Head of Public Markets, Compliance
- Hiring Organisation
- Jobleads-UK
- Location
- Greater London, England, United Kingdom
Highly experienced senior Compliance leader with deep Public Markets expertise and a proven track record operating across a complex global asset management business such as Schroders. Strong technical knowledge of Public Markets regulation, including investment management, trading, market conduct, market abuse, conflicts, best execution, product governance, disclosure, client … outcomes, cross-border activity and senior management accountability. Strong understanding of fund structures and related regulatory requirements across Schroders’ Public Markets platform, including UCITS, AIFs, ETFs, segregated mandates, pooled vehicles, feeder structures, sub‐advised arrangements and cross‐border distribution models. AIFMD proficiency, including practical understanding of AIFM responsibilities, delegation ...