1 to 25 of 300 Permanent Regulatory Compliance Jobs in the UK

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £35,000 to £40,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of the … Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: (url more »

experience in selling to Financial Services Institutions (C-level engagements) • Experience in selling solutions to Financial Services sector – payments, treasury, finance, risk control, and regulatory compliance functions etc. Employment TypePermanent Benefits• 25 days annual leave. • Company pension scheme matching up to 5% of salary. • Private medical insurance plus more »

the achievement of circular economy across the value chain, and to help suppliers build capacity, knowledge and skills for lasting impact and to meet regulatory requirements such as for Digital Product Passports and Supply Chain Due Diligence.Working closely with clients to help them support suppliers to meet their sustainability … standards and compliance requirements across key ESG subject areas.Developing and maintain strong relationships with clients and support them to build positive partnerships around the subject with their suppliers, ensuring that they understand the client's requirements and expectations.Supporting to clients in the development and implementation of the circular strategy … practices relating to circular economy action planning across the value chain, how clients are achieving success with supplier engagement activities to achieve decarbonisation, and regulatory developments across the subject matter.Developing the technical knowledge and capability of our junior team members working across sustainable supply chain transformation programmes.Connect to your more »

and continuous learning. Champion best practices in software development, architecture, and infrastructure to ensure scalability, performance, and maintainabilityEstablish and enforce robust security measures and compliance standards to protect our customers' data and ensure regulatory compliance in all aspects of our operations. Stay abreast of evolving cybersecurity threats … and regulatory requirements, implementing proactive measures to mitigate risksAs part of end to end accountability; oversee the design, implementation, and optimization of our technology infrastructure and operations, including cloud services, networks, and data centers. Drive initiatives to improve scalability, reliability, and cost-efficiency, leveraging automation and DevOps practices where … privacy.Proven track record of recruiting, developing, and retaining top talent.Experience working in fast-paced, high-growth environmentsStrong understanding of financial services, banking regulations, and compliance requirements, with a focus on security and risk managementExcellent leadership and communication skills, with the ability to inspire and motivate teams, influence stakeholders, and more »

access management processes to centralised processes.• Work with security engineering colleagues and application administrators to implement monitoring of access changes within critical applications.• Support regulatory compliance evidence requests, as required (e.g. SOX effectiveness of design and effectiveness of operation testing).What we’re looking for: 10 years of … experience.Experience in working within Financial Services industry preferable.Comfortable engaging in matters relating to Identity & Access Management operations processes with all levels of seniority.Understanding of regulatory requirements such as PCI and SOX-404 advantageous.Strong written and verbal communication skills, interpersonal and collaborative skills, and ability to communicate IAM concepts such more »

Governance Lead to join their Data department. The successful candidate will be responsible for overseeing and implementing data governance policies and procedures to ensure regulatory compliance and accurate reporting.Key Skills: * MUST have insurance experience, ideally London Market. * Data Governance expertise - implementing governance policies & procedures in a regulated environment. more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

Quality Compliance Engineer - RF | £40k-£45k DOE | Chelmsford | Permanent We have an exciting opportunity for a Quality Compliance Engineer to work on production equipment used for the manufacture of RF products, from standard to bespoke solutions. Our client is known for being at the forefront of technology and … in creating cutting-edge products for space/satellite industries and healthcare. This role would be great for someone with a great understanding of regulatory compliance and electronics/electrical engineering. Role/Responsibilities: Focus on Compliance: Provide technical teams with direction and support to ensure all … regulatory compliance standards are understood and met. Ideal for an experienced electronics/electrical engineer with a solid understanding of relevant regulations and standards, and how to meet them from an electrical and mechanical design perspective. Emphasis on Product Quality: Ensure RF Power systems, processes, and products operate more »

As a Cyber Security Compliance Manager (Infosec and Data Privacy) you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in … navigating the complexities of data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. This role is a sole contributor role and will require a person with a hands on focus to drive agenda forward. Essential Duties and Responsibilities … Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are up-to-date and compliant. Data Protection Officer: Maintain records of all data processing activities of the company, serve as point of contact for more »

track expenses to ensure financial objectives are met. Work alongside our accounts department to ensure invoices are delivered for projects in the designated timeframes. Regulatory Compliance : Ensure all surveying activities comply with industry standards. Implement safety protocols. Technology and Tools : Ensure team members are trained on technologies and … team members. Budget and Financial Management : Experience in budget planning and financial management. Skills in cost estimation and managing project finances to maintain profitability. Regulatory Knowledge : Understanding of the legal and regulatory environment related to surveying. Knowledge of health and safety regulations and compliance requirements in the more »

join their 100% remote working team. This client are working with some of the biggest names in Pharmaceuticals, Finance and Hospitality to ensure full regulatory compliance in a completely automated way. The mission of the organisation is to make compliance seamless, facilitating good governance and ensuring that … architectural decision-making/create a team around you. • Fascinating technical work – working with some of the best names in industry to solve complex regulatory issues. This is a fast-expanding industry, and you’ll be at the forefront. • Excellent social mission, help top organisations deliver quality products whilst more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship processes (acquirers and … payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key Responsibilities: Managing … the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

assist with marketing presentations for the Fund Liaise with fund admin and auditors in producing annual audited accounts Assisting the COO/HOO with regulatory compliance tasks Various project related tasks – for example setting up trading lines/FIX connectivity more »

