1 to 25 of 92 Regulatory Compliance Jobs in the City of London

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

Join Our client Team as a Regulatory Change Business Analyst! Are you ready to take on a pivotal role in the world of regulatory compliance? Our client is on the lookout for a proactive and detail-oriented Regulatory Change Business Analyst to help navigate the ever-evolving landscape of regulatory requirements. If you're passionate … about compliance and eager to make a difference, this could be the perfect opportunity for you! What You'll Do: As a Regulatory Change Business Analyst, you will work collaboratively with a dynamic team of compliance, legal, risk, technology, and business stakeholders. Your primary focus will be on ensuring timely and effective responses to regulatory changes … that impact our organisation. Here's a glimpse of your major responsibilities: Delivery & Management: Own and manage business requirements for regulatory change implementations, ensuring all initiatives align with business priorities. Business Strategy & Growth: Partner with management to develop and prioritise strategies that drive business change and growth. Performance & Planning: optimise business performance by driving key initiatives and supporting documentation More ❯

Head of Risk & Compliance – FinTech | London (Hybrid, 2–3 days office) Are you a hands-on risk and compliance leader who thrives in fast-paced, high-growth environments? This FinTech is scaling rapidly and looking for a Head of Risk & Compliance to take ownership of the 2nd line to strengthen enterprise risk across the group You’ll … drive improvement of cadence, quality, and embedding a culture of proactive risk management as the business expands. What you’ll be doing Leading and evolving the Group Risk and Compliance Framework , ensuring effective governance and alignment with business objectives. Driving enterprise risk management across all entities, improving RCSAs, monitoring KRIs, and embedding a consistent rhythm of reporting and assurance. … Managing and executing the Group assurance plan , including internal risk and compliance reviews, and coordinating external audit activity. Supporting in regulatory engagement and oversight of UK requirements, ensuring the FinTech stays aligned with FCA expectations and evolving regulations. Acting as a trusted advisor to senior stakeholders, providing clear, practical guidance that supports commercial goals while maintaining compliance More ❯

Head of Risk & Compliance – FinTech | London (Hybrid, 2–3 days office) Are you a hands-on risk and compliance leader who thrives in fast-paced, high-growth environments? This FinTech is scaling rapidly and looking for a Head of Risk & Compliance to take ownership of the 2nd line to strengthen enterprise risk across the group You’ll … drive improvement of cadence, quality, and embedding a culture of proactive risk management as the business expands. What you’ll be doing Leading and evolving the Group Risk and Compliance Framework , ensuring effective governance and alignment with business objectives. Driving enterprise risk management across all entities, improving RCSAs, monitoring KRIs, and embedding a consistent rhythm of reporting and assurance. … Managing and executing the Group assurance plan , including internal risk and compliance reviews, and coordinating external audit activity. Supporting in regulatory engagement and oversight of UK requirements, ensuring the FinTech stays aligned with FCA expectations and evolving regulations. Acting as a trusted advisor to senior stakeholders, providing clear, practical guidance that supports commercial goals while maintaining compliance More ❯

Job Purpose: The Facilities Buildings Supervisor oversees all DataCenter Client London Data Centre buildings, ensuring operational excellence across the campus. This includes managing building fabric, office spaces, subcontractors, and compliance with industry standards and legislation. The role focuses on continuous improvement and effective project management for building maintenance and enhancement. Key Responsibilities: Manage maintenance and enhancements of building fabric … and grounds. Lead projects for building maintenance, including RAMS, permits, and sign-off. Ensure compliance with various regulations (e.g., water, fire safety, HSE, noise, waste, etc.). Collaborate with Risk & Compliance to ensure adherence to legislation. Oversee subcontractors and manage health & safety for building-related works. Support audits and track incidents, complaints, and non-conformities. Manage office spaces … stationery, coffee machines, and vending services. Track building assets via the CAFM system and ensure ongoing maintenance. Complete building checks and maintain a clean, presentable front-of-house environment. Regulatory Compliance: Ensure compliance with Health & Safety, Environmental Protection, and various ISO standards (e.g., ISO 9001, ISO 27001, ISO 14001, etc.). Qualifications & Experience: Essential: Experience in building More ❯

Business Analyst - EU DORA Compliance (3 Days in Office/2 WFH) 6-Month Contract | Inside IR35 McCabe and Barton are working with a leading investment client who are seeking a 6-month contract Business Analyst with regulatory compliance experience to support our EU DORA implementation. The role involves translating regulatory requirements into actionable business and … technical specifications while ensuring comprehensive documentation. Key Responsibilities: Analyse DORA regulatory requirements and translate them into detailed functional and technical specifications Conduct gap assessments between current ICT risk management practices and DORA obligations Elicit, document, and validate requirements from stakeholders across risk, IT, operations, and compliance functions Design and document business processes for ICT risk management, incident reporting … and resilience testing Create comprehensive process flows, procedures, and guidelines to support operational resilience requirements Collaborate with IT teams to define system changes, controls, and monitoring capabilities needed for compliance Support vendor risk assessments and document third-party ICT dependencies and critical service arrangements Facilitate requirements workshops and ensure alignment between business needs and technical solutions Develop templates, frameworks More ❯

