51 to 75 of 298 Regulatory Compliance Jobs in London

seeking a dynamic and experienced Head of Risk to join our team. Responsibilities Enterprise Risk Management (ERM) : Develop and maintain a robust ERM framework aligned with UK and Irish regulatory requirements (PRA, FCA, CBI). Identify, assess, and manage key risks, establish risk appetite, maintain risk registers, and provide regular reports to leadership Operational Resilience : Implement resilience frameworks, conduct … scenario testing and business impact analyses, and establish business continuity and disaster recovery plans Wind-Down Planning : Maintain and regularly update the company's wind-down plan, ensuring compliance with recovery and resolution regulations Incident Reporting & Management : Oversee incident reporting, conduct root cause analysis, and ensure timely and accurate regulatory submissions Audit Collaboration : Manage internal and external audits … align risk controls with audit recommendations, and facilitate audit processes Regulatory Compliance : Stay ahead of evolving UK & EU regulatory requirements, ensuring compliance with AML/KYC, data protection, and consumer duty regulations while managing regulatory reporting Team Leadership : Lead, mentor, and develop the risk management team, fostering a culture of risk awareness and accountability Stakeholder More ❯

London, United Kingdom Posted on 03/07/2025 Join Deriv as a Technical Compliance Specialist and play a pivotal role in transforming the landscape of regulatory compliance. In this position, you will spearhead the implementation and optimisation of cutting-edge regulatory technology solutions, streamlining compliance processes, and ensuring adherence to evolving regulations. Your expertise … in AI, and automation tools will be essential as you revolutionise compliance workflows, manage data integrity, and mitigate risks. As an AI-first business, you will have access to cutting-edge tools to improve your regulatory technology solutions and drive significant impact in the industry. Design and deploy intelligent regulatory monitoring systems that aggregate global rule changes … apply NLP to interpret them, and generate impact alerts with recommended actions. Build scalable compliance workflows for onboarding, AML, and fraud detection using microservices, real-time data, and rule engines, eliminating manual steps and boosting accuracy. Lead integration of cutting-edge RegTech components (AI/ML, blockchain, digital ID) by defining technical requirements, assessing fit, and guiding end-to More ❯

for managing a small technical team and leading the technical delivery of new products (NPD) including formulation development and the substantiation of our product claims and the maintenance and compliance of our existing portfolio (EPD). You will build strong relationships and work closely with external development laboratories and 3rd party vendors and oversee the formula development across Skincare … thrive on collaboration. The Role Your daily to-dos might look like this: Technical Product Leadership: Oversee the technical delivery of new cosmetic products (NPD) and ensure the ongoing compliance and maintenance of existing products (EPD) in both skincare and makeup categories. This includes managing the entire product lifecycle from formulation to market launch, ensuring adherence to quality and … technical chemists and scientists, providing guidance on formulation development and product claim substantiation. Issue Resolution: Identify, troubleshoot, and resolve technical challenges related to product development and existing product portfolios. Regulatory Compliance: Ensure all products meet the necessary regulatory requirements for all relevant markets and sales channels, and implement strategies for continuous portfolio compliance. Stakeholder Collaboration: Cultivate strong More ❯

Trusted Advisor Role: Act as a 'trusted advisor' to clients, serving as a first point of contact in navigating complex regulations, including UK Corporate Reform, US Sarbanes-Oxley (SOX) compliance, Global Internal Audit Standards and other industry-specific requirements; guiding clients on how these regulations impact their internal controls and reporting obligations. Client relationship management: Excellent interpersonal skills to … culture. Solution Development:Develop new solutions and existing offerings pertaining to risk and control strategies, policies and governance. Quality and Risk Management: Detailed understanding and demonstratable track record of compliance with quality and risk management principles. Business Acumen: Demonstrate business acumen through an ability to understand the broader business context, considering financial, operational, compliance and strategic aspects. Learning … wider team, demonstrating a proactive approach and natural curiosity. Providing and inspiring role model for the team. Collaboration:Work cross-functionally with internal and client teams across risk, IT, compliance, finance, and security to drive integrated risk management solutions. Team Mentorship:Mentor, coach and develop a team of Risk professionals, supporting their professional development and contributing to a positive More ❯

