25 of 25 Compliance Audit Jobs in London

Job Title: EMS Site Audit Lead Location: Berkshire/Buckinghamshire/Oxfordshire/Wiltshire Salary: up to £55,000 plus pension scheme and health benefits Are you a passionate, engaging, and proactive Environmental professional wanting to ensure adherence to environmental regulations whilst working collaboratively across project teams? If so, this is the job for you! HSE Recruitment Network are … recruiting for an EMS Site Audit Lead to work for the UK's largest water company, working at the forefront of ensuring operational compliance with the EMS and permits. The role will be focused on taking ownership and developing a site permit compliance audit programme. You will also provide support to operational teams to … ensure they understand the requirements of the EMS and site permits. Main Responsibilities: Develop and establish a compliance audit program for the site, including designing audit templates, forms, tracking tools for actions, and reporting systems. Oversee the implementation of the audit program by conducting audits and managing a team of auditors to ensure comprehensive and More ❯

outside of London, there ispotential for a fully remote arrangement. How you will create impact: Plan audits by analyzing Information Security Standards, such as ISO 27001:2022, and define audit scopes within your area of expertise. Create and maintain structured audit catalogues tailored to the identified scope. Draft audit plans for your assigned audit areas. Perform … audits in line with the approved audit plan, covering both internal processes and assets as well as audits of external service providers. Assess a broad range of audit topics, including IT systems, infrastructure and processes, information security management, and on-premise or virtual audits of physical security. Document findings clearly and thoroughly to enable process and asset owners … to identify and develop mitigation measures and implementation plans. Contribute to the risk register through the clear classification and documentation of audit findings and collaborate with IT compliance and risk stakeholders. Report audit results to the CTO. Involved in certification audits. Support client assessments by providing information or take part in client meetings. Your profile: You More ❯

Belgium); Ireland - Remote Guidewire is the platform P&C insurers trust to engage, innovate, and grow efficiently. We are seeking a visionary and hands-on Global Head of Compliance (GHC) to lead our global compliance strategy, ensuring alignment with complex regulatory environments and fostering trust with customers, regulators, and stakeholders. Role Overview The Global Head of … Compliance (GHC) will oversee all compliance-related activities at Guidewire. As a preeminent cloud services provider and the world leader in insurance software, our customers expect and require ongoing and proactive expertise and consultation on regulatory compliance for all matters related to our cloud service offerings, including in areas such as AI, data privacy … policies and procedures, particularly as it relates to our cloud service offering. Lead global compliance training and awareness initiatives across all employee levels. Partner with our Internal Audit team to conduct regular compliance audits, risk assessments, and internal reviews to ensure policy alignment and mitigate risk. Collaborate with internal departments and legal advisors to manage More ❯

Microsoft platforms and enterprise tools. Troubleshoot Windows operating systems and Microsoft applications. Support cloud-based solutions, including SaaS applications and integration technologies. Assist with cybersecurity controls, vulnerability assessments, compliance auditing, and security operations. Provide clear, non-technical explanations of IT concepts to colleagues across the business. Key Requirements 5+ years' IT experience in financial services (insurance preferred). More ❯

Produce meaningful and accurate MI and KPIs that are well-presented Contribute to Custody Services policy and procedural reviews, with a view to achieving improved operational efficiency, regulatory or audit compliance Build strong working relationships with all key Custody Services stakeholders (the Front Office, IT, Compliance, Risk etc.) Your profile Technical Requirements: Advanced Excel (specific More ❯

Access Management with Entra ID, B2C, PIM, and Managed Identities, service accounts Supporting security Operations with Security & Governance using Azure Policy, Defender for Cloud, Microsoft Sentinel, RBAC, and compliance auditing Infrastructure Services including Azure Bastion, Key Vault, Storage, Virtual Machines, and Load Tooling & Technologies IaC: Terraform, Powershell, in future possibly Bicep or ARM templates CI/CD: Azure More ❯