Business Analyst - EU DORA Compliance (3 Days in Office/2 WFH) 6-Month Contract | Inside IR35 McCabe and Barton are working with a leading investment client who are seeking a 6-month contract Business Analyst with regulatory compliance experience to support our EU DORA implementation. The role involves translating regulatory requirements into actionable business and … technical specifications while ensuring comprehensive documentation. Key Responsibilities: Analyse DORA regulatory requirements and translate them into detailed functional and technical specifications Conduct gap assessments between current ICT risk management practices and DORA obligations Elicit, document, and validate requirements from stakeholders across risk, IT, operations, and compliance functions Design and document business processes for ICT risk management, incident reporting … and resilience testing Create comprehensive process flows, procedures, and guidelines to support operational resilience requirements Collaborate with IT teams to define system changes, controls, and monitoring capabilities needed for compliance Support vendor risk assessments and document third-party ICT dependencies and critical service arrangements Facilitate requirements workshops and ensure alignment between business needs and technical solutions Develop templates, frameworks More ❯

the firm’s Data Principles. Collaborate with the Chief Information Security Officer (CISO) to conduct data risk assessments and ensure robust frameworks for data classification, access controls, encryption, and compliance with ISO 27001/Cyber Essentials Plus and client contractual agreements. Work with the CISO and the Legal Risk and Compliance team who are the firm’s authority … on data compliance, including GDPR, SRA confidentiality standards, and records retention requirements Implement data lifecycle management policies including data retention, archival, and secure disposal, to ensure compliance and reduce operational risk. Oversee enterprise-wide data quality initiatives, defining data quality KPIs, supporting data cleansing and enrichment programmes, and ensuring effective Master Data Management (MDM). Collaboration & Stakeholder Engagement … this position must have: Experience & Qualifications Extensive experience in data strategy development and execution, preferably within a legal, professional services, or corporate environment. Excellent understanding of data governance frameworks, regulatory compliance, and risk mitigation. Proven knowledge of AI and automation initiatives with measurable business outcomes. Experience with SQL, data orchestration tools, and Power BI. Familiarity with cloud platforms More ❯

the firm’s Data Principles. Collaborate with the Chief Information Security Officer (CISO) to conduct data risk assessments and ensure robust frameworks for data classification, access controls, encryption, and compliance with ISO 27001/Cyber Essentials Plus and client contractual agreements. Work with the CISO and the Legal Risk and Compliance team who are the firm’s authority … on data compliance, including GDPR, SRA confidentiality standards, and records retention requirements Implement data lifecycle management policies including data retention, archival, and secure disposal, to ensure compliance and reduce operational risk. Oversee enterprise-wide data quality initiatives, defining data quality KPIs, supporting data cleansing and enrichment programmes, and ensuring effective Master Data Management (MDM). Collaboration & Stakeholder Engagement … this position must have: Experience & Qualifications Extensive experience in data strategy development and execution, preferably within a legal, professional services, or corporate environment. Excellent understanding of data governance frameworks, regulatory compliance, and risk mitigation. Proven knowledge of AI and automation initiatives with measurable business outcomes. Experience with SQL, data orchestration tools, and Power BI. Familiarity with cloud platforms More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable … proven, and designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable … proven, and designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable … proven, and designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch More ❯

A leading financial institution is currently seeking a Regulatory Business Analyst and Product Owner to join their London-based Finance team . This role will support the delivery of regulatory change programmes and automation initiatives, with a focus on prudential reporting and compliance across multiple jurisdictions. Job Details:Start date: ASAP Duration: Initial 12 months Rate … 795pd Inside IR35 via Umbrella Location: London Hybrid: 4 days in the office, 1 day remote Key Requirements: Proven experience leading and delivering regulatory compliance programmes/projects, within a financial institution. Strong understanding of Basel III, UK Basel 3.1, CRD V/VI, CRR, IFR , and regulatory reporting requirements. Experience working in a reporting or control More ❯

business goals. Develop and maintain programme roadmaps , milestone plans , and risk registers ; manage dependencies, issues, and change control processes. Collaborate with cross-functional teams including engineering, product, finance, and compliance to define scope, deliverables, and success metrics[2]. Drive regulatory compliance and support audit readiness by managing documentation, evidence collation, and stakeholder communication[3]. Facilitate … and drive clarity. Experience in global delivery models , managing distributed teams across geographies and time zones[5]. Desirable Qualifications: PMP, PRINCE2, or SAFe Agile certification . Experience in regulatory reporting , liquidity stress testing , or Smartstream Real-Time Cash Management is a plus[6]. Exposure to AI/ML-driven innovation in financial services is advantageous[7]. More ❯

business goals. Develop and maintain programme roadmaps , milestone plans , and risk registers ; manage dependencies, issues, and change control processes. Collaborate with cross-functional teams including engineering, product, finance, and compliance to define scope, deliverables, and success metrics[2]. Drive regulatory compliance and support audit readiness by managing documentation, evidence collation, and stakeholder communication[3]. Facilitate … and drive clarity. Experience in global delivery models , managing distributed teams across geographies and time zones[5]. Desirable Qualifications: PMP, PRINCE2, or SAFe Agile certification . Experience in regulatory reporting , liquidity stress testing , or Smartstream Real-Time Cash Management is a plus[6]. Exposure to AI/ML-driven innovation in financial services is advantageous[7]. More ❯

GAAP) or International Financial Reporting Standards (IFRS). Financial Processes : In-depth understanding of core financial processes (Budgeting, Forecasting, reporting, Accounts Payable, Accounts Receivable, Tax, Treasury, Risk Management). Regulatory Compliance Knowledge : They must be well-versed in financial regulations and compliance requirements, ensuring that all financial practices adhere to legal standards. Analytical and Problem-Solving Skills More ❯

GAAP) or International Financial Reporting Standards (IFRS). Financial Processes : In-depth understanding of core financial processes (Budgeting, Forecasting, reporting, Accounts Payable, Accounts Receivable, Tax, Treasury, Risk Management). Regulatory Compliance Knowledge : They must be well-versed in financial regulations and compliance requirements, ensuring that all financial practices adhere to legal standards. Analytical and Problem-Solving Skills More ❯