an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining … relationships with important stakeholders to achieve this. The Product Risk Manager will require WealthManagement or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is responsible for investigating and establishing … well as representing the UK in regulatory change projects. The Product Risk Manager will carry out controls keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all more »
Compliance Operations Manager Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, WealthManagement, General Insurance, Life Insurance, Short Term Lending, Commercial Finance and Asset Finance. A newly created opportunity is available for an experienced Compliance Operations … Manager to focus on areas including Consumer Duty, Product Governance and Compliance Operations. Candidates must come from a financial services (mortgages, insurance and wealth) background and have experience of Consumer Duty/Product Governance and its requirements. Areas of responsibilities: Consumer Duty: Managing and overseeing Consumer Duty projects/… Outlook, Work, Power BI. Desired but not necessity the relevant qualifications for the business areas involved in e.g. mortgages (CeMAP or equivalent), protection (RO5), WealthManagement (QCF Level 4 qualified), General Insurance CII certificate. £50 – 75k Basic + Bonus + Benefits (Dependent on experience more »
Financial Crime Manager - Banking, WealthManagement and Payments London/Hybrid £85,000 per annum I am looking for experienced financial crime professionals with specific exposure to issues around AML, Sanctions, ABC & CTF. Exposure to banking, wealthmanagement and the payments industry would be very helpful more »
background. What you'll be doing: You will enhance and maintain a version of the Paladign system which is used to support the UK wealthmanagement business. The software is maintained in house and has many interfaces with other systems for example financial reporting, order execution, portfolio managementmore »
This is a 6 Month FTC** The Client Our client is a boutique wealthmanagement company, highly recognised and fantastic reputation. The Role The Client Services Assistant/Sales Support Assistant will provide general and administrative support to the Business Development & Model Portfolio Service team ensuring that the more »
