26 to 47 of 47 MiFID Jobs in the UK

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client Dealing - CD0 Meeting with Clients MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards one of the following list of qualifications (or More ❯

typically deliver high-risk, high-profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution - Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand our client's needs as More ❯

as it applies to proprietary trading firms as well as proven experience dealing with regulatory agencies such as the FCA, ESMA, SEC etc. Strong knowledge of UK FSMA, EU MiFiD or similar tradfi and digital asset regulatory regimes. Expertise in responding to, handling and managing regulatory enquiries, document requests and commercial disputes, advising senior stakeholders on and mitigating regulatory and More ❯

working collaboratively to resolve them efficiently. Support process mapping initiatives by analysing current workflows and recommending optimisations that enhance efficiency and accuracy. Ensure compliance with relevant regulations such as MIFID by correctly categorising payment types and maintaining robust audit trails. Participate in continuous improvement efforts by sharing insights gained from hands-on experience with data validation and system integration. If More ❯

MiFID/MiFIR Regulatory Specialist Contract End Date: August 31, 2026 Daily Rate: £450 - £500 (inside IR35 via umbrella) Hybrid working - 3 days in Belfast and 2 days remote working (non negotiable) About the Role: Our client is seeking a skilled MiFID/MiFIR Regulatory Specialist to work in their 1st Line of Defence Risk and Control team. You will … play a pivotal role in supporting the 1st Line Regulation Lead in managing compliance with the UK and EU Markets in Financial Instruments Regulation and Directive (MiFID/R). We are looking for a proactive individual who exhibits ownership, attention to detail, and a commitment to delivering exceptional results. In this role, you will coordinate with various internal stakeholders … across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services, and Wealth Management. Responsibilities: Coordinate MiFID/R governance forums to ensure effective oversight and compliance. Collaborate with business units to assess control effectiveness and manage residual risks through the Risk and More ❯

can be enhanced. You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience More ❯

can be enhanced. You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience More ❯

data ingestion and analysis. Build statistical and machine learning models for anomaly detection, behavioral analytics, and alert generation. Ensure solutions are compliant with global Market Abuse Regulations (MAR, MAD, MiFID II, Dodd-Frank, etc.). Lead code reviews, mentor junior quants/developers, and establish best practices for model validation and software engineering, with a focus on AI-assisted development. … or similar) Market microstructure and trading strategy expertise Experience with enterprise-grade surveillance systems in banking. Integration of cross-product and cross-venue data sources Regulatory compliance (MAR, MAD, MiFID II, Dodd-Frank) Code quality, version control, and best practices.Soft Skills: Strong storytelling and communication for technical and non-technical audiences Collaboration with consultants, MAR monitoring teams, and technology stakeholders … Asset Classes (FX, FI, Equities, Rates, Commodities & Credit), various trade types (OTC, exchange traded, Spot, Forward, Swap, Options) and related systems is a plus• Surveillance domain knowledge, regulations (MAR, MIFID, CAT, Dodd Frank) and related Systems knowledge is certainly a plus More ❯

Analyst to join our team and support the analysis, implementation, and maintenance of global transaction reporting obligations. This role requires deep expertise in regulatory reporting frameworks such as EMIR, MiFID II, SFTR, and CFTC reporting, along with a strong understanding of financial products and data management. As a Regulatory Reporting Business Analyst, you will play a crucial role in ensuring … multiple internal departments, including software development teams, regulatory operations team and compliance team. Primary duties will include: Analyze and interpret complex transaction reporting requirements across multiple regulatory frameworks (EMIR, MiFID, SFTR, CFTC, etc.), with focus on field population, data transformation, and validation rules Develop and maintain comprehensive data mapping documentation and data lineage diagrams, tracking data flows and transformations across … transaction reporting Financial product knowledge (EQ, FI, COMM, IR, FX) including detailed understanding of trade/transaction lifecycles and regulatory requirements Deep understanding of global transaction reporting regulations, particularly MIFID, EMIR, SFTR and CFTC Experience in data mapping and data lineage documentation Strong analytical and problem-solving skills with attention to detail What makes you stand out: Experience with SQL More ❯

and waterfall methodologies. Collaborate with stakeholders across Japan, EMEA, and the Americas to align project goals and execution. Ensure solutions meet business needs, quality standards, and regulatory requirements (e.g., MiFID II). Provide operational support and incident response as needed, without compromising strategic initiatives. Qualifications Proficiency in both Japanese and English for effective stakeholder communication. Significant experience in IT within … systems . Proven project management skills with experience in Agile and waterfall methodologies. Experience in delivering full development lifecycles and building scalable infrastructure. Familiarity with regulatory frameworks such as MiFID II. Experience in cross-regional collaboration and stakeholder management. Strong analytical, problem-solving, and communication skills. Ability to manage multiple priorities in a fast-paced, multicultural environment. High level of More ❯