Access Management with Entra ID, B2C, PIM, and Managed Identities, service accounts• Supporting security Operations with Security & Governance using Azure Policy, Defender for Cloud, Microsoft Sentinel, RBAC, and compliance auditing• Infrastructure Services including Azure Bastion, Key Vault, Storage, Virtual Machines, and Load Tooling & Technologies • IaC: Terraform, Powershell, in future possibly Bicep or ARM templates• CI/CD: Azure More ❯

application safe from external threats. Our ideal Security Engineer will be able to manage IT-related security issues, such as firewall management, HIDS/HIPS configuration, log monitoring, and audit compliance (SOC II). You will ensure that our software application is both manually and automatically pentested for security vulnerabilities (including Red Team and Blue Team exercises More ❯

issues. Support month-end and period-end closing activities (technical/business). Drive continuous improvement in business and system processes. Maintain and enforce system/internal controls for audit compliance. Collaborate with global IT teams across time zones. Coordinate with offshore team for timely resolution of business application issues Coordinate business testing and approval of system fixes prior More ❯

through workflow and prioritisation awareness. • Manage vendor system upgrades and implementation. • Manage exchange relationships and project manage mandatory upgrades. • Manage technical client on-boarding. • Complete exchange reporting and compliance audits. • Manage client technical requirements within Marex technology department. • Complete monthly transactional and volume reporting across all systems. Skills and Experience: • Solid background in Windows, Linux/Unix OS More ❯

leading provider of innovative cryptocurrency payment solutions, bridging the gap between digital assets and traditional finance. We empower businesses worldwide to accept and process crypto transactions seamlessly, ensuring compliance with global regulatory frameworks. Role Overview As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework … all applicable regulations, industry standards, and internal policies. You will play a critical role in safeguarding the company’s operations, mitigating risks, and fostering a strong culture of compliance across all business functions. Key Responsibilities Develop and oversee Lunu Pay’s global compliance strategy, ensuring adherence to AML, KYC, GDPR, FATF, and other relevant regulations. Act … as the primary liaison with regulatory bodies, financial institutions, and legal advisors to maintain compliance with evolving crypto and financial regulations. Establish, monitor, and update internal policies, procedures, and controls to prevent financial crimes, fraud, and money laundering. Lead and manage compliance audits, risk assessments, and regulatory reporting requirements. Collaborate with product and engineering teams to More ❯

leading provider of innovative cryptocurrency payment solutions, bridging the gap between digital assets and traditional finance. We empower businesses worldwide to accept and process crypto transactions seamlessly, ensuring compliance with global regulatory frameworks. Role Overview As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework … all applicable regulations, industry standards, and internal policies. You will play a critical role in safeguarding the company’s operations, mitigating risks, and fostering a strong culture of compliance across all business functions. Key Responsibilities Develop and oversee Lunu Pay’s global compliance strategy, ensuring adherence to AML, KYC, GDPR, FATF, and other relevant regulations. Act … as the primary liaison with regulatory bodies, financial institutions, and legal advisors to maintain compliance with evolving crypto and financial regulations. Establish, monitor, and update internal policies, procedures, and controls to prevent financial crimes, fraud, and money laundering. Lead and manage compliance audits, risk assessments, and regulatory reporting requirements. Collaborate with product and engineering teams to More ❯

suppliers to capture all relevant information. Participate in Technical audits including customer and Group Technical, ensuring all relevant raw material information is available and completed in the required timescale Audit compliance against Quality Management Systems, GMP and HACCP controls, raising all non-conformances against relevant standards with objective evidence, effectively communicated to enable the operational teams to More ❯

integration of AI in risk management strategies. Responsibilities, Qualifications, Certifications - External Your key responsibilities Collaborate with clients and internal stakeholders to assess and improve digital risk management strategies, compliance frameworks, and risk mitigation efforts, with a focus on trusted AI practices where applicable. Conduct risk assessments to identify vulnerabilities and recommend appropriate controls and solutions. Support clients in … navigating regulatory requirements and compliance audits, including risk mitigation strategies for digital technologies. Analyse digital risk data and insights to drive informed decision-making and optimize risk management practices. Assist in the implementation of risk management tools and automation of processes using industry-leading platforms, including those that support AI governance when relevant. Develop and maintain documentation, reports … and dashboards for risk tracking and compliance monitoring, emphasizing digital risks. Lead or contribute to digital risk maturity assessments and process improvement initiatives. Work cross-functionally with teams across IT, compliance, finance, and security to drive integrated risk management solutions. Skills and attributes for success You will be a trusted consultant with proven technical expertise in More ❯