Oversight Team where you will support the management and quality of Product Sales Data (PSD). In this role, you'll play a key role in ensuring data accuracy, regulatory compliance, and effective governance across the bank. RESPONSIBILITIES We're looking for a detail-oriented Data Governance Analyst to support the management and quality of Product Sales Data … PSD). Manage data quality controls, reporting, and exception handling for PSD. Design and implement data governance rules and standards. Ensure compliance with regulatory and internal data requirements. Collaborate with stakeholders to define data needs, KRIs/KPIs, and remediation plans. Maintain documentation, including data dictionaries and test scenarios. WE WOULD LOVE TO HEAR FROM YOU IF: You … have the ability to understand, create, and maintain metadata. You can clearly document data requirements for regulatory reporting using Critical Data Elements standards. You have experience defining data controls and validation processes. You're familiar with regulatory or bureau data submission processes. You have hands-on experience with data analytics, profiling, and cleansing. You've created Data Quality More ❯

financial concepts, particularly in relation to market data. Exchange Data: Includes real-time and historical market prices, trade details, order book information, market indicators, exchange metadata, news sentiment, and regulatory compliance data. Desirable skills and experience Experience in Azure/Cloud services: including App Services, Azure Functions, Cosmos DB, and Synapse. Trade Surveillance: Familiarity with trade surveillance systems … and methodologies, including monitoring for suspicious trading activities, detecting market manipulation, and ensuring compliance with regulatory requirements. Experience in analyzing trade patterns and anomalies to mitigate risks and enhance market integrity. Commodities experience : Understanding of operations or trading in the commodities context, particularly in Oil, Gas, Shipping, and related activities. More ❯

capabilities with innovation goals. Data Governance & Quality Build and lead robust data governance frameworks, policies, and metadata practices. Drive enterprise data quality standards including accuracy, completeness, and timeliness. Ensure regulatory compliance and enable AI transparency through data lineage and oversight. Market Data Management Own the strategy and execution for managing external market data feeds (e.g., Bloomberg, Refinitiv, MSCI … AI and operational reporting. Partner with engineering to build cloud-native, real-time data pipelines and infrastructure. Promote best practices in data storage, access, security, and performance. Risk, Privacy & Compliance Ensure compliance with global data regulations (GDPR, CCPA, etc.) and internal risk controls. Implement privacy safeguards, data retention policies, and audit readiness processes. Leadership & Culture Lead, mentor, and … workflows, and vendor management. Strong knowledge of the modern data stack (Snowflake, Databricks, dbt, Fivetran, etc.). Proven ability to lead data for advanced analytics, AI/ML, and regulatory initiatives. Experience in financial services, asset management, or fintech is strongly preferred. Strong stakeholder management and cultural change leadership capabilities. Why Apply? Shape and lead a critical function driving More ❯

ll have Reporting to Sasha, our Platform Engineering Manager, you'll be working in a team of three. The Platform Engineering team is responsible for Platform Engineering, DevOps, Security, Compliance, Infrastructure Management and providing support to Sales team and customers in these areas. The role will build upon the existing security baseline established but strategically advance the company's … vulnerability scans, and penetration tests to identify risks and deploy effective remediation measures. Monitor systems, networks, and logs then Investigate security breaches, incidents, and other cybersecurity events. Oversight of compliance for regulatory compliance requirements, such as SOC2, HIPAA, ISO 27001, GDPR etc, and ensure our systems adhere to these standards Conduct security awareness training sessions, enabling the More ❯

advancing its information security governance capabilities. This role requires deep expertise in NIST frameworks and Archer GRC, as well as strong leadership in centralising security policy management, controls, and compliance operations. Key Responsibilities: Collaborate with the Executive Director of Security Governance to maintain and evolve the client’s information security policies, standards, and procedures in alignment with the organization … technology teams. Develop and deliver consolidated reports on agreed security metrics, such as training completion rates and awareness initiatives. Coordinate the collection of evidence to support internal and external regulatory attestations and compliance reviews. Drive continuous governance improvements through structured policy lifecycle management and stakeholder engagement. Required Experience and Skills: Proven experience in a security governance or risk … consulting industry. Strong working knowledge of NIST frameworks (e.g., NIST CSF, NIST 800-53). Hands-on experience with RSA Archer GRC platform, particularly in managing controls, risks, and compliance reporting. Excellent understanding of regulatory compliance requirements and security policy management. Exceptional communication and organizational skills, with the ability to influence and guide stakeholders across technical and More ❯

