101 to 125 of 293 Regulatory Compliance Jobs in London

the vision and drive to unlock new market opportunities. Key Responsibilities: Define and execute the company's strategic vision and growth roadmap . Oversee all aspects of operational and regulatory compliance, ensuring alignment with FCA regulations and international standards. Drive business development across payment solutions, card programs, and cryptocurrency services. Lead risk management initiatives, ensuring robust compliance … EMI: Proven leadership within a transactional fintech environment. Experience with Electronic Money Institutions (EMI) is highly desirable. Cryptocurrencies: Solid knowledge of crypto and related payment solutions; familiarity with crypto compliance frameworks is a plus. Card Issuing: Experience with prepaid and debit card programs is advantageous. High-Risk Environments: Background in sectors such as FX, gaming, or crypto , with a … strong understanding of risk, fraud prevention, and regulatory compliance. Core Competencies & Skills Strategic leadership and long-term vision. Strong regulatory expertise ( FCA, AML, KYC ). Commercial acumen with a focus on profitability and sustainable growth. Proven success in scaling fintech businesses . Excellent stakeholder management skills ( investors, regulators, partners ). Well-connected within the UK and European fintech More ❯

Drive Data Excellence and Regulatory Compliance in Higher Education Are you an experienced data professional with a passion for compliance and quality? Do you have a deep understanding of HESA returns and UK GDPR, and want to make a meaningful impact in higher education? We're looking for a HESA Data and Compliance Lead to join … statutory returns, liaising with internal and external stakeholders including HESA and Jisc. You'll support strategic data quality improvements, lead on governance documentation, and contribute to the long-term compliance and efficiency of our data systems including the Banner Student Record System. This is a remote role (UK based), but you'll stay well-connected through our strong virtual … culture with occasional travel to our campuses when required. As our HESA Data and Compliance Lead , you will be: Lead on HESA and statutory data returns, ensuring secure and compliant data handling. Drive data quality strategy using tools such as Tableau, Power BI, and SQL. Advise on UK GDPR compliance and implement incident management processes. Collaborate with Planning More ❯

shaping its day-to-day operations, systems integration, and team development. The successful candidate will bring expertise in incident response, situational awareness, and stakeholder engagement, while fostering innovation and compliance across a high-performing environment. This role is key to ensuring a resilient and responsive security infrastructure across our regional operations. What You Will Do Your responsibilities will include … strategies, reducing turnover and fostering a culture of continuous improvement Stakeholder Engagement & Relationship Management Serve as the central point of contact for key stakeholder groups including Security Systems, Intelligence, Compliance, Real Estate, and EMEA Security Managers Represent ESCC capabilities during internal briefings, audits, and external visits, delivering concise overviews and promoting understanding of the centre's functions Ensure alignment … driving continuous improvement in technology usage Actively contribute to the refinement of ESCC SOPs, escalation workflows, and decision trees in response to evolving threat types and business requirements Risk, Compliance & Intelligence Integration Ensure GDPR, health & safety, and regulatory compliance across all ESCC data processing, surveillance, and incident documentation activities Liaise with the Intelligence team to enhance situational More ❯

A place where anyone, anywhere can have a voice. That's a serious impact. NAVEX is a global leader in GRC solutions and helps organisations strengthen their risk and compliance programs with a 360-degree view of enterprise, third party and ecosystem risk for enhanced regulatory compliance and proactive risk management. Easy to use, the NAVEX One … platform empowers compliance through connecting unparalleled industry intelligence and insights. Worldwide, we have over 13,000 customers who trust NAVEX to address evolving regulations and their compliance challenges. As our Demand Generation Specialist, you will play a critical role in ensuring that our demand marketing becomes best in class, and that you support all our marketing efforts aimed More ❯

responsible for: Providing technical security consultancy and managing risk assessments, including third-party and cybersecurity risks. Delivering key IS projects and driving supplier and project security assurance activities. Ensuring regulatory compliance and supporting internal/external reviews. Enhancing the Bank's Third Party Risk Management (TPRM) framework. Key Responsibilities Conduct Information Security and Cybersecurity assessments and technical risk More ❯

