1 to 25 of 248 Regulatory Compliance Jobs in London

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

Management : Manage cash flow and liquidity, including monitoring cash inflows and outflows, optimizing working capital, and forecasting cash needs to ensure adequate liquidity for business operations - Financial Controls and Compliance : Establish and maintain financial controls and compliance procedures, including internal controls, policies, and procedures, to ensure accuracy, integrity, and regulatory compliance in financial reporting and operations … and Capital Allocation: Evaluate investment opportunities and capital allocation decisions, including capital expenditures, mergers and acquisitions, and strategic investments, to optimize returns and enhance shareholder value - Tax Planning and Compliance: Develop and implement tax planning strategies, including tax optimization and compliance with tax regulations, to minimize tax liabilities and ensure compliance with tax laws and regulations - Financial … Knowledge of cash flow management principles and practices, including cash flow forecasting, working capital optimization, and liquidity management, to ensure adequate cash reserves for business operation - Financial Controls and Compliance : Understanding of financial controls and compliance procedures, including internal controls, policies, and procedures, and experience in establishing and maintaining controls to ensure accuracy, integrity, and regulatory compliance More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

near St Paul's in London. Your new role Seeking an experienced hands-on Enterprise Solution Architect to join a newly established team within the Governance, (Operational) Risk, and Compliance (GRC) function of a leading financial organisation. This newly created department is focused on building out the organisation's GRC capabilities, identifying gaps, and designing a robust architectural roadmap …/blueprints holistically. In this role, you will play a key part in shaping the future of GRC architecture and Operational Risk, leveraging your deep expertise in regulatory compliance and risk from an architectural perspective. You will be responsible for developing frameworks that span multiple regulations, ensuring the organisation remains agile and compliant in a rapidly evolving regulatory … to this, you will possess great experience with hands-on architectural design and proof-of concept delivery. What you'll need to succeed Experience with a Governance, Risk and Compliance tool/technology such as Metricstream as this is looking to be implemented here. Exposure to other tools such as ServiceNow GRC, RSA Archer, SAP GRC, IBM OpenPages, LogicGate More ❯

near St Paul's in London. Your new role Seeking an experienced hands-on Enterprise Solution Architect to join a newly established team within the Governance, (Operational) Risk, and Compliance (GRC) function of a leading financial organisation. This newly created department is focused on building out the organisation's GRC capabilities, identifying gaps, and designing a robust architectural roadmap …/blueprints holistically. In this role, you will play a key part in shaping the future of GRC architecture and Operational Risk, leveraging your deep expertise in regulatory compliance and risk from an architectural perspective. You will be responsible for developing frameworks that span multiple regulations, ensuring the organisation remains agile and compliant in a rapidly evolving regulatory … to this, you will possess great experience with hands-on architectural design and proof-of concept delivery. What you'll need to succeed Experience with a Governance, Risk and Compliance tool/technology such as Metricstream as this is looking to be implemented here. Exposure to other tools such as ServiceNow GRC, RSA Archer, SAP GRC, IBM OpenPages, LogicGate More ❯

provision and maintenance of the development environment itself, supporting mission-critical naval programmes. You will also be responsible for the management of IT assets within the development environment, ensuring compliance with company and regulatory standards such as ISO27001 and IEC62443. This role is ideal for engineers familiar with Windows Server domains, Red Hat Linux, virtualisation, industrial networking, and … across both surface ships and submarines.. Networking & Security: Design and manage robust industrial networking architectures (e.g., Profinet, Ethernet/IP, fibre optics, wireless) for mission-critical applications, while ensuring compliance with defence-level security standards. Platform Management Systems: Work closely with multidisciplinary teams to design and integrate ICS solutions into PMS, ensuring they meet rigorous naval requirements for performance … configure Windows Server domains and Red Hat Linux environments to support the development and testing of ICS solutions. You will ensure these systems are optimised for reliability, security, and compliance with defence standards. Virtualisation Infrastructure: Design, implement, and maintain virtualised environments (e.g., VMware, Hyper-V) to facilitate scalable and secure development processes. This includes configuring virtual machines, monitoring system More ❯

provision and maintenance of the development environment itself, supporting mission-critical naval programmes. You will also be responsible for the management of IT assets within the development environment, ensuring compliance with company and regulatory standards such as ISO27001 and IEC62443. This role is ideal for engineers familiar with Windows Server domains, Red Hat Linux, virtualisation, industrial networking, and … across both surface ships and submarines.. Networking & Security: Design and manage robust industrial networking architectures (e.g., Profinet, Ethernet/IP, fibre optics, wireless) for mission-critical applications, while ensuring compliance with defence-level security standards. Platform Management Systems: Work closely with multidisciplinary teams to design and integrate ICS solutions into PMS, ensuring they meet rigorous naval requirements for performance … configure Windows Server domains and Red Hat Linux environments to support the development and testing of ICS solutions. You will ensure these systems are optimised for reliability, security, and compliance with defence standards. Virtualisation Infrastructure: Design, implement, and maintain virtualised environments (e.g., VMware, Hyper-V) to facilitate scalable and secure development processes. This includes configuring virtual machines, monitoring system More ❯

