1 of 1 Contract Regulatory Compliance Jobs in the City of London

client, adviser and account data across all systems. The role is accountable for delivering high-quality service, maintaining strong risk and control standards, supporting regulatory compliance and driving continuous improvement. This role plays a critical part in protecting data integrity, supporting operational efficiency and ensuring an excellent experience … service delivery. Ensure effective management of queues and backlogs. Risk, Control & Governance Maintain robust operational controls to protect client and business data. Ensure compliance with FCA regulations, GDPR and internal policies. Review operational errors and incidents, identifying root causes and implementing corrective actions. Support internal and external audits. Escalate ...