Ensure digital initiatives are grounded in proven service excellence methodologies Performance framework design Embed KPIs and metrics that drive digital-first behaviours and service quality, balancing automation efficiency with regulatory compliance and high performance Develop dashboards and analytics that provide real-time insights into digital transformation progress Technology strategy and innovation Evaluate and recommend next-generation customer service … with technology transformation teams to align customer service evolution with broader digital initiatives Work with product teams to integrate service capabilities into client-facing platforms Engage with risk and compliance teams to embed regulatory requirements into digital service design What we are looking for Customer excellence experience Several years leading customer service strategy and/or operations with More ❯

Ensure digital initiatives are grounded in proven service excellence methodologies Performance framework design Embed KPIs and metrics that drive digital-first behaviours and service quality, balancing automation efficiency with regulatory compliance and high performance Develop dashboards and analytics that provide real-time insights into digital transformation progress Technology strategy and innovation Evaluate and recommend next-generation customer service … with technology transformation teams to align customer service evolution with broader digital initiatives Work with product teams to integrate service capabilities into client-facing platforms Engage with risk and compliance teams to embed regulatory requirements into digital service design What we are looking for Customer excellence experience Several years leading customer service strategy and/or operations with More ❯

innovative solutions delivered with agility. Our platform predicts trends within aerospace and government defense sectors, including political shifts, and influences government policies through innovation. JOB DESCRIPTION: Our platform provides regulatory compliance solutions, enabling reporting and information entry through a purpose-built ERP tailored for the aerospace and defense industry. We adhere to standards such as DCA, DCAA, DCMA … DoD , ensuring data integrity and compliance through internal controls. The system supports inventory management, trade compliance, license management, quality inspections, and certification processes like FRACAS/CAP and corrective actions. Our architecture emphasizes business process alignment and compliance with cybersecurity standards including NIST SP 800-171, CMMC, ITAR . We aim to develop BNN , a generative AI … model that provides detailed insights into operational and analytical processes, ensuring compliance with DFARS and related agencies. The startup's goal is to support market entry and develop technology that enables efficient, compliant operations within the aerospace and defense sectors. ENVIRONMENT: This role operates within the regulatory engineering division of the Multidomain Defense Dock, a standard engineering lab More ❯

and operating entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. This data powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies … completeness, freshness, linkages, and fitness for consumption. Champion the importance of Entity data across Bloomberg, helping internal teams design and deliver better data experiences. Stay current on market trends, regulatory changes related to reference data and entity resolution. You'll need to have: Please note we use years of experience as a guide, but we certainly will consider applications … emerging trends in Private Markets data and the growing complexity of non-public entity structures. Familiarity with financial workflows that rely on accurate entity data, such as client onboarding, compliance, KYC, counterparty risk, and issuer classification. Does this sound like you? Apply if you think we're a good match. We'll get in touch to let you know More ❯

and operating entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. This data powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies … completeness, freshness, linkages, and fitness for consumption. Champion the importance of Entity data across Bloomberg, helping internal teams design and deliver better data experiences. Stay current on market trends, regulatory changes related to reference data and entity resolution. You'll need to have: Please note we use years of experience as a guide, but we certainly will consider applications … emerging trends in Private Markets data and the growing complexity of non-public entity structures. Familiarity with financial workflows that rely on accurate entity data, such as client onboarding, compliance, KYC, counterparty risk, and issuer classification. Does this sound like you? Apply if you think we're a good match. We'll get in touch to let you know More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Role mission: As CUBE's Senior Legal Counsel, you will lead on all customer SaaS negotiations, negotiating complex, international, Financial Services SaaS agreements. This is an exciting opportunity More ❯

this team, you'll be part of a dynamic environment that's a critical pillar of Pantheon's operational infrastructure, enabling trustworthy data flows that underpin investment decision-making, regulatory compliance, and client service excellence. Purpose of Position The Transaction Management Team is responsible for the preparation and input of all transactional data. The focus of the role … coverage to support portfolio manager decision making and portfolio monitoring. Provide support to the Investment function in the analysis of valuation data as required. Training the team to ensure compliance with controls and procedures. Identify potential areas which would benefit from enhancements or improvement in process and implement continuous improvements. Coordinating Team's MI to facilitate better management of More ❯