advancing its information security governance capabilities. This role requires deep expertise in NIST frameworks and Archer GRC, as well as strong leadership in centralising security policy management, controls, and compliance operations. Key Responsibilities: Collaborate with the Executive Director of Security Governance to maintain and evolve the client’s information security policies, standards, and procedures in alignment with the organization … technology teams. Develop and deliver consolidated reports on agreed security metrics, such as training completion rates and awareness initiatives. Coordinate the collection of evidence to support internal and external regulatory attestations and compliance reviews. Drive continuous governance improvements through structured policy lifecycle management and stakeholder engagement. Required Experience and Skills: Proven experience in a security governance or risk … consulting industry. Strong working knowledge of NIST frameworks (e.g., NIST CSF, NIST 800-53). Hands-on experience with RSA Archer GRC platform, particularly in managing controls, risks, and compliance reporting. Excellent understanding of regulatory compliance requirements and security policy management. Exceptional communication and organizational skills, with the ability to influence and guide stakeholders across technical and More ❯

and fintech to join our legal team. This role is ideal for a lawyer who thrives in a fast-paced, high-growth environment and enjoys working on cutting-edge regulatory issues in the payments and financial services space. You will play a key role in advising on regulatory compliance, licensing, product development, and strategic initiatives, while also … supporting broader legal work streams and junior team members in their development. Key Responsibilities Provide legal and regulatory advice on payments, e-money, and financial services across multiple jurisdictions. Support on licensing and regulatory legal matters, including liaising with regulators and external counsel. Advise on the legal and regulatory aspects of product development. Monitor regulatory developments … and assess their impact on the business. Collaborate with Compliance, Risk, Product, and Operations teams to ensure alignment on regulatory matters. Contribute to internal policies, training, and governance frameworks. Regular support on other legal work streams as needed, including corporate, commercial, and data protection. Among other responsibilities, this will include drafting and negotiating commercial agreements. Provide mentorship and More ❯

re seeking a UK-based Director of Cyber Security to lead and elevate cyber security strategy and operations within a leading insurance organisation. You will drive risk reduction, ensure regulatory compliance, and strengthen the security posture across cloud and on-prem environments. Key Requirements: Proven leadership in Cyber Security at Director level. Extensive experience in the insurance sector … essential. Strong grasp of regulatory and compliance frameworks (e.g. FCA, GDPR). Deep knowledge of enterprise security architecture, incident response, cloud security (Azure/AWS), and threat intelligence. Hands-on approach with the ability to operate at both strategic and tactical levels. Must be UK-based and available for 3 days/week onsite in Liverpool Street. This More ❯

Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates. Key responsibilities of the Compliance Senior Manager: Oversee the firm … s adherence with regulations applicable to the MTF side of the business, advising the business on any regulatory developments applicable to them Support with regulatory projects, both locally and globally, to aid the firm's expansion Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members … of the team Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes Core experience required of the Compliance Senior Manager: 5+ years Regulatory Compliance experience gained within More ❯

Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates. Key responsibilities of the Compliance Senior Manager: Oversee the firm … s adherence with regulations applicable to the MTF side of the business, advising the business on any regulatory developments applicable to them Support with regulatory projects, both locally and globally, to aid the firm's expansion Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members … of the team Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes Core experience required of the Compliance Senior Manager: 5+ years Regulatory Compliance experience gained within More ❯

least-privilege, role-based access, and strong authentication controls. The IAM Engineer works closely with security, infrastructure, and engineering teams to enforce security policies, enable operational efficiency, and maintain compliance with regulatory and industry standards. Operating in a fast-paced digital environment, the role supports Trainline's security posture by ensuring only authorised users have timely and appropriate … Multi-Factor Authentication (MFA), and Role-Based Access Control (RBAC), to support secure and seamless access across systems and platforms. Manage IAM tools and ensure their scalability, performance, and compliance with security standards. Collaborate with Security, Platform Engineering, IT, HR, and Legal to define and enforce access policies and identity controls. Automate user lifecycle processes (onboarding, offboarding, role changes … to support compliance and operational efficiency. Integrate IAM with cloud and SaaS environments, ensuring consistent access and secure authentication. Monitor and report on IAM activities, investigating incidents and escalating risks as needed. Ensure regulatory compliance and support audits, certifications, and governance efforts. Implement and manage Privileged Access Management (PAM) for elevated account protection. Stay current on IAM More ❯