and implementations, cybersecurity management, digital resilience and technological continuity, the need for trusted AI in a rapidly-evolving landscape, and more. This role requires strong IT technical and compliance expertise, an industry-leading understanding of relevant regulatory frameworks, and the ability to drive client conversations at an executive level. Your key responsibilities Lead and own the delivery Digital … Expert on deployment and assessment of key risk models and implementations. Manage clients and oversee teams working to scope, assess and remediate or improve digital risk management strategies, compliance frameworks, and overall risk mitigation efforts. Act as a 'Trusted Advisor' to clients, serving as first point of contact in navigating regulatory requirements and compliance audits, including … digital risk data and insights to drive informed decision-making and optimize risk management practices. Conduct executive-level presentations and workshops to clients on risk mitigation strategies, technology compliance, and other industry best practices. Lead proposal development efforts, contribute to sales targets, and expand risk-centric opportunities to expand EY's Digital Risk footprint. Work cross-functionally with More ❯

50+ hires, you'll play a key role in shaping our culture and enjoy significant opportunities for growth and progression. About the role We're looking for a Compliance Specialist to join our team. We care about doing the right thing, not just because we have to, but because it's fundamental to our culture.You'll play a … key role in shaping this culture and holding us to account. As a Compliance Specialist you'll also be instrumental in our compliance efforts providing guidance, training, and support, as well as contributing to company goals and delivering core assurance activities. It's a fast-paced, exciting and challenging role with loads of positives and fantastic … Good knowledge of UK financial services regulation and compliance operations. 2+ years' experience in financial services compliance, preferably within pensions. Demonstrable expertise in regulatory assurance, audit preparation, and advisory. Excellent stakeholder engagement and communication skills. Ability to lead and deliver compliance projects with minimal supervision. Professional qualifications (e.g. ICA, CISI) strongly preferred. Knowledge More ❯

measures for the protection of computer systems, networks, and information. Maintaining existing security systems, controls, and documentation. Working with outside consultants as appropriate for independent security reviews and compliance audits. Act as a point of escalation of security issues. Assisting various teams with prioritizing patches and security fixes. Respond to various requests logged by the business. Leading investigations … types and market trends Previous experience in the online gaming or casino industry, with a strong understanding of player behaviour and industry regulations Familiarity with gambling regulations and compliance requirements in various jurisdictions, ensuring adherence to legal standards Experience in developing and executing customer retention strategies Experience working with geographically dispersed systems. Comprehensive experience of working in a More ❯

Field Compliance Supervisor At Telent, you will have the opportunity to be a part of something bigger. To keep things moving, to connect people. It's important work we do. Learning together, inspiring colleagues, and making the entire organisation better. Join us and help keep the nations critical networks connected and protected 24/7. The Field Compliance … flagging any requirements for "jeopardy management". You will see all programmed works on-site through to completion, meeting set KPI's and SLA's. As the Field Compliance … Supervisor, you will support Civils & Fibre gangs employed by Telent's suppliers locally to ensure all safety, compliance and quality standards are being met through, a defined audit and inspection regime as set out by the Infrastructure Services business. The Field Compliance Supervisor will ensure compliancy of works across Cabling, Poling, Civils and again, the More ❯

of 12 months ending December 2024 totaled $13.8 billion. Responsibilities Serve as the go-to expert for KYC processes , Customer Due Diligence (CDD) , and AML regulations . Provide compliance advisory support on matters involving Global KYC Standards and local KYC requirements . Conduct KYC reviews and due diligence on new and existing clients. Analyze customer data and documentation … to assess risk levels. Ensure compliance with … AML regulations , sanctions , and guidelines . Maintain and update KYC records and documentation in centralized systems. Collaborate with internal teams to resolve compliance-related issues and support audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory More ❯

of 12 months ending December 2024 totaled $13.8 billion. Responsibilities Serve as the go-to expert for KYC processes , Customer Due Diligence (CDD) , and AML regulations . Provide compliance advisory support on matters involving Global KYC Standards and local KYC requirements . Conduct KYC reviews and due diligence on new and existing clients. Analyze customer data and documentation … to assess risk levels. Ensure compliance with … AML regulations , sanctions , and guidelines . Maintain and update KYC records and documentation in centralized systems. Collaborate with internal teams to resolve compliance-related issues and support audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory More ❯

