1 to 25 of 53 Regulatory Compliance Jobs in the City of London

Risk Director Department: Compliance Employment Type: Permanent - Full Time Location: London Reporting To: Sara Cass Description Overview of the role The Risk Director is responsible for the design, ownership, and effective operation of the firm's enterprise-wide risk management framework. The role provides independent second-line oversight … material non-financial and financial risks arising from the firm's electronic money issuance, payment services, and foreign exchange trading activities. Regulatory compliance, regulatory interpretation, and day-to-day compliance monitoring are owned by the Compliance Director. The Risk Director works in close coordination with ...

risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & Controls Lead, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also provide subject matter expertise and technical guidance to technology-aligned process … owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, including Product Owners, Business Control Managers, and Regulators, you will contribute to the reporting of a comprehensive view of technology risk posture and its impact ...

Friday Hybrid Working About the Role Due to an internal move, we are seeking an experienced Quality Assurance Manager to lead assurance, governance and compliance activities that support safe, effective and high-quality services for our residents. As part of the Risk & Assurance Management Team, you will be responsible … delivering quality assurance frameworks, coordinating assurance activity for regulatory compliance, managing audit programmes, overseeing self-assessments, and leading learning from reviews, incidents and investigations. This is more than a compliance role. You will be instrumental in helping the organisation make informed, evidence-based decisions by turning quality ...

driven decision-making. How you'll make an impact Oversee the collection, organisation, and maintenance of casualty-related data. Ensure data accuracy, consistency, and compliance with regulatory requirements. Analyse casualty data to identify trends, risks, and opportunities. Provide actionable insights to support underwriting, claims, and risk management strategies. … critical-thinking skills. Strong communication skills with the ability to present complex data insights to non-technical stakeholders. Knowledge of data governance frameworks and regulatory compliance (e.g., GDPR). Must have right to work in the UK Compensation and benefits At Gallagher, we believe supporting our colleagues goes ...

perfect role. Responsibilities Prepare management accounts and assist with the production of statutory company accounts, including bank reconciliations, income reconciliation, payroll, P11D compliance, introducer payments, and financial reporting. Oversee regulatory and financial compliance by managing FCA requirements, including GABRIEL submissions, Appointed Representative compliance, CPD records, professional … renewals, PII, and liaising with the FCA, compliance consultants, and external accountants. Lead governance activities by chairing Investment and Proposition Committee meetings, organising board meetings, maintaining the business plan, overseeing the Training & Competence (T&C) scheme, monitoring file reviews, and producing Management Information (MI). Manage the firm ...

Director, Global Data Privacy & AI Governance, this role ensures that AI systems are assessed, approved, tracked, and monitored in line with internal policies, regulatory expectations, and client requirements. The role directly supports the firm enabling scalable, day-to-day governance of our responsible AI use globally. Key Responsibilities: Operationalize … continuously improve the enterprise AI governance framework, translating AI policies and regulatory requirements into practical, repeatable governance processes. Coordinate AI governance activities across Privacy, Legal, Compliance, Risk, Information Security, IT, and business teams to ensure consistent application. Manage the end‐to‐end AI Impact Assessment (AIIA) process ...

risk management activities to protect services, systems and data. The role is responsible for implementing security frameworks, leading risk and incident management, ensuring regulatory compliance, managing third-party security, and driving continuous improvement through monitoring, reporting and awareness initiatives. Key Responsibilities Define, implement and monitor corporate information security … . Knowledge of physical security principles and controls. Experience with GRC tools such as ARCHER, GlobalSuite or similar platforms. Preferred Experience Experience performing compliance and certification audits, including ISO 27001 and GDPR. Hands-on exposure to technical security solutions and controls. Knowledge of sector‐specific regulatory and security ...

Purpose As a Market Data and Repository Analyst, you will join a team that combines client support, operational oversight, and market data and regulatory compliance responsibilities. The successful candidate will work closely with clients and internal teams to ensure smooth service delivery, business and client compliance with … regulations, and client compliance with market data policies. Responsibilities Client Support Work with a wide range of global clients as the first point of contact for client inquiries, ensuring timely and professional resolution. Facilitate the onboarding, entitlement, ongoing support and/or termination processes for clients using our services ...

