Senior Compliance Analyst - Control Room & Data
- Location
- Greater London, England, United Kingdom
point of contact for the business on restriction, limit, and conflicts queries, providing clear and timely responses Build and maintain SQL-based reports, checks, and tools to support restriction list, position limit, and disclosure monitoring, reducing manual processing and improving data quality Document, review, and refine Control Room procedures, controls … data analysis, and working effectively alongside technology teams Working understanding of MNPI, information barriers, and conflicts management principles Genuine data fluency, including hands-on SQL, with the ability to build tools and processes rather than simply consume reports. Python is a plus. This is not a developer role, but comfort ...