1 to 25 of 147 Regulatory Compliance Jobs in London

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS … platform, En:ACT (short for Enabling Accurate Compliance in Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk ...

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS … platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk ...

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS … platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk ...

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS … platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk ...

About the Company EC Markets is seeking a compliance-driven Systems Lead specialising in software security and systems process management. This role ensures all technology systems, applications, and processes meet FCA regulatory standards and internal governance requirements. The successful candidate will lead security initiatives, enforce robust controls … maintain system integrity across all business-critical platforms, working closely with compliance, risk, and technology teams. About the Role The Systems Lead (Security and regulatory specialist) will be responsible for ensuring compliance with regulatory standards and managing software security and systems processes. Responsibilities Regulatory Compliance ...

About the Company EC Markets is seeking a compliance-driven Systems Lead specialising in software security and systems process management. This role ensures all technology systems, applications, and processes meet FCA regulatory standards and internal governance requirements. The successful candidate will lead security initiatives, enforce robust controls … maintain system integrity across all business-critical platforms, working closely with compliance, risk, and technology teams. About the Role The Systems Lead (Security and regulatory specialist) will be responsible for ensuring compliance with regulatory standards and managing software security and systems processes. Responsibilities Regulatory Compliance ...

expand our presence in the UK market. This role combines strategic leadership, business development, and delivery oversight to help clients navigate complex cybersecurity challenges, regulatory compliance, and risk management. Key Responsibilities: Business Growth & Market Expansion · Drive the growth of CFGI’s UK Cybersecurity practice by developing … through own professional network, upsell across CFGI’s existing clients across various sectors. Leverage some of the key events such as IPO readiness, and regulatory compliance programs (e.g., SEC, GDPR, NIS Directive) to enable new demand. · Collaborate with global leadership to align UK initiatives with CFGI’s overall ...

network services. Change Management: Adaptability and the ability to manage change within the Network department, especially during technology upgrades and transitions, are key attributes. Regulatory Compliance: Familiarity with Network compliance, regulatory standards, and best practices to ensure legal and ethical Network operations. Problem-Solving and Decision ...

network services. Change Management: Adaptability and the ability to manage change within the Network department, especially during technology upgrades and transitions, are key attributes. Regulatory Compliance: Familiarity with Network compliance, regulatory standards, and best practices to ensure legal and ethical Network operations. Problem-Solving and Decision ...

drive enterprise-wide productivity. We're using the latest in AI to automate and innovate, empowering financial service businesses to achieve exceptional productivity and compliance outcomes. Role Overview As a Forward Solutions Engineer/Principal Solutions Consultant at Aveni, you will be a key technical leader in pre-sales … deliver AI-powered solutions tailored to banks, wealth managers, insurance firms, and other financial services clients. Your mission is to translate complex business and regulatory needs into scalable, robust, compliant solutions that underscore Aveni's value proposition. You will often be "forward deployed", meaning you'll engage closely with ...

drive enterprise-wide productivity. We're using the latest in AI to automate and innovate, empowering financial service businesses to achieve exceptional productivity and compliance outcomes. Role Overview As a Forward Solutions Engineer/Principal Solutions Consultant at Aveni, you will be a key technical leader in pre-sales … deliver AI-powered solutions tailored to banks, wealth managers, insurance firms, and other financial services clients. Your mission is to translate complex business and regulatory needs into scalable, robust, compliant solutions that underscore Aveni's value proposition. You will often be "forward deployed", meaning you'll engage closely with ...

privacy. In this role, you will support clients across a broad range of areas, including the development and implementation of security and privacy strategies, regulatory compliance, risk management, operational improvement, and the establishment of organisational culture. You will work closely with senior management and global teams, leading initiatives … Manager – Main Responsibilities: Governance, Strategy & Risk Management: Support the design, implementation, and enhancement of enterprise-wide security and privacy strategies and risk management frameworks Regulatory Compliance & Privacy: Advise on compliance with GDPR, UK GDPR, and other global data protection regulations, including policy development Operations, Incident Response & Resilience ...

closely with the Board and Executive Committee, the successful candidate will shape and deliver a multi-year transformation agenda, ensuring technology enables growth, efficiency, regulatory compliance, and improved customer outcomes. Key Responsibilities Enterprise Transformation & Strategy Define and execute the technology and transformation strategy aligned to Life & Pensions business … Core Platforms & Guidewire Provide executive ownership of Guidewire-based platforms (PolicyCenter, BillingCenter, ClaimsCenter and associated digital layers), ensuring alignment with Life & Pensions product and regulatory requirements. Oversee core system modernisation, migration from legacy platforms, and integration with third-party and cloud-based services. Ensure platform scalability, resilience, and future ...

closely with the Board and Executive Committee, the successful candidate will shape and deliver a multi-year transformation agenda, ensuring technology enables growth, efficiency, regulatory compliance, and improved customer outcomes. Key Responsibilities Enterprise Transformation & Strategy Define and execute the technology and transformation strategy aligned to Life & Pensions business … Core Platforms & Guidewire Provide executive ownership of Guidewire-based platforms (PolicyCenter, BillingCenter, ClaimsCenter and associated digital layers), ensuring alignment with Life & Pensions product and regulatory requirements. Oversee core system modernisation, migration from legacy platforms, and integration with third-party and cloud-based services. Ensure platform scalability, resilience, and future ...

Information Security Analyst will play a key role in supporting the delivery of information security and compliance activities across Newmark, with a particular focus on achieving ISO 27001 certification. This role will involve assisting with security policies, risk assessments, and operational activities. This position requires a strong technical background … ability to collaborate effectively with IT, operations, and business teams. This varied and dynamic role offers exposure across information security, risk management, and compliance, providing an excellent platform for career development within a professional services environment. Key Responsibilities Support the implementation and maintenance of an information security framework with ...