Global MGA who is recruiting a Head of Underwriting Services to lead their team. This pivotal role ensures that underwriting support functions are performed efficiently, accurately, and in full compliance with regulatory and internal standards. As a key leader in the business, you will be responsible for maintaining high-quality service delivery, driving continuous process improvements, and supporting … and manage the underwriting processing team. Oversee the full underwriting lifecycle from submission to issuance. Ensure delivery against SLAs and internal standards. Collaborate with all departments including underwriting, risk, compliance, and IT. Monitor KPIs and drive process improvements. Ensure compliance with guidelines and regulations. Lead automation and digital transformation efforts. Recruit, train, and develop high-performing support staff. … bring a proven track record of senior operational experience within the insurance industry, ideally with experience in an MGA environment. They will possess a deep understanding of insurance operations, regulatory compliance, and risk management, along with strong expertise in leading and developing high-performing teams. More ❯

operations with a high degree of accountability. Job Summary The In-House Accountant will be responsible for managing day-to-day accounting activities, preparing accurate financial reports and ensuring compliance with regulations. This is an important role that supports Management and the business by delivering an efficient and accurate Accounting foundation. This role requires an understanding of accounting standards … and receivable processes in Xero, ensuring timely payments and collections while maintaining accurate records. Payroll Processing : Oversee or support payroll process (performed by an external Advisor), ensuring accuracy and compliance with labour regulations. VAT and PAYE Compliance : Manage and file VAT and PAYE returns through Xero, ensuring timely and accurate compliance with relevant tax regulations. Income Tax … Compliance : Collaborate with external Tax Advisor to prepare and file tax returns, ensuring compliance with tax regulations. Audit Support : Collaborate with external auditors to facilitate annual financial audits, providing necessary Xero reports and underlying accrual calculations to facilitate efficient an audit. Regulatory Compliance : Stay updated on relevant accounting standards and regulations to ensure the company's More ❯

capabilities (e.g., Demand Planning, Supply Planning, Inventory Optimization, S&OP, Control Tower) with business objectives. Drive change management and stakeholder engagement to ensure user adoption and value realization. Ensure compliance with global regulatory, quality, and data governance standards. Required Skills & Experience for the SAP Integrated Business Planning (IBP) Project Manager: Project/program management experience, including at least … in IBP context. Background in supply chain, manufacturing, or commercial operations in a regulated industry (e.g., medical devices, pharmaceuticals, healthcare) is highly desirable. Appreciation of Good Manufacturing Practices (GMP), regulatory compliance, and quality systems. Excellent stakeholder engagement and communication skills, from executive sponsors to end users. Proven ability to translate technical concepts into business value and decision-making More ❯

global payments and financial platform of the future. If you're ready to do the most ambitious work of your career, join us. About the team The Legal, Risk & Compliance (LRC) team at Airwallex is a collaborative group of legal minds and risk management experts. We're passionate about safeguarding Airwallex's operations, fostering a culture of compliance … legal lawyer to join our Data & Privacy team. You will report to our US-based Data & Privacy team lead and be responsible for all data and privacy legal and regulatory matters (including AI-related) in EMEA. You will support a complex set of fintech products and an increasing array of AI tools that will challenge your problem solving and … drive our global data and privacy strategy. Responsibilities: Collaborate with Engineering, Product, and Information Security teams to implement data and AI regulations for EMEA Develop and execute a comprehensive compliance programs for the applicable regimes Work closely with the Product Legal, Regulatory Legal and Regulatory Compliance teams on privacy-by-design, privacy impact assessments, and contractual More ❯

billing. Oversee Roaming, Interconnect, SIM provisioning, RAN integration, and SLA compliance. Lead technology evolution planning: eSIM, 5G/VoLTE/VoWiFi, cloud-native telecom, and private mobile networks. Ensure regulatory compliance (e.g., Ofcom, GDPR) and align with country-specific telecom policies. Manage strategic vendor relationships with Ericsson, Nokia, Mavenir, Huawei, and cloud providers (AWS/Azure). Drive … Fintech Support the fintech product team by advising on secure payment platforms, mobile wallets, and AML/KYC infrastructure. Ensure fintech architecture aligns with group-wide security, data, and compliance policies (PCI-DSS, PSD2). Guide tech integrations between telecom billing and digital financial services (e.g., airtime lending, mobile banking). Minor Ownership Travel Provide oversight of travel vertical … delivering multi-country telecom deployments, BSS/OSS transformation, and network evolution. Core Competencies Deep knowledge of core mobile networks, cloud-native architectures, and digital platforms. Strong understanding of regulatory frameworks, including telecom compliance, fintech licensing, and healthcare data privacy. Exceptional leadership and stakeholder management across culturally diverse teams. Strong commercial acumen to balance innovation with cost, speed More ❯

