26 to 50 of 56 MiFID Jobs in the UK

regulatory authority, or relevant experience within a major law firm. Strong familiarity with European regulatory frameworks (AMLD5/VASP, PSD2, 2EMD and/or MiFID II, MiCA) and broader financial services regulations. Experience advising multi-national organizations on complex global matters, commercial transactions, and partnering with compliance, risk and other more »

for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »

ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Excellent + bonus + package Location: London (good work more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Circa £70,000 + bonus + package Location: London more »

and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Up to £70,000 + bonus + package Location more »

projects etc Experience & Skills: 3 years relevant industry experience Good knowledge of compliance function responsibilities within the asset management industry Some working knowledge of MiFID II, MAR, and other relevant regulation Some working knowledge of the different asset classes that asset management firms typically trade Ideally some knowledge of trading more »

regulation, including open-ended and retail investment fund structures. Strong knowledge of regulatory frameworks governing investment funds Experience advising clients on AIFMD, UCITS, and MiFID II regulations preferred. Excellent analytical skills with the ability to interpret complex legal issues and provide practical solutions. About Rutherford Rutherford is London’s leading more »

agreements in a Capital Markets environment Ideally a knowledge of trading venues and rules associated with them Knowledge of regulations such as EMIR/MiFID If this sounds of interest please apply more »

ISAs, Investment Accounts, Bonds, and all forms of protection. To be aware of all relevant FCA regulations and guidelines relating to financial services including MiFID II, GDPR & PRIIPS. To be efficient, diligent, and disciplined in all tasks undertaken. Must be a great team player and be able to work collaboratively more »

utilisation and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »

initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »

and Financial Services experience - Working knowledge and project/project experience with Market Risk, Credit Risk and Trade Surveillance - Position Limit Monitoring experience (Exchange, MiFID and CFTC0 - Understanding of data systems and large data sets - Data tools and languages knowledge (SQL, PowerBi, SSAS and Powershell) For more information and a more »

and Financial Services experience - Working knowledge and project/project experience with Market Risk, Credit Risk and Trade Surveillance - Position Limit Monitoring experience (Exchange, MiFID and CFTC0 - Understanding of data systems and large data sets - Data tools and languages knowledge (SQL, PowerBi, SSAS and Powershell) For more information and a more »

and Operations. The role will involve managing both their Hedge Fund Operations and Fund Accounting teams and also responsible for all Regulatory Reporting (i.e. MiFID II ) and Tax Reporting (Annex 4, Form PF etc). External companies i.e. Administrators and Accountants do the actual Regulatory Reporting and Tax Reporting, but more »

Advisor (IFA) environment with comprehensive knowledge of retail investment products. Familiarity with SIPP providers, permitted investments, and specialist funds. Understanding of industry legislation, including MiFID II, GDPR, and AML. To apply for this exciting opportunity, submit your application today. If your profile aligns with our criteria, one of our specialist more »

framework (e.g. AML/CFT) relating to the Firm Horizon scanning, updating relevant committees on developing regulations which may affect the fund (AIFMD II, MIFID II, SMCR, MAR etc..) Oversee and manage external compliance consultants The ideal candidate will have: 5-10+ years compliance experience within fund management (private more »

Consumer Duty to investment products and services. Strong knowledge of the UK regulatory framework as it pertains to discretionary and non-discretionary investments, i.e. MiFID, COBS and MAR. An understanding of FCA systems & controls as applicable to a retail platform. Basic knowledge of GDPR is helpful. Knowledge of dealing, custody more »

Consumer Duty to investment products and services. Strong knowledge of the UK regulatory framework as it pertains to discretionary and non-discretionary investments, i.e. MiFID, COBS and MAR. An understanding of FCA systems & controls as applicable to a retail platform. Basic knowledge of GDPR is helpful. Knowledge of dealing, custody more »

Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking – checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries – investigating more »

Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries investigating more »

Project Manager with MiFID City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks/issues … ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge more »

Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation … and an ability to articulate these by way of opportunities for consulting firms to support the industry.Experience in delivery trade & transaction reporting changes (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Experience gained in either consulting or industry with exposure to shaping and delivering significant programmes. Key areas of more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »

Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »