1 to 25 of 353 Regulatory Compliance Jobs in the UK excluding London

Reporting to the Head of Information Security, the Security Regulatory Compliance Manager is integral to safeguarding the organization's assets, ensuring smooth operations, and maintaining a positive reputation with key stakeholders, regulators, and the wider industry. This role ensures MBNL's compliance with security regulations such as … TSA, DPA, and CSR, supporting program delivery, security teams, and managed service providers. This role is also fundamental in ensuring MBNL meets its regulatory obligations under TSA by maintaining its ISO27001 certification. What you can expect to be doing: • Deliver security regulatory compliance and manage associated governance … and risk activities. • Manage the overall compliance programme for TSA, CSR, and DPA regulations as well as assembling evidence for continuous compliance activities such as S135 returns. • Balance regulatory compliance with business impact, ensuring controls are effective without hindering business operations. • Oversee Managed Service Providers (MSPs More ❯

limited term basis (6-12 months). In this role, you will lead operational and Business as Usual (BAU) projects with a focus on regulatory, compliance, and due diligence initiatives. While the primary focus will be on project management, some analysis work will be required to ensure the … smooth delivery of projects that meet regulatory standards and support compliance processes. Key Responsibilities Lead and manage regulatory, compliance, and due diligence projects from initiation through to implementation, ensuring all deliverables comply with legal and organisational requirements. Develop and maintain detailed project plans, timelines, and budgets … with a focus on meeting regulatory compliance milestones. Coordinate cross-functional teams to ensure alignment with evolving regulatory requirements. Identify, assess, and mitigate risks, addressing compliance-related issues promptly. Track project progress, providing regular updates to stakeholders and resolving any issues that arise. Ensure all project More ❯

What's the role Reporting to the Head of Compliance Strategy and Delivery, the Senior Analyst Compliance Strategy & Delivery is a member of the Strategy & Delivery team within T&S Compliance. The T&S Compliance Strategy & Delivery team is responsible for: Developing, implementing and regularly reviewing T … S Compliance LOD2 strategies, goals and priorities (including the T&S Compliance data and technology strategy and its supporting IT roadmap, the T&S Compliance communications strategy and related annual plan, and Compliance Leadership Team governance) to align with T&S business strategy and developments within … T&S Compliance, and to ensure T&S' regulated businesses are able to meet their regulatory obligations. Financial planning and reporting across T&S Compliance. Delivering all LOD2 projects and strategic initiatives to enhance to the overall T&S Compliance Framework, including projects to: continually review and More ❯

WRS - United Kingdom Time type: Full time Posted on: Posted 4 Days Ago Job requisition id: REQ-13864 Role Description The Global Risk and Compliance division (GR&C) exists to enable the FNZ Group to safely achieve its strategic objectives and protect value; to support the growth and delivery … The Global Data Protection Officer (DPO) is responsible for designing, implementing, and overseeing the firm's global data protection and privacy framework to ensure compliance with regulatory requirements and industry best practices. This role involves leading data protection initiatives across jurisdictions, proactively addressing emerging privacy risks, and fostering … s executive leadership, regulators, and stakeholders across regions and business units to align data privacy strategies with the firm's strategic objectives and evolving regulatory landscape. This role will collaborate with governance, risk, and compliance (GRC) specialists and analytics experts to ensure effective oversight, reporting, and continuous improvement More ❯

institutions solve complex payment needs in every major economy. As we continue to scale our global business, we are looking for an experienced Chief Compliance Officer (CCO) to join our leadership team in the UK. OVERALL PURPOSE The CCO will be a key strategic business partner, playing a pivotal … role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our … partners. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operations and driving a compliance-first culture that enhances our ability to innovate and scale. The successful candidate will balance high-level oversight with hands More ❯

commerce merchants, and international businesses. As part of the PanPay Group, our mission is to build a modern, cross-border financial platform grounded in regulatory integrity and operational transparency. The UK team plays a key role in our governance, financial oversight, and strategic development. ⸻ Position Overview We are seeking … proactive and detail-oriented Financial Manager to lead the financial operations of our UK entity. This role will be instrumental in ensuring financial accuracy, regulatory compliance, and operational efficiency during our growth phase. The ideal candidate will possess a solid accounting background, working knowledge of EMI regulatory … payment approvals. • Prepare monthly management accounts, internal financial reports, and performance dashboards. • Support the budgeting and forecasting process in coordination with Group Finance. FCA Regulatory Compliance • Ensure the timely and accurate submission of FCA regulatory reports (e.g. REP018, REP017). • Monitor safeguarding practices, conduct daily and periodic More ❯

knowledge, and the important relationships we have developed with our global clients. We are a Belfast-based Clinical Research Organisation that specialises in delivering compliance excellence for companies in the precision medicine sector. We support many of the world's leading pharmaceutical R&D companies in implementing unapproved diagnostics … sponsor ownership of the IVD study being conducted in parallel with our clients' IND/IMP trial. ARC's team of experts cover IVD regulatory compliance, study design and approvals, quality assurance including vendor due diligence and management along with a team of clinical research experts who manage … the IVD study, ensuring it is conducted in compliance with local and global GCP, and that the biomarker data is robust and reliable. To further support our growing client base and to expedite patient access to life-saving experimental medicines, ARC has developed and launched our SaaS platform, ARC360. More ❯

key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal product requirements are met efficiently. Working closely with Project Managers and Technical Leads, you will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory More ❯

key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal product requirements are met efficiently. Working closely with Project Managers and Technical Leads, you will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory More ❯

key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal product requirements are met efficiently. Working closely with Project Managers and Technical Leads, you will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory More ❯

key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal product requirements are met efficiently. Working closely with Project Managers and Technical Leads, you will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory More ❯

office in central Edinburgh. The Role As a key part of our expansion, we are looking for an experienced and highly capable Head of Compliance to join our team. This is an exciting time in the evolution of our business as we seek to build on and embed our … position as a quality provider of debt to UK SMEs. Reporting to our Chief Executive Officer, this is a broad role for an experienced compliance professional who will be responsible for the operational and reporting capacity in all compliance, regulatory, governance and risk matters, ensuring that the … company meets its FCA obligations and customers receive good outcomes. Responsibilities Overseeing and managing the compliance function, holding SMF16 responsibilities Directing the evolution of the company's Compliance Monitoring Framework Performing thematic oversight to support the company's policy management and regulatory matters, providing reports to management More ❯

Operational Pharmacy Systems will own the development and optimisation of internal systems that power Chemist4U’s Pharmacy Hub, including dispensing workflows, inventory management, and compliance tools. This role requires product management expertise, blended with pharmacy operations knowledge, and Agile methodologies to deliver solutions that enhance efficiency, ensure regulatory compliance (e.g. GPhC standards), and improve patient outcomes. The Product Manager will collaborate with pharmacists, developers, and stakeholders to drive digital transformation in our operational processes. Responsibilities Product Strategy and Vision : Define and deliver a scalable, compliant product vision and roadmap for operational pharmacy systems, informed by market … trends and business needs. Backlog Management : Own and prioritise the product backlog across pharmacy tech systems, ensuring clear, actionable stories aligned with regulatory and operational priorities. Stakeholder Collaboration : Lead cross-functional alignment with internal leaders and external partners to gather requirements, validate functionality, and drive strategic buy-in. System More ❯

industry and internal standards compliance. This role requires a strategic approach to ensuring that LevertonHELM operations meet customer expectations and legal requirements. Key Tasks Regulatory Compliance: Ensure LevertonHELM complies with all applicable local and international regulatory requirements. Monitor regulatory changes and lead efforts to align internal … processes and documentation accordingly. Prepare and manage submissions, certifications, and responses for audits and certifications. Act as liaison between regulatory authorities, external auditors, and internal stakeholders, managing audit schedules and outcomes. Maintain the SHEQ (IMS)systems in accordance with 9001, 14001, 45001 & 50001 Training & Development: Design and deliver training … programs to educate employees about SHEQ and compliance standards. Provide guidance and mentorship to employees on best practices for ensuring compliance and maintaining SHEQ standards. Foster a culture of SHEQ compliance by instilling a strong understanding of regulatory requirements across all departments. Documentation & Reporting: Oversee the More ❯