Commercial Lawyer with specific experience in the telecommunications sector , particularly working with Mobile Virtual Network Operators (MVNOs) . The ideal candidate will provide expert legal support on commercial contracts, regulatory compliance, partnership agreements, and dispute resolution within a fast-paced telecom environment. You will play a critical role in advising on MVNO-specific commercial and regulatory matters … and finalize a wide range of commercial contracts including MVNO agreements, network sharing, vendor contracts, service level agreements (SLAs), and partnership agreements . Provide expert legal advice on telecom regulatory frameworks impacting MVNO operations including licensing, spectrum, interconnect, and data protection. Support commercial negotiations and business development initiatives with a strong understanding of telecom market dynamics and MVNO business … models. Advise on compliance with telecom laws, consumer protection regulations, and industry codes relevant to MVNO services. Manage and mitigate legal risks related to MVNO operations, including disputes, claims, and contract breaches. Collaborate with cross-functional teams—commercial, regulatory, finance, and operations—to align legal strategies with business objectives. Monitor legal developments and emerging trends in telecom and More ❯

Commercial Lawyer with specific experience in the telecommunications sector , particularly working with Mobile Virtual Network Operators (MVNOs) . The ideal candidate will provide expert legal support on commercial contracts, regulatory compliance, partnership agreements, and dispute resolution within a fast-paced telecom environment. You will play a critical role in advising on MVNO-specific commercial and regulatory matters … and finalize a wide range of commercial contracts including MVNO agreements, network sharing, vendor contracts, service level agreements (SLAs), and partnership agreements . Provide expert legal advice on telecom regulatory frameworks impacting MVNO operations including licensing, spectrum, interconnect, and data protection. Support commercial negotiations and business development initiatives with a strong understanding of telecom market dynamics and MVNO business … models. Advise on compliance with telecom laws, consumer protection regulations, and industry codes relevant to MVNO services. Manage and mitigate legal risks related to MVNO operations, including disputes, claims, and contract breaches. Collaborate with cross-functional teams—commercial, regulatory, finance, and operations—to align legal strategies with business objectives. Monitor legal developments and emerging trends in telecom and More ❯

while also collaborating with the central Data team to ensure scalable, reliable reporting. Key Stakeholders: Senior Leader Heads of Departments Tech Leadership Payment and Collections Teams Customer Operations Teams Compliance, Risk & Regs Teams Product & Operations Teams What you'll be getting up to: Data Collection & Validation • Extract payment and collections data from various systems (e.g. CRM, billing platforms) on … or refining reconciliation logic to reduce manual interventions. • Document standard operating procedures (SOPs) and data dictionaries for all payment and collections data processes to ensure consistency and knowledge transfer. Compliance & Risk Management • Ensure that all data-handling processes adhere to relevant regulations (e.g., PCI DSS for card Payments, GDPR for personal data in collections). • Work with Compliance … Visio, or similar platforms. • Advanced Excel skills Desirable: • Prior experience in payments, collections, or any financial analytics is highly desirable. • Experience with automation tools for workflow optimisation. • Understanding of regulatory compliance requirements in Customer Operations. • Familiarity with customer journey orchestration platforms. • Ability to create and deliver compelling presentations and insight decks. Research shows that some people are less More ❯

development workflow to allow growth through researched practice and subject area rankings and awards. Main responsibilities will be: Monthly management reporting in line with the business timetable Financial and regulatory compliance along with HMRC compliance Build robust relationships will all stakeholders and departments. Managing the external audit in collaboration with the CFO Systems support. The role will More ❯

CXL) Develop standardised design patterns and create HLD/LLD documentation for architecture review boards Optimise fabric configurations (Fibre Channel) and replication strategies for ultra-low latency requirements Ensure regulatory compliance across SEC, MiFID II, GDPR, and SOX requirements Act as governance liaison with BISO, audit, and risk teams Essential Experience Technical Expertise 10-15+ years in … capital markets environments Understanding of trade lifecycle and algorithmic trading systems Experience supporting front-office trading applications and market data systems Knowledge of high-frequency trading infrastructure requirements Governance & Compliance Proven experience interfacing with regulatory bodies (FCA, SEC, FINRA) Strong background in financial services audit processes Experience with storage security controls, encryption, and RBAC implementation Desirable Skills Software More ❯