Build, manage, and grow a qualified pipeline of strategic opportunities while ensuring accurate forecasting and CRM hygiene. Position business value, operational efficiency, customer experience, regulatory compliance, and digital innovation to senior executives and C-level stakeholders. Acquire new strategic customers while expanding existing enterprise accounts through cross-selling … consistent record of winning and expanding large strategic accounts. Deep expertise in consultative and solution-led selling rather than product sales. Strong understanding of regulatory, security, governance, and compliance requirements within the BFSI industry. Ability to engage and influence C-suite executives, including CIOs, CTOs, CDOs, CISOs, COOs ...

control functions to design and drive solutions through Solution Design Authority (SDA) and AI governance processes, ensuring alignment with security, data privacy, and regulatory requirements. This is a highly practical role, combining solution architecture with hands-on engagement in prototyping, validation and delivery. It requires a strong technical foundation … governance processes, including risk assessments, control alignment and production readiness activities. Ensure all solutions align with AI Policy, AI Standard, security, data privacy and regulatory requirements Work closely with engineering and delivery teams to ensure solution designs are effectively implemented and meet intended outcomes. Provide hands-on support ...

drive and embed enhancements across systems and controls, governance, management information (MI), and operational risk management, ensuring alignment with internal risk appetite and meeting regulatory expectations. Location London and Edinburgh Hours Full Time – 35 hours per week Working Pattern Our work style is hybrid, which involves spending at least … robust governance and effective controls are in place. This role combines real-time monitoring, risk management, and continuous improvement to strengthen operational resilience and regulatory compliance across electronic trading platforms. Key Accountabilities Real-Time Monitoring Provide independent real-time monitoring of algorithmic trading, including responding to alerts ...

domain understanding, and operational outcomes. You will work directly with the Head of Technology to shape and refine strategy, stress‐testing ideas against engineering, regulatory, and operational constraints. You will engage closely with senior engineering leaders, platform teams, and product partners to turn strategy into real designs that … architecture, design, and delivery decisions across multiple teams and domains. You will balance long‐term strategy with near‐term delivery constraints, operational resilience, and regulatory expectations, and represent the technology direction with clients and senior stakeholders, explaining design choices and trade‐offs clearly and credibly. Overall, this role strengthens ...

client, adviser and account data across all systems. The role is accountable for delivering high-quality service, maintaining strong risk and control standards, supporting regulatory compliance and driving continuous improvement. This role plays a critical part in protecting data integrity, supporting operational efficiency and ensuring an excellent experience … service delivery. Ensure effective management of queues and backlogs. Risk, Control & Governance Maintain robust operational controls to protect client and business data. Ensure compliance with FCA regulations, GDPR and internal policies. Review operational errors and incidents, identifying root causes and implementing corrective actions. Support internal and external audits. Escalate ...

statistical modeling, scorecard development, or graph analytics. Experience developing fraud detection strategies and risk-based decisioning frameworks. Knowledge of AML, KYC, fraud operations, and regulatory compliance practices. Experience working directly with enterprise banking, financial services, or large e-commerce organizations. Ability to influence client strategy and serve ...

scoped, connected and reported. Develop and apply risk-based audit programmes for relevant themes such as market surveillance, financial crime, operational resilience, data integrity, regulatory compliance and change management. Market Infrastructure and Risk Understanding Develop a strong understanding of ICE exchange, clearing, benchmark, trade repository and related data … operations. Apply knowledge of relevant business processes, governance arrangements, regulatory expectations and control frameworks when assessing risk and control effectiveness. Maintain awareness of regulatory and industry developments and assess their implications for assigned audits and business monitoring. Stakeholder Engagement and Reporting Build constructive and independent relationships with business ...

people into something more than the sum of its parts. Governance & compliance. Define and operate AI usage policy, risk tiering, tool approval, and regulatory compliance (GDPR, EU AI Act). You’re the person Security and Legal call when there’s a question about how AI is being ...

