Surveillance Officer | Hedge Fund
- Location
- Slough, England, United Kingdom
teams, Technology and Compliance, and who is interested in helping to develop and enhance a sophisticated surveillance framework. This role will be in the office four days/week. The Role You will take ownership of the firm's trade surveillance activities, with responsibility for monitoring potential market abuse … regulatory monitoring around short positions and shareholder disclosure requirements Conducting thematic reviews and identifying areas of compliance risk or control weakness Working closely with Front Office, Operations, Risk and other stakeholders on surveillance and market conduct matters Contributing to surveillance policies, procedures, MI and broader Compliance projects About ...