provision and maintenance of the development environment itself, supporting mission-critical naval programmes. You will also be responsible for the management of IT assets within the development environment, ensuring compliance with company and regulatory standards such as ISO27001 and IEC62443. This role is ideal for engineers familiar with Windows Server domains, Red Hat Linux, virtualisation, industrial networking, and … across both surface ships and submarines.. Networking & Security: Design and manage robust industrial networking architectures (e.g., Profinet, Ethernet/IP, fibre optics, wireless) for mission-critical applications, while ensuring compliance with defence-level security standards. Platform Management Systems: Work closely with multidisciplinary teams to design and integrate ICS solutions into PMS, ensuring they meet rigorous naval requirements for performance … configure Windows Server domains and Red Hat Linux environments to support the development and testing of ICS solutions. You will ensure these systems are optimised for reliability, security, and compliance with defence standards. Virtualisation Infrastructure: Design, implement, and maintain virtualised environments (e.g., VMware, Hyper-V) to facilitate scalable and secure development processes. This includes configuring virtual machines, monitoring system More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

Join Our client Team as a Regulatory Change Business Analyst! Are you ready to take on a pivotal role in the world of regulatory compliance? Our client is on the lookout for a proactive and detail-oriented Regulatory Change Business Analyst to help navigate the ever-evolving landscape of regulatory requirements. If you're passionate … about compliance and eager to make a difference, this could be the perfect opportunity for you! What You'll Do: As a Regulatory Change Business Analyst, you will work collaboratively with a dynamic team of compliance, legal, risk, technology, and business stakeholders. Your primary focus will be on ensuring timely and effective responses to regulatory changes … that impact our organisation. Here's a glimpse of your major responsibilities: Delivery & Management: Own and manage business requirements for regulatory change implementations, ensuring all initiatives align with business priorities. Business Strategy & Growth: Partner with management to develop and prioritise strategies that drive business change and growth. Performance & Planning: optimise business performance by driving key initiatives and supporting documentation More ❯

At Compliance Group, we are on the lookout for a technically capable and delivery-focused Implementation Manager to join our transformation team. If you’re passionate about driving efficiency, enjoy solving technical challenges, and want to play a key part in integrating new businesses into a growing group, this could be the perfect opportunity for you. You’ll work … to hear from you. Even if you don’t meet every requirement listed above, we encourage you to apply, we welcome individuals with diverse backgrounds and transferable skills. About Compliance Group Compliance Group is a leading organisation providing essential safety and regulatory compliance services across the UK. With divisions specialising in Water, Fire, and Electrical compliance, we help clients protect their people, assets, and reputations through reliable, data-driven solutions. Join us in shaping the future of compliance and enabling safer environments for everyone. More ❯

ll have Reporting to Sasha, our Platform Engineering Manager, you'll be working in a team of three. The Platform Engineering team is responsible for Platform Engineering, DevOps, Security, Compliance, Infrastructure Management and providing support to Sales team and customers in these areas. The role will build upon the existing security baseline established but strategically advance the company's … vulnerability scans, and penetration tests to identify risks and deploy effective remediation measures. Monitor systems, networks, and logs then Investigate security breaches, incidents, and other cybersecurity events. Oversight of compliance for regulatory compliance requirements, such as SOC2, HIPAA, ISO 27001, GDPR etc, and ensure our systems adhere to these standards Conduct security awareness training sessions, enabling the More ❯

Genuine. Join a leading organization in the finance sector, focusing on model risk management under Basel 3.1 regulations. We are seeking a Model Validator with a strong foundation in regulatory compliance and validation processes, ideally suited for experienced Quant Analysts who wish to transition from model development to validation. Your role will emphasize the review and assurance of … of self-assessments. Main Responsibilities This role will focus on ensuring the integrity of model validation practices. Conduct independent reviews and validations of models created by quant teams. Ensure compliance with Basel regulations and local supervisory standards. Assess and challenge governance frameworks related to risk models. Evaluate assumptions, data quality, and methodologies of risk models. Collaborate with various stakeholders … to validate self-assessments before submission to regulators. Key Requirements Strong regulatory experience within banking, specifically with Basel 3.1 and PRA expectations. Background as a Quant Analyst or a similar role, with expertise in model development principles. Proven experience in model validation as opposed to model development. In-depth knowledge of IRB (Internal Ratings-Based) models and credit risk More ❯