under increasing pressure to modernise legacy technology, enhance risk management capabilities, improve operational efficiency, and deliver seamless digital experiences, all while navigating increasingly complex regulatory environments. At FIS, we help Tier 1, Tier 2, challenger banks and specialist lenders transform the entire lending lifecycle. We're looking … platforms Loan servicing and portfolio management Multi-currency and multi-entity lending environments End-to-end digital transformation initiatives Operational efficiency and process modernisation Regulatory compliance and risk management frameworks This is consultative, value-based selling focused on helping clients achieve measurable business outcomes including scalability, operational efficiency ...

should change. Enabling‐function coordination. Understand the dependencies that GCC design can create for HR, Legal, Tax, Real Estate, Procurement, Cybersecurity, Data Privacy, Risk, Regulatory Compliance and Business Continuity. Identify, coordinate and incorporate specialist requirements without being expected to provide the underlying technical or professional advice. Delivery capability. … technical architecture or system configuration. Coordinate enabling‐function inputs and dependencies, ensuring that relevant HR, Legal, Tax, Real Estate, Procurement, Cybersecurity, Data Privacy, Regulatory and Business Continuity requirements are incorporated into the detailed design and mobilisation plan. Lead transition and operational‐readiness planning for the assigned scope, covering recruitment ...

EMEA, and how Broadridge solutions support these processes. Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness) Work with internal and external stakeholders to build … business case narratives that quantify operational and financial benefits including cost reduction, risk mitigation, regulatory confidence, and service resilience for client and prospect engagements Work with the Product Management organization to translate client and market feedback into enhancement proposals and strategic roadmap inputs. Prepare tailored demonstrations that show ...

responsible for the safe and efficient execution of complex drone missions, managing the technical aspects of unmanned aerial systems (UAS), and adhering to strict regulatory standards in diverse United Kingdom airspaces. This position requires a deep technical understanding of drone technology, flight planning, regulatory compliance, and risk ...

compliance. Acting as a trusted partner, we help our customers to do the right business in the right way as they navigate the Regulatory Compliance landscape. If you’re looking for innovation, opportunity, and community, you’ll find them all and more here. Join us and do Work … help global customers to do the right business in the right way - providing trusted data, insights, and education to navigate the Governance, Risk and Compliance (GRC) landscape. When you join us, you’ll not only make a real difference for our customers, you’ll also enjoy flexibility through hybrid ...

exciting world of safeguarding data, strengthening cybersecurity, and strategic consulting. We lead the way in ensuring data integrity, securing information, and navigating regulatory compliance with confidence. With a blend of technical expertise and clever thinking, we redefine GRC and IT strategies, empowering organisations to shine. From wielding cyber ...

role will play a central part in modernising the bank's Lending systems and processes, with a focus on implementing scalable, data-driven, and regulatory-compliant solutions. Lead, mentor and manage a cross-functional team of product specialists,technical experts, business analysts and TDM\\Scrum masters. Collaborate with business … stakeholders in the SFS and CIB pillars to ensure applications align with the organisation's strategic goals and priorities. Ensure that Lending applications support regulatory compliance, operational efficiency, and business growth. Define the roadmap and ensure strategic development across the portfolio that tracks and supports the I.T strategy. ...

Kingsley Green Recruitment in London is seeking a Governance, Risk & Compliance Manager to join us on a hybrid basis. You will support a broad remit across regulatory compliance, governance, risk and assurance, working with senior stakeholders in a complex global telecoms business. The ideal candidate brings strong … telecommunications experience and a commercially minded approach, with the ability to develop practical compliance frameworks and enable the business to move forward with confidence. #J-18808-Ljbffr ...

compliance. Acting as a trusted partner, we help our customers to do the right business in the right way as they navigate the Regulatory Compliance landscape. If you're looking for innovation, opportunity, and community, you'll find them all and more here. Join us and do Work … help global customers to do the right business in the right way - providing trusted data, insights, and education to navigate the Governance, Risk and Compliance (GRC) landscape. When you join us, you'll not only make a real difference for our customers, you'll also enjoy flexibility through hybrid ...