Expert in one or more of the regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting). Research, monitor and assess the impact of business changes and regulatory change on selected areas of More ❯

fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financial instruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯

colleagues which stems from our core values: Confident, Dedicated, Responsible, Genuine. We are hiring a experienced Regulatory Reporting Operations Consultant is sought to provide expert support for EMIR and MiFID compliance. This role requires comprehensive understanding and proficiency in regulatory reporting operations, highlighting analytical skills and attention to detail critical for managing reporting exceptions effectively. Main Responsibilities: In this role … exceptions and discrepancies in regulatory reports. Conduct thorough investigations to identify root causes of reporting errors. Collaborate with internal teams to streamline reporting processes. Ensure compliance with EMIR and MiFID regulations. Prepare comprehensive reports for internal stakeholders. Monitor evolving regulatory requirements and implement adjustments as needed. Must Haves: Proven experience in regulatory reporting, specifically EMIR and MiFID. Strong analytical skills More ❯

Regulatory Reporting Analyst - MIFID/EMIR/SFTR - Operations/BAU Reference ID: 8805 Budget: 65,000 Role Overview: We are seeking a Regulatory Reporting Analyst to join a leading financial services firm. You will be responsible for ensuring that all regulatory reports are submitted accurately and on time, addressing reporting corrections promptly, and responding to customer queries efficiently. The … role also involves producing Management Information (MI) reports and contributing to the enhancement of internal controls. Experience & Skills: Proven experience in Regulatory Reporting Knowledge of MIFID, EMIR, or SFTR reporting regulations Operations/BAU experience Understanding of internal controls About Kite Human Capital: We focus on working with top talent who value customer service and uphold a strong professional reputation. More ❯

Location: London Salary: £70,000 - 75,000 per annum Email: Ref: db3485 We are seeking candidates with experience in Transaction/Trade Reporting, including: Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive The role involves implementing transaction reporting procedures in More ❯

line Client Service and Operational Support to our EMEA clients. As Team Lead, this individual will act in a senior capacity to ensure participants, trading operations, technical onboarding and MiFID II requirements are met. Additionally, the Lead will focus on trading system functionalities, global trading protocols, client satisfaction, client account services, automation and individual and team development. How You'll … related issues - Booking, Price Calculations, STP and FIX related queries Additional user setups & permission changes for previously on boarded participants Platform Post-Trade queries e.g., PII - in line with MiFID II, Allocations and Fund accounts Support production inquiries/test trades New platform release and sanity checks Act as oversight for EMEA Client Due Diligence workflow Work with key stakeholders … client facing and management exposure Knowledge of MarketAxess, e-trading platforms and the fixed income trade life cycle preferred Comprehensive understanding of the regulatory landscape, with specific experience within MiFID II Proficient excel skills, with exposure to Macro/VBA Excellent communication skills with the ability to articulate concisely to Senior Management, and client base Excellent interpersonal skills, with the More ❯

deep familiarity with how EMEA-based institutional investors use macroeconomic research to drive allocation decisions. Tailor pitches to align with region-specific investment strategies and regulatory contexts (e.g., SFDR, MiFID II). Attend EMEA-focused conferences, webinars, and in-person events to cultivate relationships and opportunities. Internal Collaboration Work closely with Alpine's economists and senior leadership to guide client … deep familiarity with how EMEA-based institutional investors use macroeconomic research to drive allocation decisions. Tailor pitches to align with region-specific investment strategies and regulatory contexts (e.g., SFDR, MiFID II). Attend EMEA-focused conferences, webinars, and in-person events to cultivate relationships and opportunities. Internal Collaboration Work closely with Alpine's economists and senior leadership to guide client More ❯

DSS Activities: Leading Ctrl Alt through the application process of Gate 2 to enable the firm to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt's MiFID authorisation process by being the primary contact for the FCA and where required, outside counsel. You will be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the … the FCA are met. Manage other conduct and compliance risks. Requirements Must Haves 5 - 7 years working in a regulated firm in a senior Compliance role or MLRO role; MiFID experience is considered an advantage; Significant experience in all aspects of UK compliance standards, AML/CTF/FS including customer onboarding, KYC refresh, customer risk assessments, business wide risk More ❯