1 to 25 of 70 Regulatory Change Jobs in London

regulation changes and challenges they face. You will have the opportunity to: Work with banks, insurers, and asset managers to help them understand the regulatory implications of the FCA’s new Consumer Duty Leading regulatory change programmes, develop analytical and monitoring capabilities, and providing independent compliance assurance. … frameworks as applied to one or more FS sectors, for example banking, insurance, asset management and consumer credit Experience of leading teams delivering complex regulatory change, compliance, or risk management projects in the financial services sector Providing independent assurance of implementing regulatory change, and/or … compliance with regulatory requirements in financial services Using technology, data, and analytics to help deliver regulatory change and compliance Possess excellent core consulting skills We know the skill-gap and ‘need to tick every box’ can get in the way of meeting brilliant candidates, so please don more »

Change Manager - Business Analysis - Business Change - Investment Management - up to £88,500 Our client, a leading Investment Manager based in the City of London, are looking for a Change Manager/Business Analyst to join them on a permanent basis. You will be joining their Enterprise Change … the delivery across a range of strategic business objectives. The successful candidate will be joining a global team that are working across multiple strategic change processes within the business. You would be working across initiatives such as Regulatory Change, Data Strategy, ESG and HR projects as part … business transformation projects within the Asset Management industry and is willing to bring new ideas to the table. Key Skills Demonstrated experience as a Change Manager/Business Analyst Experience working across Regulatory Change programmes is highly desirable (e.g. DORA, EMIR etc.) Ability to support wide scale more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

Business Analyst - Insurance change Salary Range: £50-79k Location: London Working Model: Hybrid Company Overview: We are working with a global financial services consultancy who are hiring into their fast growing insurance practice. Committed to diversity and inclusion, we celebrate individuality and foster a culture that values innovation … driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate … there are excellent benefits for this Compliance Monitoring Manager Compliance Monitoring Manager permanent profile required: An accomplished background of at least 3 years in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment Compliance. Well-versed in more »

Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »

entered into by CLS. Engage with and manage external legal advisors in multiple jurisdictions in respect of the same. Assist with monitoring of global regulatory change and payments industry initiatives relevant to the CLS system, with a specific focus on the EU and UK (post-Brexit) regulatory … enquiries and presenting the legal division’s approach to specific matters. Work across divisions to draft and contribute to letters and consultations relevant to regulatory and legal change. Provide legal advice, support and thought leadership to various CLS teams and divisions, including with respect to the use of emerging … Handbook and Settlement Member Agreements) to reflect relevant changes or improvements. Organize and facilitate cross-divisional working groups, as needed, in order to analyze regulatory change projects with a view to designing and implementing appropriate solutions and managing risk appropriately. Present recommendations and proposals to the various CLS more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

Domain & Consulting Business Line. At D&C, we are not only the best at execution, but we also act as a proactive force of change, a true partner in our clients’ transformation journey. Wipro is at the forefront of helping companies around the world transform so that they can … with the client – but so much so that these can be developed within the scope, time and budget agreed Identify problems and opportunities for change with the current business model, enabling processes, data and technology Analyse the potential impact on the business of recommendations and create business cases Plan … services to the business to help them develop business requirements and design (including mock-ups, wireframes, use cases, demos, mock data etc) Analyse new change needs, change requests, new requirements from third parties and customers/clients Translate requirements into functional and non-functional (performance) specifications Develop BRDs more »

experienced in dealing with multiple pension products and platforms. Previous experience working with large UK pension providers. Experienced in delivering large scale (multi-million) change delivery projects in Life and Pensions sector. Regulatory change experience highly required. Highly numerical as this project will be looking at charges … with the client - but so much so that these can be developed within the scope, time and budget agreed, Identifying problems and opportunities for change with the current business model, enabling processes, data and technology, Options development and recommendations to company management, Analysing the potential impact on the business … use cases, demos, mock data etc), Act as a customer proxy for the development team during the development cycle of specific products, Analyse new change needs, change requests, new requirements from third parties and customers/clients, Translate requirements into functional and non-functional (performance) specifications, Develop BRDs more »

About Us Ruleguard is a leading RegTech SaaS company based in the heart of London, dedicated to providing innovative regulatory technology solutions to financial institutions worldwide. Our platform helps clients streamline compliance processes, reduce risks, and ensure regulatory adherence through advanced technology and data analytics. We are seeking … track project performance, providing regular updates and reports to senior management. Quality Assurance: Ensure all projects meet high standards of quality and compliance with regulatory requirements . Continuous Improvement: Identify opportunities for process improvements and implement best practices to enhance project management efficiency. Your Knowledge and Experience 10+ years … in project management software (e.g., Jira, Teamwork, MS Project, Airfocus) and collaboration tools (e.g., Slack, Miro, Figma and Teams). Familiarity with financial sector regulatory compliance is a plus. Experience managing regulatory change within a business e.g. implementing SMCR or MiFID Yours Skills & Abilities Excellent leadership and more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

to £110,000 per annum Our client is a Global Pension fund and Multi-Asset Institutional Investor. They are currently building out a small change team within their London office and are looking to recruit an experienced Business Analyst. The successful candidate will own the identification and articulation of … business requirements for organisational change initiatives and lead on analysis related to the delivery of the organisational change portfolio. Projects within this portfolio will be driven by the fund’s rapid growth in London and New York. The role will provide in-house business analysis expertise in business … SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and more »

