Internal Audit and Compliance Officer
East London, London, United Kingdom
Hybrid / WFH Options
Hybrid / WFH Options
GSC Direct Sourcing
Morgan/Nutmeg - London - 6 months - Hybrid - PAYE We're seeking an Internal Audit and Compliance Officer to join Nutmeg, JP Morgan's digital wealth management business, in London on an initial 6 months contract. You'll be providing supervisory management and oversight of the performance of … Nutmeg sales, financial advice and trading activity is executed in line with firmwide policies and regulatory requirements. You will assist the Head of Supervisory Management in managing Compliance and Operational risk ensuring alignment with regulatory and firmwide requirements. Job Responsibilities Conduct ongoing quality assurance monitoring covering Nutmeg Wealth Management activity with a focus on sales practices and Consumer Duty. Conduct ongoing monitoring activities related to client suitability. Provide oversight and monitoring of the issuance of financial advice to clients. Generate management information related to supervision activities. Support the enhancement of business processes and controls in more »
Employment Type: Contract, Work From Home
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