Birmingham, England, United Kingdom Hybrid / WFH Options
Capital Dynamics
Legal and Compliance, Fund Operations, Marketing and Communication. Assist with various seasonal, annual, and semi-annual projects (FATCA/CRS/tax compliance, KYC & AML checks, transfers, annual investor meetings (AIM) planning, and webcasts). Close coordination required with Legal/Compliance/IM/Marketing & Communications teams and third … terminology. Experience of investor reporting procedures is highly desirable though not essential. Strong knowledge of anti-moneylaundering (AML/KYC) and control procedures, client onboarding, GDPR requirements, partnership subscription and transfer agreements, data protection. Highly developed interpersonal, customer service and verbal/written more »
collected and submitted by Sales, including PEP, adverse media, and sanctions checks. You're also responsible for updating REMIT risk assessments for Agents, conducting AML and other MI dashboard analysis from REMIT, and generating Monthly Reports for the MLRO. It's crucial that you report any suspicious or unusual activity … computer, communication skills and interpersonal skills, and able to work as a team player Enthusiastic and quick learner A good awareness of anti-moneylaundering & terrorist financing regulations A good understanding of the concept of investigations and the ability to demonstrate/explain this more »
Birmingham, West Midlands, United Kingdom Hybrid / WFH Options
ICA
Principal Examiner - Homebased Location : Homebased Salary : Competitive, DOE Contract : Part Time, Permanent Benefits: Hybrid Working, Performance-Related Bonus, Pension, Life Assurance, Additional Holiday Purchase, Health Cash Plan, Subsidised Gym Memberships, Cycle to Work scheme, Discount Vouchers and Access to Wellbeing more »
Employment Type: Permanent, Part Time, Work From Home
Our client - an international law firm - is seeking a Head of AML to join their team in Nottingham. This is an exciting opportunity to work closely with the firm’s senior management - and the wider business - acting as the Deputy MoneyLaundering Reporting Officer, designing new … the firm’s international expansion. The responsibilities of the role include (but are not limited to): Leading, alongside the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in all jurisdictions in which it operates, working with the firm’s network of international MLROs … to achieve that objective. Supporting the MLRO on ad hoc AML queries/Issues, providing technical legal advice when needed Delivering training on AML to domestic and international legal teams Delivering training to the client opening team. Acting as a point of escalation for the client opening team To be more »
Maintain effective oversight of the MoneyLaundering Reporting Officer (MRLO). • Conduct regular assessments to ensure full compliance with regulatory AML and CTF obligations. • Work closely with the General Counsel to maintain an effective compliance operating model. • Support the organisation in developing and maintaining business standards more »
Templegate Recruitment Specialists in Financial Services Recruitment Position: IFA Technical Sales Support Location: Edgbaston, Birmingham (office-based) Benefits: Complimentary parking Lunch provided Pension plan Examssupport Sick pay coverage 25 days of annual leave, plus bank holidays Salary: £28,000 - £34 more »