51 to 75 of 135 Regulatory Compliance Jobs in London

Lead in the implementation of UK Government Secure by Design principles within a Ministry of Defence (MoD) context, Lead activities to assure the ongoing compliance of IBM services with MoD key documentation, including JSP 440 (Defence Manual of Security) and JSP 604 (Network Rules and Regulations). Conduct risk … you will also have opportunity to take on cross-industry consulting engagements by leveraging your expertise to provide thought leadership on industry best practices, regulatory compliance, and risk governance frameworks to clients. If you are passionate about success, consulting and cybersecurity, with both your career and solving clients more »

the Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … information security incident management Responsibility for security assessments and assurance activities (e.g. penetration testing) and when to use them. Oversee and management of security compliance management and reporting in relation to any relevant regulatory or legal requirements Operational responsibility of management of third parties Responsibility for managing change more »

the Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … information security incident management Responsibility for security assessments and assurance activities (e.g. penetration testing) and when to use them. Oversee and management of security compliance management and reporting in relation to any relevant regulatory or legal requirements Operational responsibility of management of third parties Responsibility for managing change more »

define technology requirements and deliver solutions that meet the needs of our clients and business stakeholders. Stay abreast of industry trends, emerging technologies, and regulatory developments in asset management and financial services, leveraging insights to inform technology strategy and drive business growth. Ensure compliance with industry regulations and … big data technologies. Excellent communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels of the organization. Experience with regulatory compliance (e.g., SEC, FINRA, GDPR) and security best practices in the financial services industry. Proven track record of successfully delivering complex technology projects more »

and help to amplify productivity, quality and innovation across Spotify. Locations Stockholm London Job type Permanent Spotify is seeking a Security Governance, Risk, and Compliance (GRC) Manager to join the Security Studio who will work closely with our engineering teams and audit functions. You’ll be focused on managing … the execution of tasks for the Security GRC Program within Spotify, primarily in relation to ITGC and SOX, but also to other compliance frameworks. You will work on ensuring tasks provide high-quality value and are completed in a timely fashion. Additionally, you will play an integral part in … of SOX, Internal Controls and information security practices, as well as experience in working with technology teams. What You'll Do Coordinate large-scale compliance projects, define success, dependencies and ensure timely delivery Design, implement, supervise, and maintain GRC controls with engineering and business partners Identify, assess, and advise more »

e.g., CloudWatch, Stackdriver, ELK Stack). Implement and enforce cloud security best practices, including identity and access management (IAM), data encryption, network security, and compliance with industry regulations (e.g., GDPR, SEC). Collaborate with IT security teams to conduct regular security assessments, vulnerability scans, and penetration tests of cloud … subnets, routing, load balancing, and security groups in cloud environments. Knowledge of cloud security best practices, identity and access management (IAM), encryption mechanisms, and regulatory compliance requirements in financial services (e.g., SEC, GDPR). Excellent analytical, problem-solving, and troubleshooting skills, with a keen attention to detail and more »

and third parties. Team Development: mentor team members and share knowledge. Emerging Technologies: assess and document new technologies for proposal and review by stakeholders. Regulatory Compliance: ensure adherence to FCA, PRA, TCF, and GDPR regulations. Cybersecurity: implement a security-first approach in all systems and environments. What We more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with with … a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … that combines lateral thinking with sector expertise across Financial Services operating in Dublin, London and New York. Coopman’s expertise spans across front office, compliance, risk, accounting and finance - delivering solutions on a retained, contingent and interim basis. As a Certified B Corporation™, we take a different approach to more »

Support: Provide rapid post-sales support, diagnosing and resolving issues efficiently. Team Assistance: Support sales and production teams with technical solutions and thorough documentation. Regulatory Compliance: Lead the product approval process, ensuring all products meet regulatory standards. Innovation and Prototyping: Oversee prototype builds, driving continuous innovation and … solving skills and a methodical approach. Knowledge of Design for Manufacture principles and Quality Management Systems. Experience with product approval processes and interactions with regulatory bodies. Ability to balance cost and quality effectively. Desirable: Knowledge of sheet metal design and fabrication. Experience with electro-mechanical systems, particularly in demanding more »