and execute the global People Function agenda, tailored to UK needs. This role combines strategic business partnership with operational delivery and requires strong knowledge of UK employment law, compliance, and HR best practices. Position: Senior Manager - People & Culture - UK Location: UK, London (hybrid). Reports to: VP – People & Culture (based in Poland) Employment type: full time Key Objectives … with senior stakeholders across business lines to align HR initiatives with strategic goals. Change Management: Influence and drive change with strong communication and networking skills. UK Market Specifics: Compliance & Law: Deep understanding of UK employment laws and HR practices. Experience in managing transitions and HR operations across UK and EMEA regions. Employer Branding: Represent the company in external … decisions through data-driven insights. Familiarity with HRMS platforms and experience implementing HRMS systems and driving digital HR transformation. Sound expertise in hiring strategy, vendor management, referral programs, and audit compliance. Exposure to leadership hiring, and global sourcing models. Eligible to work in the UK. What We Offer You A hybrid working model with flexibility to work from home More ❯

and execute the global People Function agenda, tailored to UK needs. This role combines strategic business partnership with operational delivery and requires strong knowledge of UK employment law, compliance, and HR best practices. Position: Senior Manager - People & Culture - UK Location: UK, London (hybrid). Reports to: VP – People & Culture (based in Poland) Employment type: full time Key Objectives … with senior stakeholders across business lines to align HR initiatives with strategic goals. Change Management: Influence and drive change with strong communication and networking skills. UK Market Specifics: Compliance & Law: Deep understanding of UK employment laws and HR practices. Experience in managing transitions and HR operations across UK and EMEA regions. Employer Branding: Represent the company in external … decisions through data-driven insights. Familiarity with HRMS platforms and experience implementing HRMS systems and driving digital HR transformation. Sound expertise in hiring strategy, vendor management, referral programs, and audit compliance. Exposure to leadership hiring, and global sourcing models. Eligible to work in the UK. What We Offer You A hybrid working model with flexibility to work from home More ❯

Do you want to start your career in data? You will be responsible for supporting the MI and Compliance officers in ensuring that income earned by the organisation each month is claimed accurately and contributes to the effective day-to-day operation of the organisation. Our fantastic team will support you all throughout your apprenticeship journey! Role Key … Carrying out internal audits and system compliance checks. Ensuring that learner participation data (such as length of stay and programme hours) does not raise any funding body audit concerns. Ensuring the organisation is fully prepared for external systems and compliance audits. Supporting the Data and MI officer by generating data reports covering minimal areas of … between OneFile and PICS. Understand PICS and OneFile MI systems. Support the Finance and Performance Manager and Deputy CEO in preparing for and facilitating ESFA and other external compliance audits. Liaise with centre teams each month, before the ESFA submission, and ensure that all learners listed as on-programme are attending. Supporting the MI and Data Officer with More ❯

Integrate with Azure services (e.g., Logic Apps, Blob Storage) for file based or hybrid flows if needed. Test end to end scenarios, optimize for high volume data, and ensure audit compliance. Required Skills and Experience 5+ years in D365 Finance integrations, with hands on use of REST APIs, DMF packages, and OData endpoints. Experience with external systems for financial … Azure integration services (e.g., Service Bus, Event Grid, Function Apps) and monitoring (e.g., Application Insights, Log Analytics). Coding in Azure Functions. Background in secure integrations, including encryption, compliance standards , and handling sensitive financial data. Experience troubleshooting distributed systems, implementing webhooks or event driven architectures, and working with CI/CD pipelines. Nice to have - Experience with Microsoft More ❯

Manage architecture exceptions, ensuring documentation, approval, and remediation where possible. Monitor application performance against non-functional requirements and collaborate on product availability and continuity. Help create and govern compliance with Hybrid Cloud standards and optimize cloud architecture for security, cost, and stability. Develop cloud playbooks/runbooks in partnership with US and international teams, providing guidance to development … teams. Analyze and recommend technical approaches for cloud development and integration challenges, embedding security controls with InfoSec. Support vendor/product cloud selections, including RFPs and security/compliance audits. Lead cloud architecture for UK products with plans to extend internationally, enabling application and data teams to utilize cloud benefits. Participate in architectural governance and collaborate with PMO More ❯