Lead Business Analyst, Market Risk - Investment Banking - London (Murex, Market Risk Models, Advanced Analytics, Machine Learning, Regulatory Compliance, Data Integrity, Stakeholder Management) A global financial markets and commodities bank is seeking a Lead Market Risk Business Analyst to join their dynamic Risk Technology division. With a unique international … across asset classes. You’ll lead business analysis for critical technology initiatives, collaborate with cross-functional teams, drive model and system enhancements, and ensure compliance with global regulatory frameworks. This is a chance to shape the future of market risk at an organisation committed to innovation, integrity, and … have at least 7 years' experience in market risk management with strong business analysis and IT delivery credentials. Familiarity with Murex, advanced analytics, and regulatory frameworks is essential. Exposure to machine learning, data governance, and stakeholder engagement across business and IT is highly valued. Key responsibilities include requirements gathering More ❯

Adaptable Job purpose This role has been created for the purpose of supporting the General Counsel in the development and implementation of nexfibre’s regulatory and compliance strategy and activities. Operating within a small team, this individual will work across a variety of areas and will have significant … as well as regular engagement with Ofcom, DSIT, BDUK and industry trade associations. In the short term this role will help develop the relevant compliance and security policies for nexfibre and will be instrumental in ensuring the maintenance and management of these policies going forward. In this role you … business teams as well as with external collaborators and advisers. Act as a key member of the nexfibre business, staying up to date with regulatory and compliance developments and trends and the fostering of excellence and best practice. Serve as a trusted partner, and provide strategic, actionable guidance More ❯

technology investments that supports scalability, cost-efficiency, and long-term alignment with business goals. Ensure that agreed best practices, governance standards, and legal and regulatory compliance requirements across the technology ecosystem are followed, collaborating with compliance and risk management teams as needed. Work with security, governance and … product teams to implement security best practices and ensure regulatory compliance within applications. Document all application architecture design and analysis work. Ensure technology and delivery approaches are aligned between delivery teams and with the overall IT and Architecture strategies. Represent BDO UK, Stream and IT interests when working … and Azure PaaS resources. Proficiency in integration tools and technologies (eg, APIs, ESBs, iPaaS) and familiarity with cloud and hybrid architectures. Knowledge of security, compliance, and data governance best practices in an enterprise setting. Demonstrated ability in technology partner management practices including the ability to lead vendors/partners More ❯

technology investments that supports scalability, cost-efficiency, and long-term alignment with business goals. Ensure that agreed best practices, governance standards, and legal and regulatory compliance requirements across the technology ecosystem are followed, collaborating with compliance and risk management teams as needed. Work with security, governance and … product teams to implement security best practices and ensure regulatory compliance within applications. Document all application architecture design and analysis work. Ensure technology and delivery approaches are aligned between delivery teams and with the overall IT and Architecture strategies. Represent BDO UK, Stream and IT interests when working … and Azure PaaS resources. Proficiency in integration tools and technologies (eg, APIs, ESBs, iPaaS) and familiarity with cloud and hybrid architectures. Knowledge of security, compliance, and data governance best practices in an enterprise setting. Demonstrated ability in technology partner management practices including the ability to lead vendors/partners More ❯

firm serving banks, mortgage originators and servicers, FinTechs, and other companies providing financial services. We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational … challenges. We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients. Founded in 2005, Treliant is headquartered in Washington, DC, with offices in New York, London, Belfast, and Łódź, Poland. For more information … emphasis on personal and professional growth by providing all the training you'll need to become a highly skilled Treliant consultant. Programs cover Finance, Regulatory, Technology, and Operational aspects of investment banking. Clients - As a Treliant consultant, you will be working with some of the top clients in the More ❯

