101 to 125 of 131 Regulatory Compliance Jobs in London

actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »

actions as needed to meet project milestones and deadlines. Stay updated on the latest trends and best practices in ERP systems, financial management, and regulatory compliance. more »

as well as the chance to contribute to our mission of enabling organizations to collaborate on sensitive data while protecting data privacy, confidentiality, and regulatory compliance. If you are ready to take the next step in your career and join a dynamic and innovative team, apply now to become more »

sector, including many of the world’s leading banks, focused on supporting mission-critical systems as well as helping them to achieve and maintain regulatory compliance. more »

Department Background Metro’s customers are property managers responsible for meeting the statutory and regulatory compliance requirements for Fire and Health and Safety routines at their properties. The Operations team ensure that Metro’s customers receive an excellent level of compliance support via fire, health and safety … tests and inspections, nationwide. Our customers depend on us for consistent standards of compliance support via regular, scheduled service visits for tests and inspections, and for provision of timely and accurate issue status reports. The Operations department carries out over 2,500 tests (and inspections) services per week, nationwide. more »

Act as joint/assistant Secretariat for ALCO and from time-to-time other risk-related meetings. Produce management information for ALCO, Subsidiary Risk & Compliance (RCC) and Branch Risk Committee meetings. Assist the Department Head and the Liquidity Risk Team and join the respective inter-departmental working groups in … the annual updates of the ILAAP and RRP for the Subsidiary, as well as other UK regulatory compliance work. Propose and provide advice on risk management strategy, framework, policy and procedure, and assist in the annual updates of risk-related policy documents owned by Risk & ALM. Daily, weekly … liquidity position and buffer on a daily basis, conduct daily liquidity forecasting and perform ad hoc analyses. Produce management information for ALCO and Risk & Compliance Committee meetings. Internal stress testing, including regular review of the scenarios to ensure that they are relevant and up-to-date. Enterprise Risk Management more »

Regulatory - Professional Support Lawyer (3 days per week) 5+ PQE Top ranked in Chambers UK and Legal 500; our Regulatory team are recognised as one of the best in the UK. With expertise spanning the investigation and presentation of disciplinary cases across all sectors, our lawyers act for … individuals, organisations, corporates and regulators, providing advice on regulatory compliance, investigations, adjudication, enforcement and prosecutions. We are recruiting for a part-time Professional Support Lawyer who will sit at the heart of the team and support the fee-earners & partners on complex areas of law. This is an … more traditional view and focuses on driving change through ‘horizon scanning’ and feeding updates and knowledge into innovation and tech. Candidates will ideally have regulatory and contentious/litigation experience. We’re looking for someone who loves what they do, who keeps their finger on the pulse with legal more »

for a Risk officer to support the 2nd line of defence. Key responsibilities will include ownership of the Risk Management Framework, managing the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years … 2nd line Risk Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

Policy Analyst (Energy) Can you keep abreast of and translate complex energy market regulatory changes? Can you understand policy changes and write updates accordingly? This role could be for you! Consult Energy are working with an innovate business in the Energy industry where you will get the opportunity to … If you're ambitious and passionate about Energy change...get in touch today! Policy Analyst - What you'll do: Consult with the wider business on regulatory matters Keep an up-to-date knowledge of industry changes Write and update relevant policy documentation Review proposed legislative changes, assess impacts and mitigate … risks Policy/Regulation Analyst - What you'll need: Regulation, compliance or policy experience within UK energy sector Experience liaising with Ofgem Strong stakeholder engagement ability Strong commercial awareness Salary: £40,000-£55,000 Location: West London (hybrid) This Policy Analyst/Regulation Analyst role would be best suited more »

