advise on a broad range of digital, regulatory and privacy issues, including with respect to AI. Assist with implementing measures to comply with other regulatory changes relating to digital, e.g. the EU Accessibility Act. Creating and … updating template documents, polices and processes as necessary. Training and development for internal clients. Compliance and regulatory oversight and guidance – ICO. Keep the business up to date with changes in national data protection laws in relevant jurisdictions. About you UK, common law or European qualified lawyer with circa 6+ years of PQE. This is a guide only. Trained at More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both teams engagement in business-wide … operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management capability … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