London, South East, England, United Kingdom Hybrid / WFH Options
Robert Walters
About the Role: We're looking for a skilled Test Analyst to join a fast-paced WealthManagement project focused on automating testing processes. You'll play a key role in testing an in-house bespoke Order Management System (OMS). This hands-on, results-driven role will require you to lead the testing process, create and … fast-paced, evolving environment. Strong attention to detail and the ability to troubleshoot complex issues. If you're a hands-on Test Analyst looking to make an impact in WealthManagement, we want to hear from you! Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates More ❯
across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services, and Wealth Management. Responsibilities: Coordinate MiFID/R governance forums to ensure effective oversight and compliance. Collaborate with business units to assess control effectiveness and manage residual risks through the Risk … and Control Self-Assessment process. Oversee issue management, ensuring timely remediation of identified issues. Develop, monitor, and report key performance and risk metrics related to MiFID/R. Manage the MiFID/R publications within the Citi Regulations inventory, ensuring accuracy and compliance timelines. Maintain a comprehensive reference control library for all UK/EU MiFID/R obligations. … Liaise with Compliance, Legal, Internal Audit, and other control functions to maintain an effective control framework. Qualifications & Skills: Practical experience in Financial Services, with a background in consulting, business management, business risk, or advisory compliance. Strong understanding of EU/UK MIFIR/MIFID II or other major European or US regulations. Demonstrated experience in regulation implementation, change programmes More ❯
Belfast, County Antrim, United Kingdom Hybrid / WFH Options
Adecco
across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services, and Wealth Management. Responsibilities: Coordinate MiFID/R governance forums to ensure effective oversight and compliance. Collaborate with business units to assess control effectiveness and manage residual risks through the Risk … and Control Self-Assessment process. Oversee issue management, ensuring timely remediation of identified issues. Develop, monitor, and report key performance and risk metrics related to MiFID/R. Manage the MiFID/R publications within the Citi Regulations inventory, ensuring accuracy and compliance timelines. Maintain a comprehensive reference control library for all UK/EU MiFID/R obligations. … Liaise with Compliance, Legal, Internal Audit, and other control functions to maintain an effective control framework. Qualifications & Skills: Practical experience in Financial Services, with a background in consulting, business management, business risk, or advisory compliance. Strong understanding of EU/UK MIFIR/MIFID II or other major European or US regulations. Demonstrated experience in regulation implementation, change programmes More ❯