51 to 64 of 64 Regulatory Change Jobs in London

hub of contracts, lease agreements and other key documentation for the business - Undertake research, horizon scanning and identification of issues which may impact the business, ensuring projects align with regulatory requirements - Identify key legal risks, advising on their implications for the Group and supporting the business by providing clear, pragmatic, solution-focused advice - Work closely with the Group General … research skills to find applicable cases and legislation and legal requirements. - Appreciation and understanding of risk and risk management - Dedication to continuous learning and keeping up to date with regulatory changes and key case law - Honesty, integrity, and respect for confidentiality are essential Mulberry is an equal opportunities employer and we are passionate about hiring and developing the best More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

with stakeholders to understand market needs and translate them into detailed product specifications. Participate in developing and maintaining detailed product roadmaps and timelines, ensuring alignment with business objectives and regulatory requirements. Drive product readiness and scalability across multi-jurisdictional markets, starting with Ireland and Luxembourg, ensuring compliance with local regulations, operational efficiency, and a consistently seamless user experience. Conduct … regular market and competitor analysis to stay up to date with industry trends, regulatory changes, and best practices in the transfer agency space. Define success metrics for new product features and continuously monitor product performance to ensure alignment with business goals. Required Skills and Qualifications: Extensive experience in the transfer agency business, with a deep understanding of the operational More ❯

on a variety of commercial and technology contracts. Collaborate with a range of internal teams across various business units in order to advise on a broad range of digital, regulatory and privacy issues, including with respect to AI. Assist with implementing measures to comply with other regulatory changes relating to digital, e.g. the EU Accessibility Act. Creating and … updating template documents, polices and processes as necessary. Training and development for internal clients. Compliance and regulatory oversight and guidance – ICO. Keep the business up to date with changes in national data protection laws in relevant jurisdictions. About you UK, common law or European qualified lawyer with circa 6+ years of PQE. This is a guide only. Trained at More ❯

on a variety of commercial and technology contracts. Collaborate with a range of internal teams across various business units in order to advise on a broad range of digital, regulatory and privacy issues, including with respect to AI. Assist with implementing measures to comply with other regulatory changes relating to digital, e.g. the EU Accessibility Act. Creating and … updating template documents, polices and processes as necessary. Training and development for internal clients. Compliance and regulatory oversight and guidance – ICO. Keep the business up to date with changes in national data protection laws in relevant jurisdictions. About you UK, common law or European qualified lawyer with circa 6+ years of PQE. This is a guide only. Trained at More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both teams engagement in business-wide … operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management capability … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

external counsel. Advise on and help implement global employment policies, employee handbooks, codes of conduct, and training programs that reflect legal and cultural requirements across regions. Monitor legal and regulatory changes in key jurisdictions and advise stakeholders on compliance and risk mitigation strategies. Partner with HR and other internal teams on sensitive employee relations matters, including workplace investigations and … growth companies. You enjoy working as a member of a team and collaborating effectively in a largely remote team. You have a proven track record managing international employment litigation, regulatory matters, and internal investigations. You have experience supporting employment-related aspects of M&A and organizational restructuring. You have excellent interpersonal, communication, and collaboration skills, with the ability to More ❯