Insurance & Banking team. The AI&B Banking team is dedicated to delivering shareholder returns through strategic financial resource management, operational frameworks, and risk and regulatory initiatives. They leverage industry expertise and advanced analytical methodologies to navigate the complexities of the banking sector. Role Overview: The client is looking for … analysis, economics, quantitative modelling, and data science. The team members bring extensive experience from both industry and advisory backgrounds in strategy, finance, treasury, risk, regulatory, commercial, and operational domains. Key Responsibilities: Providing strategic advice and guidance to Tier 1 banks on balance sheet optimization and regulatory compliance. Developing … and developing data models, dashboards, and analytical frameworks for decision-making and cost reduction. Managing large-scale projects including technology implementation, M&A, and regulatory oversight. Spearheading business restructuring initiatives and overseeing complex investment platform migrations. Advising on treasury-related areas such as capital management, liquidity management, and interest more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to … the Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the more »

projects, interfacing with engineering, project management, project controls and document management functions. Advise leadership, engineering, programme and project management, and clients (intelligent Customer), on regulatory compliance, standards and guidance. Assist safety case assurance though project, programme and corporate requirements. Define and develop interfaces between all related functions, including … staff and contractors. Knowledge of a range of nuclear hazard identification and analytical tools Solid understanding of UK nuclear site licensing, safety assessment principles, regulatory guidance on safety assessment and nuclear Site Licence Conditions Knowledge of Regulatory permissioning/flexible permissioning Ability to gain and retain Security Clearance more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »

data flows to improve Data Quality for downstream processes and the delivery/implementation of process and policy improvements. Particular expertise required: Familiarity with regulatory requirements related to Credit Risk and Rating Systems and ideally Parental Support Rating Systems Experience of delivering change within a Data Programme and dealing … provides solutions using analytics, tools, and models to identify, measure and manage key risks.GRA currently covers Wholesale Credit and Market Risk, Financial Crime Risk, Regulatory Compliance and Operational Risk. As GRA is focused on model development and ownership, its activities are considered First Line of Defence. Role Context … awareness of modelling tools, techniques and systems Risk system architecture across Risk sub-functions – where relevant. Data management approaches and technology Understanding of the regulatory framework within which HSBC operates globally. Experience Proven track record as an outstanding analyst or consultant Overall financial services industry knowledge with specific functional more »

including electrical, communications/networking, software, etc. Flexible and Adaptable Problem-Solving Embrace the challenge of troubleshooting and diagnosing issues, ensuring seamless operation and regulatory compliance. Adapt to changes in project scope, customer requirements, and emerging technologies in the EV charging industry. Stakeholder Management Collaborate tenaciously with third-party more »

New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as … Lloyd’s oversight requirements. Key responsibilities: Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd’s regulatory principles. Playing a key role in horizon scanning … Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders. Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. more »

commercial negotiations: draft and negotiate agreements in relation to multiple business lines (OTC spot, liquidity provision, derivatives documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely with the General Counsel and Deputy GC to monitor the legal and regulatory landscapes across jurisdictions; support … financial regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation of decentralized finance and protocols Corporate: support and manage the corporate structure and governance across multiple entities and jurisdictions Disputes and claims: assist the legal team and the business more »

the safety and reliability standard levels required to be regarded as a lead supplier of choice in their field. Duties: Oversee and maintain Company regulatory compliance in relation to QSHE. Provide and/or facilitate delivery of training in relation to all QSHE activities. Coordinate change control activities. … induction and toolbox-style training Provide experience to the business on all Health, Safety, and Environmental-related matters Ensure the business environmental arrangements maintain compliance with regulatory requirements Lead and take ownership of the business health surveillance program in conjunction with HR Requirements: Experience managing the QSHE function more »

based lens that separates the important from the trivial. Strength of character to express opinions and challenge the status quo. The Value You Deliver Regulatory Compliance – Deliver insightful and impactful controls testing over key controls to ensure regulatory expectations are met. Support New Business & Product Growth – Provide more »