Support: * Provide rapid post-sales support, diagnosing and resolving issues efficiently. * Team Assistance: * Support sales and production teams with technical solutions and thorough documentation. * Regulatory Compliance: * Lead the product approval process, ensuring all products meet regulatory standards. * Innovation and Prototyping: * Oversee prototype builds, driving continuous innovation and … solving skills and a methodical approach. * Knowledge of Design for Manufacture principles and Quality Management Systems. * Experience with product approval processes and interactions with regulatory bodies. * Ability to balance cost and quality effectively. Desirable: * Knowledge of sheet metal design and fabrication. * Experience with electro-mechanical systems, particularly in demanding more »

and reporting requirements. Integrating machine learning models seamlessly into data pipelines to facilitate predictive and prescriptive analytics. Ensuring adherence to data security protocols and regulatory compliance standards, maintaining the highest levels of database integrity and operational excellence. This position is available at either our London or locations around more »

developments in the industry Producing electronic documentation in addition to hard copy manuals Lead by example Lead the technical documentation and requirements to achieve regulatory compliance Collaborate with product teams Collaborating with engineers, developers and other technical specialists to ensure that they understand the subject Elevate product at more »

and support functions are held accountable for ownership and maintenance of accurate data within the bank's ecosystem. • Responsible for governance, risk management and regulatory compliance activities relating to the digital products and processes under development, forging strong, effective relationships with the 1st and 2nd line control functions. more »

attract, retain, and motivate employees within the asset management sector. Collaborate with senior management and HR to ensure compensation programs support business objectives and compliance with legal requirements. Annual Reward Cycle Management : Lead the annual compensation review process, including salary reviews, bonus allocations, and long-term incentive plan administration. … Analysis and Reporting : Perform detailed compensation analyses, prepare reports, and present findings to senior leadership. Ensure accurate and timely reporting of compensation data for regulatory compliance and internal auditing purposes. Program Development and Implementation : Design and implement compensation programs, including base salary, variable pay, and equity plans, tailored … to HR partners and business leaders on compensation-related matters. Serve as a resource for managers and employees regarding compensation policies, procedures, and practices. Compliance and Risk Management : Ensure all compensation practices comply with applicable laws and regulations. Identify and mitigate potential risks associated with compensation programs. Qualifications: Experience more »

that academic governance is robust, transparent, accountable, and effective. This encompasses the development and administration of internal academic review processes, upholding academic standards, ensuring regulatory compliance, and fostering constructive relationships with regulatory bodies. Additionally, the Principal is responsible for proposing and updating educational strategies to the Board more »

Legal Counsel you will be assisting the Chief Legal Officer by providing expert legal advice on a wide range of issues, including corporate governance, regulatory compliance, and contract management. The role will involve drafting, reviewing and negotiating commercial contracts; ensuring compliance with financial regulations and industry standards … years' post-qualification experience in corporate or commercial law, preferably within the financial services, fintech sector or tech. Strong knowledge of data protection and compliance requirements. Keen understanding of the consumer landscape. Proven ability to manage multiple priorities in a fast-paced environment. Excellent drafting, negotiation, and communication skills. more »

to join our clients team and drive the development of a comprehensive Operational Resilience framework. Role Overview: In this key role, you will ensure compliance with UK FCA/PRA and EU Digital Operational Resilience Act (DORA) standards. You will build awareness, foster collaborative relationships across our UK and … Technology Testing: Manage technology testing activities, including scenario testing and response plans. Vulnerability Assessment: Assess and prioritise vulnerabilities, define remedial actions, and track implementation. Regulatory Compliance: Support the creation of the annual regulatory self-assessment and ensure compliance. What We’re Looking For: Technical Knowledge: Understanding of … Why Join Us? Impactful Work: Enhance the resilience of financial systems. Collaborative Environment: Work with experts dedicated to operational excellence. Professional Growth: Lead significant regulatory change and transformation initiatives. more »