Advisor/GRC Advisor – Aberdeen or London We’re looking for a proactive and detail-oriented Senior Control Advisor to support the Governance, Risk & Compliance (GRC) function. In this role, you’ll help ensure regulatory compliance and effective risk management by monitoring controls, conducting audits, and collaborating … part in identifying and mitigating risks, promoting a culture of accountability, and driving continuous improvement across the control environment. Role Purpose Monitor regulatory changes and assess compliance with laws, standards, and internal policies Plan and conduct IT compliance audits, ensuring alignment with UK Corporate Reform mandates Collaborate ...

Advisor/GRC Advisor – Aberdeen or London We’re looking for a proactive and detail-oriented Senior Control Advisor to support the Governance, Risk & Compliance (GRC) function. In this role, you’ll help ensure regulatory compliance and effective risk management by monitoring controls, conducting audits, and collaborating … part in identifying and mitigating risks, promoting a culture of accountability, and driving continuous improvement across the control environment. Role Purpose Monitor regulatory changes and assess compliance with laws, standards, and internal policies Plan and conduct IT compliance audits, ensuring alignment with UK Corporate Reform mandates Collaborate ...

digital delivery , including programme and project management, ensuring that complex initiatives are executed on time, on budget, and in line with strategic, regulatory, and commercial objectives. The role partners closely with executive management, investment leadership, and control functions to ensure that digital transformation initiatives are prioritised, governed, and delivered … central digital PMO covering governance, prioritisation, budgeting, resourcing, risk management, and reporting. Ensure disciplined delivery using appropriate methodologies (Agile, Waterfall, Hybrid), tailored to regulatory and business requirements. Track benefits realisation, milestones, dependencies, and execution risks across all digital programmes. Core Banking Platforms Oversee the digital enablement and modernisation ...

digital delivery , including programme and project management, ensuring that complex initiatives are executed on time, on budget, and in line with strategic, regulatory, and commercial objectives. The role partners closely with executive management, investment leadership, and control functions to ensure that digital transformation initiatives are prioritised, governed, and delivered … central digital PMO covering governance, prioritisation, budgeting, resourcing, risk management, and reporting. Ensure disciplined delivery using appropriate methodologies (Agile, Waterfall, Hybrid), tailored to regulatory and business requirements. Track benefits realisation, milestones, dependencies, and execution risks across all digital programmes. Core Banking Platforms Oversee the digital enablement and modernisation ...

initiatives. Reporting to the Executive Committee, the role will act as the architectural authority for complex change programmes, ensuring technology decisions deliver business value, regulatory compliance, and long-term scalability. Key Responsibilities Enterprise & Solution Architecture Define and own end-to-end solution architecture for core insurance platforms, digital … across insurance use cases, including underwriting, pricing, claims automation, fraud detection, customer engagement, and operational efficiency. Ensure responsible AI design, model governance, explainability, and compliance with regulatory and ethical standards. Integrate AI capabilities into Guidewire-centric architectures without compromising stability or control. Transformation & Change Act as architectural authority ...

initiatives. Reporting to the Executive Committee, the role will act as the architectural authority for complex change programmes, ensuring technology decisions deliver business value, regulatory compliance, and long-term scalability. Key Responsibilities Enterprise & Solution Architecture Define and own end-to-end solution architecture for core insurance platforms, digital … across insurance use cases, including underwriting, pricing, claims automation, fraud detection, customer engagement, and operational efficiency. Ensure responsible AI design, model governance, explainability, and compliance with regulatory and ethical standards. Integrate AI capabilities into Guidewire-centric architectures without compromising stability or control. Transformation & Change Act as architectural authority ...

Associate Vice President to spearhead their IT change management initiatives. This role offers a unique chance to shape processes that drive operational excellence and compliance across the organisation. Purpose of the Role: As an IT Change Manager, you will lead the planning, coordination, and control of IT changes within … bank's technology landscape. Your expertise will ensure changes are executed with minimal risk and disruption, while adhering to internal controls and regulatory requirements. The IT Service Delivery team is a cornerstone of EMEA Technology, responsible for managing the processes and tools that enable the planning, delivery, and support ...

Associate Vice President to spearhead their IT change management initiatives. This role offers a unique chance to shape processes that drive operational excellence and compliance across the organisation. Purpose of the Role: As an IT Change Manager, you will lead the planning, coordination, and control of IT changes within … bank's technology landscape. Your expertise will ensure changes are executed with minimal risk and disruption, while adhering to internal controls and regulatory requirements. The IT Service Delivery team is a cornerstone of EMEA Technology, responsible for managing the processes and tools that enable the planning, delivery, and support ...

Associate Vice President to spearhead their IT change management initiatives. This role offers a unique chance to shape processes that drive operational excellence and compliance across the organisation. Purpose of the Role: As an IT Change Manager, you will lead the planning, coordination, and control of IT changes within … bank's technology landscape. Your expertise will ensure changes are executed with minimal risk and disruption, while adhering to internal controls and regulatory requirements. The IT Service Delivery team is a cornerstone of EMEA Technology, responsible for managing the processes and tools that enable the planning, delivery, and support ...

Collaborate with the Chief Information Security Officer (CISO) to conduct data risk assessments and ensure robust frameworks for data classification, access controls, encryption, and compliance with ISO 27001/Cyber Essentials Plus and client contractual agreements. Work with the CISO and the Legal Risk and Compliance team … firm’s authority on data compliance, including GDPR, SRA confidentiality standards, and records retention requirements Implement data lifecycle management policies including data retention, archival, and secure disposal, to ensure compliance and reduce operational risk. Oversee enterprise-wide data quality initiatives, defining data quality KPIs, supporting data cleansing ...