Market Data Admin & Compliance Support Analyst £200 per day Inside IR35 6 months London-based initially then Hybrid We have an exciting opportunity for an experienced Market Data Administrator & Compliance Support Analyst to join a London based multinational financial services company on an initial 6-month more »
A Compliance Assistance is required for a City of London Underwriting Group, who seeks a person with 3+ years Lloyd's Insurance Compliance background. Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in … its day-to-day activities. This includes assisting in the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and … reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty, sanctions and licensing standards. more »
Do you have a passion for ensuring smooth international trade compliance 💥Are you a detail-oriented professional with expertise in export controls and customs regulations? If so, we want to hear from you! A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: colleagues on trade compliance best practices and regulations. with Logistics to manage export controls and customs compliance for CDW shipments. efficient trade compliance processes and tools using technology … regulations. products for export and supporting country-of-origin determinations. accurate trade documentation and records. implementation of Technology Control Plans. in internal and external compliance audits. To be successful, you will have: degree/certificate in compliance, international trade/logistics, customs, or international studies (or equivalent experience more »
City of London, London, United Kingdom Hybrid / WFH Options
High Finance (UK) Limited
is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »
Role Purpose: The Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money … Laundering Reporting Officer (MLRO), reporting any suspicious activity for escalation to the MLRO. The Senior C&R Analyst will specifically be responsible for AML detection and compliance within our UK retail business. The role will be required to monitor pre-set levels and parameters related to financial transactions … manage alerts and cases from compliance systems and tools and identify behaviors that deviate from the norm and escalate suspicions as required. They will also be required to investigate and analyse suspicious activity reporting and make recommendations on what action is required. Key Accountabilities : Ensure adequate AML checks are more »
Project: Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements Need to provide assurance and thematic monitoring that the most impacted policies. Knowledge and Skills Required: Knowledge of FCA rules is important, and experience of mapping policies and/or procedures to regulatory requirements (ideally more »
