We have a great opportunity for an ambitious Regulatory Change Analyst to join the Ruleguard team! Take a look at the position overview, key responsibilities and the required skills and experience, plus the great benefits we offer, and see if the role is right for you! Location: Hybrid - Remote working/London Office Hours: Full-time Join a company … that is taking the RegTech industry by storm! Ruleguard is a SaaS application company serving the financial sector compliance market. As a leading firm within the innovative "RegTech" sector we delight in creating cutting-edge business software to make it as easy as possible for banks, brokers, and investment firms to comply with regulation. We are looking for a … Regulatory Change Analyst to support the Head of Risk & Compliance, who is responsible for our Thought Leadership Strategy and oversight of risk management at Ruleguard. This role is best suited to someone with prior experience, or a keen interest, in Horizon Scanning with excellent research skills. We're looking for an enthusiastic individual who is ready to take More ❯
Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatorycompliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatorycompliance across multiple jurisdictions and financial products , including physical and synthetic More ❯
Drive implementation of complex regulatory requirements. Support user acceptance testing of upcoming REMIT II regulatory changes. About Our Client The hiring organisation is a large organisation within the oil and gas sector. It is known for its focus on innovation and implementing cutting-edge technology solutions to ensure compliance and operational efficiency. Job Description This temporary role … as an Interim Regulatory Business Analyst in the oil and gas industry involves supporting regulatorycompliance projects with a strong focus on technology. The position, based in London, requires an analytical mindset and familiarity with regulatory frameworks. The successful Regulatory Business Analyst will: Analyse and interpret regulatory requirements, ensuring alignment with business processes. Collaborate … with cross-functional teams to implement compliance solutions. Document and communicate regulatory changes and their impact on operations. Assist in the design and delivery of technical solutions to meet regulatory standards. Support stakeholders by providing insights and recommendations on regulatory matters. Support user acceptance testing of upcoming REMIT II regulatory changes. Support the implementation of More ❯
Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatorycompliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatorycompliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯
Manchester, Lancashire, United Kingdom Hybrid / WFH Options
Raisin GmbH
growth. Our success is your success. Couldn't find the right position? About Raisin About Raisin Bank About Raisin US About Raisin UK Team At Raisin UK, our Risk & Compliance team is at the forefront of responsible innovation in the fintech space. As part of our second line of defence, we help ensure our savings platform operates safely, meets … regulatory requirements, and upholds the trust of our partners and customers. We work closely with UK leadership while staying aligned with our global compliance framework-giving you both strategic exposure and real impact. You'll be joining a small, hands-on team where your contributions will be seen and valued. From shaping risk frameworks to staying ahead of … regulatory change, we collaborate across all parts of the business to support our growth and maintain our integrity. Tech Stack Your Responsibilities As Risk & Compliance Associate , you'll play a central role in managing Raisin UK's risk landscape and supporting our compliance monitoring. You'll help ensure our processes remain strong, scalable, and aligned with FCA More ❯
Southampton, Hampshire, England, United Kingdom Hybrid / WFH Options
MERJE Ltd
MERJE is seeking a highly skilled Compliance Analyst for a leading consumer lending company. This role offers an exciting opportunity to work in a fast-paced, collaborative environment, supporting regulatorycompliance and operational risk management. The ideal candidate will have strong analytical skills and a keen interest in financial regulations. Location: London or Southampton (Hybrid) The Company … helping people take control of their finances. With a focus on innovation and customer experience, they offer a dynamic work environment and opportunities for professional growth. The Role The Compliance Analyst role involves supporting the delivery of compliance monitoring, horizon scanning, operational risk management, and providing advisory support across the business. This position offers exposure to various aspects … of compliance in a scaling business, with flexible working arrangements. Key Responsibilities of the Compliance Analyst: Support compliance monitoring activities and document findings Monitor regulatory developments and assess potential impacts on the business Maintain and update the operational risk register Provide day-to-day compliance guidance to teams across the business Collaborate on projects, policy More ❯
Vixio brings together experts in the fields of regulation, law and compliance to provide customers with the regulatory intelligence they need to anticipate and navigate the ever changing global Payments, Financial services and Gambling regulatory landscape. Our deep understanding of the industries we serve, globally recognised analyst insights and easy to use technology, allow us to keep … customers informed of the past, present and future regulatory environment. We help organisations understand the impact and opportunities so they can stay on top of regulatory change to meet their regulatory obligations and identify growth opportunities. Regulatory research and analysis is the core of what we do. Compliance, Legal, and Regulatory Affairs executives, Suppliers … and others rely on Vixio's unique insights and regulatory updates to better manage compliance obligations, safeguard the organisation from risks and inform market entry strategies. We are the one source of truth. We are passionate about solving big problems and are curious about regulatory changes and their impact on our customers. We strive to write content More ❯
Specialist We are seeking a highly experienced and strategically minded RA/QA Senior Specialist with deep expertise in Software as a Medical Device (SaMD) and artificial intelligence (AI) regulatory frameworks, including the EU AI Act, ISO/IEC DIS 42001 (AI Management System), ISO/IEC 23894 (AI Risk Management), BS 30440:2023 (Validation framework for AI in … healthcare), and MHRA guidance on Software and AI as Medical Devices. The ideal candidate will take a leadership role in navigating complex regulatory landscapes, ensuring compliance with international standards, and driving strategic quality initiatives to support the development and successful deployment of innovative driven medical solutions. Regulatory Affairs and Compliance: Provide strategic leadership in Regulatory … within a Software as a Medical Device (SaMD) environment, ensuring alignment with evolving global standards and supporting innovation in regulated software development. Provide strategic oversight for interpreting and implementing regulatory frameworks such as the EU AI Act, ISO/IEC DIS 42001, ISO/IEC 23894, BS 30440:2023, ensuring comprehensive alignment with ethical, technical, and compliance considerations More ❯