Coopman Search and Selection are delighted to partner with an award-winning consultancy firm, specialising in Regulatory Compliance and Financial Crime, who are looking to add a Manager to their Financial Crime team. The team provides advice and solutions to a range of firms across Financial Services with … For further information, please contact shane.cassidy@coopman.uk. Coopman is a B.Corp™ Certified, award-winning specialist financial services recruitment firm for the front office, risk, compliance & accounting opportunities in Ireland, the UK & Europe. We pride ourselves on our diverse & extensive networks, bringing the very best solutions to the individuals and more »

applications architecture that supports the global scaling of the their foremost platform, hosted on AWS, and meeting standards and requirements for security, resilience and regulatory compliance You will also be required to Identify and ensure the use of established best practices and patterns, defining standards and guidelines for more »

be doing as a Control and SCADA Engineer: Using your analytical skills, you will fault find and problem solve appropriate technology; providing performance reporting; regulatory compliance and systems reliability work on all aspects of Thames Water SCADA system. Providing input to the capital programme at various stages through more »

Contribute to ad hoc projects aimed at improving the efficiency of PCA Group. Adhere to the Training and Competence (T&C) scheme to ensure regulatory compliance. Qualifications: University degree or equivalent combination of education/experience. Level 4 Qualification – CII Regulated Diploma in Financial Planning or CISI Investment Advice more »

a Delegated Underwriting Executive to enhance our clients team, who will bring profound expertise in delegated underwriting, enriching the company’s capabilities in ensuring regulatory compliance and operational excellence. You will be responsible for managing the underwriting risk of the portfolio in collaboration with underwriters, focusing on Line … papers and reports. Assisting with the audit process, including appointment, scoping, scheduling, and remediation. Liaising with Lloyd’s and regulators to stay informed of regulatory updates and other Delegated Underwriting related activities. Ensuring that all data and administrative tasks are up to date through internal and external delegated underwriting … and key project deliverables as needed. KNOWLEDGE, SKILLS, & EXPERIENCE: Practical knowledge and experience of working with Delegated Underwriting Authorities (DUAs) from either underwriting or compliance perspectives. Familiarity with Lloyd’s Principles for Doing Business and the DUA Code of Practice. Understanding of Atlas & DCOM. Awareness of Conduct risk and more »

London Liverpool Street. Work alongside the Global Head of Delivery, Heads of Business Functions, Business Analysts and Project Managers to deliver end-to-end regulatory compliance with our Risk and Control Programme objectives, requiring coordination from numerous business areas Own planning, scheduling and resourcing for the Risk & Control more »

Management for both FM and Scientific Assets across all UK sites. Engage in cross departmental projects. Support QA in internal/Sponsor Audits. Maintain regulatory compliance at all times Support to Smart Management Team to ensure all activities are completed. PERSON SPECIFICATION: Experience (essential) Good PC skills Experience more »

assist with marketing presentations for the Fund Liaise with fund admin and auditors in producing annual audited accounts Assisting the COO/HOO with regulatory compliance tasks Various project related tasks – for example setting up trading lines/FIX connectivity more »

through effective technology management. KEY RESPONSIBILITIES Strategic IT Leadership Develop and execute the IT strategy in alignment with the company’s business goals and regulatory requirements. Provide strategic direction on the adoption and integration of new technologies to improve business efficiency and competitiveness. Lead the IT department in planning … Ensure high availability, performance, and security of all IT systems. Manage the selection and implementation of software solutions to support business processes. Cybersecurity and Compliance Develop and enforce IT security policies and procedures to protect sensitive data and ensure compliance with industry regulations. Stay updated on the latest … cybersecurity threats and implement measures to mitigate risks. Ensure compliance with all relevant legal and regulatory requirements, including GDPR and FCA guidelines. Budget and Vendor Management Develop and manage the IT budget, ensuring cost-effective use of resources. Oversee relationships with external vendors and service providers, negotiating contracts more »

execution and delivery of AI projects – ensuring alignment with business objectives and timelines. Lead the AI working group – comprising of members from IT, Legal & Compliance, and Investment teams. Collaborate with business stakeholders to translate business requirements into actionable AI solutions. Coordinate, negotiate with, and manage expectations of diverse stakeholders … of AI solutions, adhering to best practices and industry standards. Identify and mitigate risks associated with AI projects, addressing ethical concerns, data privacy, and regulatory compliance. Develop and implement strategies for the effective integration of AI solutions into existing business processes and systems. Work closely with the Data and more »