them being customer obsessed and lead the transformation initiatives to build new offerings, solutions and innovative business models aligned to the market trends and regulatory commitments. Cognizant has seeking an established UK Transmission and Distribution Consulting lead/Associate Director as part of our Utilities Industry consulting group where … domain being customer obsessed and lead the transformation initiatives to build new offerings, solutions and innovative business models aligned to the market trends and regulatory commitments. Key Responsibilities: Engage with business stakeholders to ensure compliance with industry regulations and upcoming changes in electricity transmission and distribution market structure … Review, analyse and provide solutions around UK electricity network domain specific problem statements in the functional areas of strategic spatial planning, design standards, regulatory approval, planning approval, supply chain and skills, communities and engagement and outage planning Build a team of T&D specific domain consulting capability with ability more »

issues arising at client touch points outside of Private Banking · Monitor key processes and client service levels for all clients within the team, validating compliance time and quality targets · Co-ordinate all client service remediation activities, including calls and letters to clients · Client Documentation Management · Validate up to date … client procedures and documentation from business Assurance, operations, Compliance or Legal · Drive the documentation process for: client take on, client closure, client death, new account set up, closure of dormant accounts, trust estate processing, portfolio creation stock transitions and transfers, manage client file details and ensure remediation of all … incomplete KYC data · Client Transaction Execution Initiation (ensuring regulatory compliance) · Stock transitions/transfers in and out within portfolios · Money transmission, standing order and payment processing – all following client instruction and including engagement on sanctions checks · Monitoring of client debit/credit balances and taking appropriate action where more »

business intelligence, risk management, and service learning within the housing directorate. This role is crucial in ensuring the directorate meets its performance targets and regulatory requirements through effective data analysis and risk evaluation. Key Responsibilities: Performance Monitoring and Reporting: Analyse and determine the most appropriate KPIs for scrutiny at … the housing directorate. Review and forecast performance based on historical data and big data analysis. Lead regular insight reporting for the directorate and council. Regulatory Compliance and Risk Management: Monitor regulatory indicators and keep abreast of changes affecting data collection. Prepare the directorate to monitor new indicators … business processes leading to targeted intervention and support. Promote and enable the sharing of knowledge, skills, and expertise among performance and data analysts. Drive compliance with established policies, procedures, and standards for performance, analysis, and data quality. Provide technical oversight and professional support to senior performance and intelligence officers. more »

well as periodic reporting to internal stakeholders such as Management, Board, Group Risk and to external stakeholders such as market regulators as part of regulatory compliance. Market Risk: Produce timely issuance of Daily Risk PNL Exposure using relevant ETRMs in place. Provide overall market exposure profile using the approved … the requirements from stakeholders. Consistent engagements within the relevant departments to discuss the market risk deliverables and feedback for improvements on process and outcome. Regulatory Compliance reporting ensuring accuracy and timeliness. Qualification and Experience requirements Degree in any recognized Degree in Finance, Accounting, Economics and other Quantitative discipline more »

using vulnerability scanning tools such as Nessus, Qualys, Rapid7, Wiz, OpenVAS, and penetration testing frameworks like Metasploit. Knowledge of security and risk frameworks, plus regulatory compliance frameworks e.g. NIST, Cobit, ISO 27001. Understanding of OWASP, MITRE, CVSS and other standards/frameworks relevant to application security and vulnerability more »

align well with the organization's ethos. Given this unique customer-investor dynamic, individuals who possess a deeper understanding of client-centric approaches and regulatory compliance are often better suited to thrive. Package Base: £62,000 - £72,000 Great additional benefits (Brilliant Pension match, 28 days annual leave more »

Collaborate with colleagues, operational/client-servicing staff and other users to produce long term, scalable root cause solutions that adhere to procedural and regulatory compliance requirements. Work with developers, analysts and testers to ensure that production fixes and business process changes are fit for purpose. Write and more »

and collaborating with business and IT teams to implement improvements. Work with security, governance and product teams to implement security best practices and ensure regulatory compliance within applications. Document all application architecture design and analysis work. Ensure technology and delivery approaches are aligned between delivery teams and with more »