How you'll be contributing to Accurx as a Medical Devices & Regulatory Consultant With ambitious plans for the future and exciting product development on the horizon, we're committed to building with the same care, rigour, and impact that define the rest of our work. That's where you come in. We're looking for an experienced Medical Devices … Regulatory Consultant with experience of class I-III medical devices and software as a medical device (SaMD) to help us navigate and implement the requirements of UK MDR, laying the right foundations for medical device status. This is a high-impact, cross-functional role at the intersection of product, clinical safety, legal, and compliance. This role is for a … thinking into how we design and build Support the creation and implementation of our Quality Management System (QMS) and related processes, ensuring we're audit-ready Provide hands-on regulatory expertise for our early SaMD features, laying the foundations for pre-market and post-market surveillance requirements Help define and implement our documentation and evidence strategy, including technical files More ❯

squads within Growth, Marketing and Legal. You will be critical in leading risk business partnering with these teams to foster a risk-based decision making culture, provide guidance on regulatory compliance in conjunction with Monzo's second line of defence and advise on correct governance paths. You'll also make sure area key risk indicators are well-defined … high accuracy Making recommendations to improve control effectiveness and/or identify where new controls are required, supporting teams in developing new processes and features by embedding good governance, regulatory and risk practices Embedding awareness of all of the governance related requirements, regulatory reporting deadlines, audit deadlines and policy update deadlines Monitoring completion of risk-mitigating actions to … address issue root cases Facilitating compliance with policies and helping to change them where necessary Acting as a key stakeholder to foster positive relationships across the three lines of defence Where required, troubleshooting to help resolve incidents, issues and/or regulatory requests quickly and within the correct boundaries You can demonstrate experience in leading Risk & Control Assessments More ❯

code reviews, automated testing, and DevOps to enhance system resilience. Key Skills & Experience Proven leadership in data engineering or analytics. Advanced SQL skills, Experience in risk management (Market, Credit, Regulatory). Familiarity with risk measures: VAR, CE/PE, PFE. Success in managing multi-terabyte data warehouses. Skilled in data warehousing, ETL/ELT, and reporting tools. Scripting skills … practices. Data Analytics Lead | Data Engineering Lead | Risk Reporting Lead | Risk Data Engineering | SQL Expert | Data Warehouse | Financial Risk Analytics | Risk Data Management | Snowflake | SQL Server | SSIS | Power BI | Regulatory Compliance | Market Risk | Credit Risk | Data Team Manager | Data Platform Lead | Data Transformation | Financial Institution | International Data Team | Data Platform Architecture Deerfoot Recruitment Solutions Ltd is a leading More ❯

code reviews, automated testing, and DevOps to enhance system resilience. Key Skills & Experience Proven leadership in data engineering or analytics. Advanced SQL skills, Experience in risk management (Market, Credit, Regulatory). Familiarity with risk measures: VAR, CE/PE, PFE. Success in managing multi-terabyte data warehouses. Skilled in data warehousing, ETL/ELT, and reporting tools. Scripting skills … practices. Data Analytics Lead | Data Engineering Lead | Risk Reporting Lead | Risk Data Engineering | SQL Expert | Data Warehouse | Financial Risk Analytics | Risk Data Management | Snowflake | SQL Server | SSIS | Power BI | Regulatory Compliance | Market Risk | Credit Risk | Data Team Manager | Data Platform Lead | Data Transformation | Financial Institution | International Data Team | Data Platform Architecture Deerfoot Recruitment Solutions Ltd is a leading More ❯

this team, you'll be part of a dynamic environment that's a critical pillar of Pantheon's operational infrastructure, enabling trustworthy data flows that underpin investment decision-making, regulatory compliance, and client service excellence. Purpose of Position The Valuations Associate will be responsible for bringing subject matter expertise and application of technical knowledge to all areas of … portfolio manager decision making and portfolio monitoring. Provide support to the Investment function in the analysis of valuation data as required. Training junior members of the team to ensure compliance with controls and procedures. Limited line management of junior teammates to guide their personal development and ensure the objectives of the team are met in a smooth and timely More ❯

the StoneX Group. Track and evaluate client feedback and payment performance statistics to identify client challenges, gather insights, and introduce product improvements. Work closely with internal teams, such as regulatory compliance, trading, risk, client services, operations, and technology, to guarantee seamless integration of payment products and services Stay abreast of trends, regulations, and advancements related to payments within More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Role Mission: To drive the strategic vision and execution of CUBE's API products, ensuring our APIs are the gold standard for integration enabling exceptional user experiences with More ❯

pricing models to support trading and risk management activities. Work closely with trading, sales, risk and other functional teams on special projects related to product development, model usage and regulatory compliance. WHAT DO YOU NEED TO SUCCEED? Must have: Master or PhD degree in a quantitative discipline. Expert knowledge of mathematical finance and derivatives pricing. Knowledge of Commodities futures More ❯