26 to 37 of 37 Regulatory Change Jobs in the South East

audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory changes , industry trends , and best practices in KYC and AML. Skills Required 15+ years of experience in KYC , AML , and compliance within the financial services or banking industry. Deep … expertise in Global KYC Standards , CDD , EDD , and regulatory frameworks across jurisdictions. Proven track record in risk assessment , customer profiling , and compliance strategy development . Strong command of compliance tools , KYC platforms , and documentation systems . Excellent analytical , problem-solving , and decision-making capabilities. Effective communication and interpersonal skills for cross-functional collaboration. Experience in fraud detection , transaction monitoring … and regulatory reporting . High-level documentation , policy drafting , and training skills. Ability to lead compliance audits , manage regulatory inquiries , and support governance frameworks . Comfortable with stakeholder engagement , open communication, and driving compliance transformation initiatives . More ❯

audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory changes , industry trends , and best practices in KYC and AML. Skills Required 15+ years of experience in KYC , AML , and compliance within the financial services or banking industry. Deep … expertise in Global KYC Standards , CDD , EDD , and regulatory frameworks across jurisdictions. Proven track record in risk assessment , customer profiling , and compliance strategy development . Strong command of compliance tools , KYC platforms , and documentation systems . Excellent analytical , problem-solving , and decision-making capabilities. Effective communication and interpersonal skills for cross-functional collaboration. Experience in fraud detection , transaction monitoring … and regulatory reporting . High-level documentation , policy drafting , and training skills. Ability to lead compliance audits , manage regulatory inquiries , and support governance frameworks . Comfortable with stakeholder engagement , open communication, and driving compliance transformation initiatives . More ❯

audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory changes , industry trends , and best practices in KYC and AML. Skills Required 15+ years of experience in KYC , AML , and compliance within the financial services or banking industry. Deep … expertise in Global KYC Standards , CDD , EDD , and regulatory frameworks across jurisdictions. Proven track record in risk assessment , customer profiling , and compliance strategy development . Strong command of compliance tools , KYC platforms , and documentation systems . Excellent analytical , problem-solving , and decision-making capabilities. Effective communication and interpersonal skills for cross-functional collaboration. Experience in fraud detection , transaction monitoring … and regulatory reporting . High-level documentation , policy drafting , and training skills. Ability to lead compliance audits , manage regulatory inquiries , and support governance frameworks . Comfortable with stakeholder engagement , open communication, and driving compliance transformation initiatives . More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

ISO 27001 Lead Auditor qualification. Significant experience in auditing ISO 27001 based Information Security Management Systems. Significant experience in consulting and implementing Information Security Management Systems. Strong knowledge of regulatory frameworks such as the GDPR. Significant previous IT experience. Ability to assess the impact of regulatory changes and advise clients on best practices. Experience of working as the More ❯

for compliance with data protection legislation and a culture of privacy by design and default. Responsibility for delivering government consultation responses and helping the business understand the impact of regulatory changes. Client Details Our client is a well established not for profit organisation looking for an experienced data protection officer. Description Appointed Data Protection Officer incorporating all statutory obligations … protection breaches. Oversight for all rights requests. Lead on data protection impact assessments and legitimate interest assessments Responsible for responding to Government consultations. Understand the external policy, legislative and regulatory environments and apply knowledge to support the client to manage the impact. Measures: 100% data protection compliance on SARs and breaches Deliver successful audit outcome on data protection No … regulatory enforcement from Information Commissioners Officer Demonstrate compliance with consumer standards regulatory requirements and other relevant legislation Adherence to project and business improvement methodology Profile A successful Data Protection Officer should have: Experience of analysing and interpreting legislation including a detailed understanding of current data protection rules and regulations. Demonstrable skills in analysing and interpreting legislation to support More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

you will not be considered for the role. Role Purpose: Tackle operational issues, mitigate risks, and seek opportunities for process improvement or automation, while staying updated on technical and regulatory changes affecting both areas Oversee the sequencing of operational and IT updates within these areas, ensuring project outcomes align with goals, and orchestrating both team’s engagement in business … wide operational change Continually monitor and update business processes, ensuring they are evaluated regularly and adapted to reflect any changes as a result of I.T Initiatives Work closely with the Head of Portfolio Strategy to ensure any initiatives in these areas align to strategic objectives and the required prioritisation has been applied Help develop the newly created Product Management … risks are monitored, actioned and if possible mitigated Work with both teams to analyse business processes and workflows identifying areas for improvement or automation Familiarise yourself with technical and regulatory changes to understand how they might impact landscape Provide technical support to the business on behalf of both teams, including acting as a SME on projects, participating in workshops More ❯

and assurance across the business. Strong communication skills are critical, you'll engage directly with senior stakeholders, risk owners, and SMEs to embed robust risk practices and ensure ongoing regulatory alignment. Role and Responsibilities: Plan, lead, and execute RCSAs across IT and technology functions Collaborate with first-line teams to review and update controls and treatment plans Maintain the … propose updates to Key Risk Indicators (KRIs) and risk metrics Support the development of control test scripts and explore opportunities for automation Monitor emerging risks, evolving control requirements, and regulatory changes Contribute to internal/external audits and governance reporting packs Ensure full compliance with risk and data governance policies Planned Deliverables Include: RCSA templates and CSA results System … and GRC frameworks. Deep understanding of Cyber, IT Operations, and/or Data risks. Proven experience managing RCSAs, designing controls, and leading risk initiatives. Familiarity with ITGC audits and regulatory requirements in financial services. Excellent communication and stakeholder engagement skills. Understanding of hybrid/cloud/on-prem IT infrastructure models. More ❯