managing the organization's information security strategy and framework for Europe. This critical role involves overseeing all aspects of information security, including a strong focus on application security, ensuring compliance with ISO27001 standards, financial services regulations, and other relevant legal and contractual requirements. As a senior leader of the Enterprise Information Security team, the role will also be accountable … to application vulnerabilities, root cause analysis, and implementation of corrective actions. Reporting: Provide regular reports on the organization's security posture, including application security vulnerabilities and risks, risks, and compliance status to the Trayport Board, other internal sub-Boards, and relevant stakeholders. Compliance and Assurance: Ensure ongoing compliance with ISO27001 certification requirements, including managing audits, reviews, and … the primary point of contact for all information security matters. Advise the business on information security best practices and the potential impact of emerging threats. Collaborate with IT, legal, compliance, and other departments to ensure a cohesive approach to risk management and security. Manage the information security budget and resources effectively. Participate in relevant industry forums and stay updated More ❯

been recognised by LinkedIn as one of the Top 20 Startups in the UK in 2024. About this role in the team: We are seeking a strategically minded and compliance-driven Senior Vendor Manager to lead the oversight, governance, and performance of BVNK's global third-party and outsourcing arrangements. This role will be central to the business's … on outsourcing regulation, including EBA Guidelines, DORA, MiCAR, and UK/EU/US/Singapore frameworks. This is a high-impact position that interfaces directly with Legal, Risk, Compliance, InfoSec, and Finance - as well as senior leadership - to ensure our third-party ecosystem meets evolving regulatory expectations and commercial demands. Key Areas of Responsibilities: Outsourcing Governance & Regulatory Compliance Act as the SME on EBA Outsourcing Guidelines, DORA, FCA PS21/3, and global outsourcing regulatory frameworks. Own and maintain BVNK's outsourcing register, ensuring up-to-date documentation for all critical/important third-party and intra-group arrangements. Lead due diligence, classification, and materiality assessments of outsourced functions and ensure alignment with regulatory More ❯

create an inclusive environment that drives positive impact to join our team. What you'll do Working as a member of the Platform Engineering team, you will support the Regulatory team within Viasat and externally with LEAs to support all aspects of deployment and testing for Lawful Intercept on BGAN, GX, NexusWave, GM40, MSS and other Viasat networks to … future Viasat networks. The day-to-day Support the development, deployment and testing of the Viasat lawful Interception system Work closely with LEA to satisfy their requirements and maintain regulatory compliance Maintain a roadmap of the LI system aligned with the Viasat network roadmap Support the preparation of any business case for meeting new LEA requirements or building … equipment used for Lawful Intercept Analysis and verification of the results of any lawful intercept testing, including supplier Reporting and maintaining the status of testing to key customers Support Regulatory team by fulfilling any warrant request from LEAs and approved by Regulatory team Work with the Cyber and Viasat regulatory teams to ensure compliance What you More ❯

integrating cutting-edge solutions to optimize operational workflows and processes. Key responsibilities: Enterprise Architecture & Strategy Define and maintain the technology architecture for Technology, ensuring alignment with business strategy and regulatory requirements. Develop and implement an enterprise-wide integration framework to enable seamless connectivity between Aztecs key applications, third-party services, and client-facing platforms. Establish architectural principles, standards, and … promote best practices across system development and operations. Drive the adoption of cloud-native architectures, microservices, and API-first strategies where relevant to enhance scalability and performance. Ensure security, compliance, and resilience are embedded in all architectural designs, addressing key risks in financial services technology. Design and implement robust data management strategies, ensuring high-quality, secure, and accessible data … Oversee the development of data pipelines, master data management (MDM), and ETL processes to streamline data flows between key platforms. Establish governance frameworks to improve data integrity, lineage, and compliance with industry standards. Lead initiatives to enhance reporting and analytics capabilities by ensuring clean, structured, and well-integrated data sources. Technology Selection & Innovation Evaluate emerging technologies, trends, and vendors More ❯

functional project team under overall project management, the Market Risk Expert will drive the project through design, build, testing, and go-live phases, ensuring alignment with business objectives and regulatory requirements. The role reports directly to the Head of Risk and the COO, who is leading the project. Responsibilities include: Independently define detailed system requirements and specifications for the … Value-at-Risk (VaR), sensitivity analysis, and portfolio stress tests, with minimal guidance from the organization. Design and execute backtesting models to validate VaR and other model outputs, ensuring regulatory compliance with Basel backtesting standards and regulatory requirements Ensure risk reporting supports regulatory capital computation and attribution, aligned with Basel II and Basel III FRTB standards … volatility, and liquidity conditions, including monitoring tools that automatically adjust or flag limits as market conditions evolve Independently develop and validate severe but plausible market risk scenarios, aligned with regulatory expectations under CBO Circular BM-1200, and integrate these into capital and risk reporting Develop capital allocation models compliant with Basel II and Central Bank regulations for market risk More ❯