An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover. Your responsibilities will include: Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies Review ing …/analys ing upcoming regulatory compliance requirements e.g., CoP ( Confirmation of Payee ) Identify ing emerging risks and report ing details to relevant business areas Oversee ing regulatory change initiatives R eporting on risk matters to ensure external c onduct and PRA reporting obligations are met Assisting in … updating internal policies to mitigate regulatory risk Your experience must include: Proven experience of payments operations and regulatory risk reporting gained within international banking Strong knowledge of bank policies/procedures, FCA guidelines and money laundering prevention Ideally exposure/experience of CoP (Confirmation of Payee) project Good more »

and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager. Role Responsibilities: To provide regulatory advice, support and challenge to the first line of defence, in relation to the banking products offered by the Bank and its investment business. … Primary focus is to obtain and maintain detailed knowledge of appropriate legislation, regulations and guidance published by UK, EU and other regulatory bodies relating to core banking products for individual and corporate customers such as current accounts and deposit and savings accounts, cards, FX and interest rate derivatives. To … be able to clearly and articulate regulatory expectations and standards to the banks colleagues, both verbally and in writing. This is in relation to current business practices, new business initiatives and new regulatory expectations. To support the business in implementing regulatory change in a timely and more »

London – Hybrid Employment: Full Time The Opportunity: A BIG4 Consultancy seeks a Senior Manager to lead complex Insurance Sector transformation engagements and deliver strategic change encompassing innovation, CX, growth, regulatory change, and large-scale cost reduction/efficiency improvements. The Role: As a Senior Manager, you will … centric growth, and implementing efficient operating models. This position is crucial to driving growth within the Insurance Transformation team, which addresses digital disruptions and regulatory challenges while aligning with the Customer and Operations service line. Required Skills/Experience: Extension industry experience in the insurance sector (preferably General Insurance … Prior management consultancy experience - leading complex business transformation programmes as a Project/Programme Manager applying relevant methods, including Lean, Agile, operating model design, change management, technology and/or digital change. An in-depth understanding of the key industry, market, and regulatory drivers shaping the Insurance/ more »

financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing pragmatic recommendations to senior business and corporate function stakeholders Support new product development work across … all product lines (regulatory advisory and control implementation) and complete associated regulatory filings, where required Maintain strong and co-operative relationships with our regulators. reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; team members with respect to applicable regulatory requirements … and non-compliance with laws and regulations; the root cause of issues and develop effective remediation plans to mitigate the risks; implementation of local regulatory change/remediation projects and initiatives. Requirements: 7+years of industry experience within institutional broker-dealer activities; experience with a broker is required experience more »

and reporting to the relevant governance forums on this topic. Provision of training – the candidate will help to administer, develop and deliver the firms regulatory training. This will include onboarding training to new members of staff, and ad hoc regulatory training on topical subjects as required Monitoring and … digestible format suitable for reporting to the local Management Boards. Use existing work flow tool to perform surveillance activities. Tracking issues to ensure resolution. Regulatory reporting – submission of Compliance reporting to the FCA. This includes periodic reporting to the FCA using Reg Connect or Reg Data and assisting other … Compliance Monitoring Programme, AML statistics and other Compliance data. Working to tight timelines. Assess the effectiveness of current policies, procedures, monitoring and controls. Implement change to improve and where required to meet new regulations Regulatory implementation projects – assist the business by working with other members of the Compliance more »

professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change. Support the Compliance Monitoring team with mapping and interpretation of key … regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. Assist in the design and maintenance of the compliance training content. Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking … regulatory horizon developments in the UK as they relate to financial crime. Support on tracking regulatory horizon developments as they relate to The Pensions Regulator. Lead on the completion of the annual Group Financial Crime Risk Assessments. Assist the MLRO to prepare the annual MLRO Report. Manage and more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

product requirements are met for all customers. The ideal candidate should have stockbroking experience, a strong understanding of the competitive landscape, ability to drive regulatory change, demonstrable market and competitor knowledge, attention to detail, client-centric approach, and be a self-starter who can work well under pressure. … both external vendors and internal stakeholders to align brokerage product requirements Possess a deep understanding of the stockbroking industry, including the competitive landscape and regulatory changes Demonstrate a client-centric mindset in all aspects of product development Thrive in a fast-paced, high-pressure environment while maintaining strong attention more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

high performance and continuous improvement. Collaborate with other departments to support overall business objectives and drive organizational growth. Stay updated on industry trends and regulatory changes to ensure compliance and best practices. Qualifications: ACCA/ACA/CAANZ or similar qualification Proven experience as a Financial Controller or similar more »

and external stakeholders. Build and maintain relationships with clients, industry professionals, and key stakeholders to generate new business opportunities. Stay updated with industry trends, regulatory changes, and market developments related to asset and wealth management. Requirements: Bachelor's degree in finance, economics, or a related field. An advanced degree more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a … Business Analyst within regulatory change projects in Commodities or Financial Service organisations Detailed understanding of transaction reporting requirements across UK and EU Jurisdictions, primarily EMIR and MiFID2 Significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC Ability more »