verbal communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
pipelines Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
Employment Type: Permanent
Salary: £100000 - £111000/annum good bonus, pension, health, gym e
key risk and control processes to ensure compliance with non-financial regulatory reporting obligations Develop extensive subject matter expertise in major European regulations (eg. MIFID, EMIR, SFTR, FMIA, EBA) Consult on business and functional projects to facilitate compliant commercial activity Own client relationships with a focus on excellent client regulatory more »
Office, Operations functions, Trade Life Cycle (Pre-Trade/Post Trade processing), Securities Processing, Collateral Management etc.Experience of working on large regulatory remediation programmes (MiFID, Brexit, FRTB, EMIR etc.)Knowledge of the UK and European financial regulatory environmentKnowledge of ESG regulations and understanding of how they impact operating models, risks more »
Extensive experience in Business Analysis. Experience working inFinancial Services environment. Markets background – Venues knowledge preferable but not a prerequisite. Strong Markets product knowledge. MiFID II and EMIR , i.e., exposure to regulation preferable Use to dealing with large datasets and analysing results – strong analytical skills. KPI preparation and explanation. Good more »
to include trade support, confirmation, and settlement of Equity, Fixed Income, and Derivative Trades. In this role, you will also gain exposure to EMIR & MIFID trade and transaction regulatory reporting. This opportunity is truly exciting for candidates with at least 12 months of trade settlement experience. It offers a chance more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
bankingRetail bankingCredit CardsPaymentsDigital (e.g. online banking, mobile app) and Non-Digital (e.g. contact centre) Banking ChannelsBanking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-Money Laundering Act).Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and more »
in an Agile environment Linux/Unix Desirable skills for you as the Python Developer: Experience of Regulatory reporting associated with Trading such as MiFID II or EMIR Experience building real-time applications based on a messaging paradigm Experience building large-scale data processing pipelines (for e.g. using Apache Spark more »
Monitoring Substantial operations, conduct and governance understanding and exposure In depth knowledge of audit methodologies Strong working knowledge of UK and EU regulation (e.g. MiFID II, EMIR, PSD2, SFTR) and key areas of regulatory focus from the FCA/PRA/EBA Working knowledge of Markets (e.g. FX, Securities Finance more »
Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
trade confirmations and client statements, dealing with margin calls and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. · It is a great opportunity to learn Structured Products across all asset classes (Equities, Credit Derivatives, Structured Notes and more »
investment banking organisations, ideally in a Project Management capacity. Decent regulatory knowledge - CSRD would be ideal but other EU regulations such as EMIR/MiFID would also be of interest. If this sounds of interest, please apply more »
audit infinancial services across several of the following areas, such as: Regulatory reporting (COREP/FINREP) Client Money and Assets (CASS) CRD IV MIFID II Recovery & Resolution Planning (RRP) ICAAP and Pillar 3 reporting Senior Managers & Certification Regime FCA Systems and Controls especially in relation to Compliance and Risk more »
knowledge/experience Strong capital markets product knowledge, particularly with fixed income and FX Ideally a good level of regulatory knowledge (i.e. EMIR/MiFID) Experienced in working with large datasets more »
With one of Lorien's top banking clients Markets background – Venues knowledge preferable but not a prerequisite. Operating Model Experience – design through to implementation. MiFID II and EMIR , i.e., exposure to regulation preferable. Preparation of key project artefacts – e.g., process flow, tasks analysis, RACI, gap analysis Good presentational skills and more »
for Head of Central Compliance & Assurance when required. Required/desired experience: Prior Control Room and/or Central Compliance experience is essential. FCA, MIFID II, MAR, Trade and Communications Surveillance as part of Assurance knowledge is desirable. Experience of Research and Financial promotions desirable. Good communication skills and report more »
asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »
or within a financial institution or fintech environment. A demonstrable interest and understanding of the laws and regulations applicable to digital assets. Understanding of MIFID, FSMA, EMIR, and MICA. Ability to work under pressure and manage a diverse workload. Excellent communication skills. Skills Desired Experience of working with or within more »
risk. Highly organized and able to effectively manage their time to adhere to deadlines. Demonstrates highest ethical standards. Familiarity with relevant regulatory frameworks including MiFID II. Our benefits To help you stay energized, engaged and inspired, we offer a wide range of employee benefits including: retirement investment and tools designed more »
thresholds, approval process for changing limits and thresholds, as well as the escalation protocol for breaches Coordinate other key control processes such as Annual MIFID Self-Assessment, Annual Mandatory E-trading Controls Review, Material Change Review, Quarterly MCA E-Trading Controls Review, Procedure documentation and refresh, Dispensation and Waivers Documentation more »
Good knowledge of related processes such as the Know Your Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU/US/UK Sanctions regime Understanding of the Anti-Bribery requirements Exposure and understanding of Give up agreements more »
regulatory authority, or relevant experience within a major law firm. Strong familiarity with European regulatory frameworks (AMLD5/VASP, PSD2, 2EMD and/or MiFID II, MiCA) and broader financial services regulations. Experience advising multi-national organizations on complex global matters, commercial transactions, and partnering with compliance, risk and other more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