security operations technology roadmaps in conjunction with the wider Cybersecurity strategy. Propose changes to existing policies, procedures and configurations to ensure operating efficiency and regulatory compliance. Contribute to the security strategy, ensuring that technical and structural considerations regarding design, build and run components are considered. Aid the Head of … security trends and practices, and laws and regulations. Ensure audit trails, system logs and other monitoring data sources are reviewed periodically and are in compliance with policies and audit requirements. Contribute to the development of a Cybersecurity Operations Resource and Capacity planner managed through BDO's Azure DevOps environment. more »

Insurance & Banking team. The AI&B Banking team is dedicated to delivering shareholder returns through strategic financial resource management, operational frameworks, and risk and regulatory initiatives. They leverage industry expertise and advanced analytical methodologies to navigate the complexities of the banking sector. Role Overview: The client is looking for … analysis, economics, quantitative modelling, and data science. The team members bring extensive experience from both industry and advisory backgrounds in strategy, finance, treasury, risk, regulatory, commercial, and operational domains. Key Responsibilities: Providing strategic advice and guidance to Tier 1 banks on balance sheet optimization and regulatory compliance. Developing … and developing data models, dashboards, and analytical frameworks for decision-making and cost reduction. Managing large-scale projects including technology implementation, M&A, and regulatory oversight. Spearheading business restructuring initiatives and overseeing complex investment platform migrations. Advising on treasury-related areas such as capital management, liquidity management, and interest more »

Access Management. Key Interfaces: Internal: Work with various business departments to understand requirements. Collaborate with cross-functional teams, including IT and Legal, to ensure regulatory compliance. Coordinate with HR to manage staff changes and access updates. Skills and Requirements: Academic or professional qualifications in Computer Science, Information Technology, or … such as SAML, OAuth, and OpenID Connect. Ability to create and manage processes around identity management and access reviews. Understanding of security standards and compliance requirements such as SOC 2, ISO 27001. Strong project management and communication skills, with the ability to collaborate across teams and departments. more »

to ensure facultative reinsurance accounts and inwards insurance policy data are submitted in a timely fashion, considering appropriate financial controls, contractual terms and conditions, regulatory requirements, and internal business requirements and service level agreements. Contract wording from inwards and facultative reinsurance certificates, binders, slips, declarations, bordereaux, and endorsements. Ceding … experience in specialty or property and casualty (re)insurance. Experienced and confident team leader. Solid experience with Sarbannes-Oxley Financial Controls Disclosure Requirements and regulatory compliance. Excellent oral communication, written communication, and organizational skills Candidate must be flexible; team-oriented and have strong administrative skills that include ability to more »

and attention to priorities and details. Establish effective relationships and partner with cross-functional stakeholders (PM, QC, QA, Supply Chain, production, AD, PD and Regulatory) as needed to enable tech transfers and PPQ campaigns. Lead the development of processes and systems for the management of data, trending, and analysis. … the evaluation of deviations, root-cause-analysis, corrective action preventive action (CAPA) and change control processes with strong focus on quality, risk mitigation and regulatory compliance. Qualifications: Detailed understanding of immunology and cell therapy. Demonstrable expertise in cell-based techniques including cell enrichment, culture, and formulation technologies. Ability to more »

and attention to priorities and details. Establish effective relationships and partner with cross-functional stakeholders (PM, QC, QA, Supply Chain, production, AD, PD and Regulatory) as needed to enable tech transfers and PPQ campaigns. Lead the development of processes and systems for the management of data, trending, and analysis. … the evaluation of deviations, root-cause-analysis, corrective action preventive action (CAPA) and change control processes with strong focus on quality, risk mitigation and regulatory compliance. EXPERIENCE Supervising or mentoring junior staff. Detailed understanding of immunology and cell therapy. Demonstrable expertise in cell-based techniques including cell enrichment, culture more »