3 of 3 Regulatory Compliance Jobs in Nottingham

incident response lifecycle, including documentation and root cause analysis. Vulnerability Assessments: Conduct regular vulnerability assessments and collaborate with IT teams to ensure timely remediation. Regulatory Compliance: Support compliance with regulatory requirements (FCA, PRA, GDPR) and internal security standards. Risk Assessments: Perform cyber risk assessments for third … to awareness initiatives and provide technical guidance to staff on security best practices. Stay Informed: Stay informed of evolving cyber threats, industry trends, and regulatory changes affecting the financial sector. About you: Security Tools Expertise: Strong understanding of security tools (SIEM, EDR, firewalls, IDS/IPS) and vulnerability management More ❯

Money Laundering Reporting Officer (MLRO). As the MLRO for Capital One UK, you will play a critical role in ensuring the company's compliance with all relevant financial crime regulations, both domestic and international, alongside maintaining the highest standards of risk management. What you'll do Regulatory Compliance & Governance: Act as the SMF17 under the UK's Senior Managers and Certification Regime (SMCR), ensuring compliance with the Money Laundering Regulations, Proceeds of Crime Act, Terrorism Act, and FCA rules. Serve as the primary liaison with regulatory bodies, including the FCA, NCA, and other … financial crime enforcement agencies. Oversee and maintain the companies AML, CTF, and financial crime prevention policies, ensuring alignment with regulatory and enterprise expectations. Horizon scan and keep up to date with evolving legal and regulatory expectations Financial Crime Risk Management: Lead the identification, assessment, and mitigation of financial More ❯

remain aligned with the organisation's needs. Troubleshoot and resolve any technical issues related to AI tools, escalating problems as needed. 8. Ethical and Regulatory Compliance Support: Help ensure that AI tools comply with legal, ethical, and privacy standards, working closely with legal and compliance teams. Stay More ❯