with external counsels and other Tencent attorneys based around the world, including in mainland China, Hong Kong, Singapore, EU, and the US, to provide compliance and regulatory analysis and advice for international business initiatives. Identify potential legal issues and risks, compliance gaps and help business teams navigate … through legal and regulatory compliance to devise creative solutions for business teams to mitigate risks. Develop, implement and monitor our internal compliance policies, knowledge management, and processes to address compliance issues and provide actionable solutions, ensuring alignment with international regulatory standards. Develop online training materials … and conduct training to educate business stakeholders and product teams on evolving laws, regulations and compliance standards. Advise management on implications of legal and regulatory updates. Qualifications You have five or more years of experience working in a law firm or in-house legal department, in the areas More ❯

systems. The successful candidate will also lead a team to carry out customer reviews and investigations, ensuring we adhere to the highest standards of regulatory compliance and risk management. At Wealthify our technology plays a crucial role in developing in-house solutions, so we’re seeking a dynamic … and investigations. Ensure timely and thorough investigations of suspicious activities and transactions. Collaborate with internal and external stakeholders to resolve cases and mitigate risks. Regulatory Compliance and Risk Management: Work closely with the MLRO to assist with discharging their duties, manage risk, and appropriately escalate as necessary Be … aware and inform the team of regulatory changes and industry best practices related to financial crime. Ensure all financial crime activities are compliant with relevant regulations and guidelines. Develop and maintain financial crime risk management frameworks and policies. Reporting and Analysis: Produce regular reports and analysis on financial crime More ❯

systems. The successful candidate will also lead a team to carry out customer reviews and investigations, ensuring we adhere to the highest standards of regulatory compliance and risk management. At Wealthify our technology plays a crucial role in developing in-house solutions, so we’re seeking a dynamic … and investigations. Ensure timely and thorough investigations of suspicious activities and transactions. Collaborate with internal and external stakeholders to resolve cases and mitigate risks. Regulatory Compliance and Risk Management: Work closely with the MLRO to assist with discharging their duties, manage risk, and appropriately escalate as necessary Be … aware and inform the team of regulatory changes and industry best practices related to financial crime. Ensure all financial crime activities are compliant with relevant regulations and guidelines. Develop and maintain financial crime risk management frameworks and policies. Reporting and Analysis: Produce regular reports and analysis on financial crime More ❯

incident response lifecycle, including documentation and root cause analysis. Vulnerability Assessments: Conduct regular vulnerability assessments and collaborate with IT teams to ensure timely remediation. Regulatory Compliance: Support compliance with regulatory requirements (FCA, PRA, GDPR) and internal security standards. Risk Assessments: Perform cyber risk assessments for third … to awareness initiatives and provide technical guidance to staff on security best practices. Stay Informed: Stay informed of evolving cyber threats, industry trends, and regulatory changes affecting the financial sector. About you: Security Tools Expertise: Strong understanding of security tools (SIEM, EDR, firewalls, IDS/IPS) and vulnerability management More ❯

analysis work while developing automated solutions that continuously improve data engineering across the Bank. Your technical leadership will establish a centre of excellence, ensure regulatory compliance, and deliver smart, customer-focused designs. Role Requirements Design, develop, test, and deploy scalable, cost-effective, and secure distributed architectures using Azure … knowledge of test-driven development. Demonstrated capability in building secure, scalable data solutions on Azure with an in-depth understanding of data security and regulatory compliance, using tools like Microsoft Purview and Unity Catalog. Essential Critiera Proven ability to coach and mentor others effectively in a senior capacity More ❯

servicing investments, and supporting wealth management services for institutional and high-net-worth clients. As part of ongoing efforts to strengthen their cybersecurity and regulatory posture, they are launching a project focused on third-party application risk remediation. The project is part of a broader regulatory compliance … owners, vendor managers and third-party providers Gather and document information related to Single Sign-On (SSO), vendor processes for MFA exceptions, password policy compliance and user access review and certification procedures. Work closely with Cyber Risk SMEs to assess the feasibility of implementing required controls or compensatory measures … report on ongoing remediation activities Skills, experience, qualifications and knowledge required: Experience as a Business Analyst, ideally in a cybersecurity, third-party risk, or regulatory compliance setting Strong stakeholder management skills – able to lead meetings and follow up effectively Highly organized with excellent documentation and reporting capabilities Comfortable More ❯