2 of 2 Contract Trade Surveillance Jobs in the UK

seeking a highly skilled Business Analyst (BA) to join their team for a temporary engagement. This pivotal role will contribute significantly to the EMEA Trade Surveillance Uplift project, a strategic initiative aimed at enhancing the Firm's trade surveillance capabilities. Purpose of the Role: The Business … understanding of front-to-back office processes and products. Proven experience in delivering projects, particularly those involving regulatory changes. Familiarity with banking operations and trade flows. Experience working in deadline-driven project teams. Ability to work collaboratively, resolve conflicts, and take initiative while supporting project leadership. Resilience under pressure ...

trusted advisor to trading and senior stakeholders, ensuring full compliance with global trading regulations and market conduct rules. You will lead compliance initiatives, conduct surveillance and risk assessments, and contribute to the continuous improvement of policies, procedures and training programmes. Key responsibilities include advising on regulatory requirements and upcoming … integrity. Essential experience and skills: Minimum 5 years' experience in commodities trading compliance or a similar regulatory role with 2+ years' experience using trade surveillance tools; minimum of 10+ years in trading compliance for a Senior Advisor Strong knowledge of MiFID II, EMIR, MAR, Dodd-Frank and related ...