of industries, whilst also collaborating closely with internal teams across Bridewell. Your core focus will be leading the delivery of Microsoft Purview solutions - helping clients navigate complex data governance, compliance, and risk management requirements. From auditing and optimising existing deployments to designing and implementing scalable compliance architectures, you will provide strategic and technical oversight across projects, acting as … or supporting daily management activities, for a team of Senior Consultants, Consultants and Junior Consultants. Evaluating, recommending and implementing Microsoft Purview technologies to support data classification, protection, retention, and compliance across Microsoft 365 and Azure. Designing and deploying Purview features such as eDiscovery, Information Protection, Data Loss Prevention, Communication Compliance and Information Barriers. Advising on and implementing best … practices for Insider Risk Management and regulatorycompliance using Purview's advanced tools. Supporting integration of Purview with Microsoft Entra ID, Exchange Online, SharePoint Online, Teams and OneDrive. Assessing and reviewing customer cloud security posture across multiple solutions and technologies. Creating and maintaining technical project documentations such as technical configuration documents or low-level designs. Liaise with customers More ❯
Cambridge, Cambridgeshire, United Kingdom Hybrid / WFH Options
Cambridge University Press
Job Title: Head of Security Governance, Risk & Compliance Salary: £70,400 - £94,100 Location: Cambridge/Hybrid Minimum 2 days a week in the office Contract: Permanent The Head of Security GRC is a senior leadership role within the Security SMT, tasked with driving the organisation's security governance, risk, and compliance strategy. This position engages across all … levels of the business, ensuring regulatorycompliance, effective risk management, and robust assurance processes to support decision-making by the Senior Leadership Team. You will deliver a robust Security Assurance Framework, oversee supplier assurance activities, and maintain relevant ISO and Cyber Essentials certifications. Additionally, you'll drive the implementation of security standards, policies, governance reporting, and audit programmes … academic publisher and assessment organisation and a proud part of the University of Cambridge. About the role The position involves engaging at all organisational levels, managing security risks, ensuring regulatorycompliance, and providing assurance on business practices to support informed decisions by the Senior Leadership Team and Security Board. Responsibilities include implementing and monitoring security standards, policies, AI More ❯
London, South East, England, United Kingdom Hybrid / WFH Options
Costa Coffee
for the perfect pour, launching award-winning campaigns, developing exciting new menu items, or supporting our people to grow – together, we stir up success. We’re seeking a Risk & Compliance professional to lead the implementation of the SOX IT General Controls framework across the Costa Group. You’ll act as a subject matter expert, guiding complex control processes, influencing … senior stakeholders, and embedding compliance across internal teams and third parties. The role also supports IT audit readiness, risk management, and regulatorycompliance (e.g. SOX, ISA-315), ensuring governance standards are met and reporting is delivered to senior leadership and The Coca-Cola Company. With inspiring experiences, development programmes, and our apprenticeship scheme, your career can grow … to the world. It’s your chance to stir up real success – which means you will: Lead the development and implementation of the SOX IT General Controls and Risk & Compliance framework across the Costa Group. Act as a subject matter expert, providing guidance on complex controls and influencing strategic decisions at senior management level. Drive cultural change to embed More ❯
Reading, Berkshire, England, United Kingdom Hybrid / WFH Options
Marks Sattin
ll take ownership of everything from day-to-day accounting to big-picture financial planning and risk management. You'll also be the go-to person for audits and compliance, helping to keep the company stay on track, If you're excited by the idea of working closely with a collaborative leadership team and helping drive a growing company … billing, accounts receivable/payable, general ledger, cost and inventory accounting, fixed assets, and revenue recognition Ensure timely and accurate recording, filing, and reporting of all financial transactions in compliance with statutory law and financial regulations Prepare and present monthly, quarterly, and annual financial reports, including management accounts, statutory accounts, and board reports Coordinate the budgeting and forecasting processes … Manage the transaction processing system and liaise with group finance to consolidate financial results Implement and manage financial policies, procedures, and internal controls to maintain a strong control environment. RegulatoryCompliance & Audits Ensure all relevant documents are filed with Companies House on time Manage regulatorycompliance requirements, including: - Quarterly VAT returns - Payroll tax and pension processing More ❯
is critical in protecting the confidentiality, integrity, and availability of our information systems and data. The ideal candidate will have a deep understanding of cybersecurity threats, risk management frameworks, regulatorycompliance, and modern security technologies. This role also includes responsibilities typical of a Data Protection Officer, ensuring that data privacy and governance meet the high regulatory standards … time responses. Conduct regular security audits and work with internal/external auditors to support compliance. Collaborate with IT and business units to ensure secure systems development and operations. Compliance & Risk Management Ensure compliance with regulatory and legal security requirements (e.g., ISO 27001, NIST, HIPAA, GDPR, SOX, etc.). Ensure compliance with applicable data protection laws … e.g., GDPR, CCPA, GLBA). Guide Data Protection Impact Assessments (DPIAs) for high-risk financial data processing activities. Work closely with Legal, Risk, and Compliance to monitor data handling practices across business units. Perform regular risk assessments and implement appropriate risk mitigation controls. Work with internal and external auditors on information security reviews. Training & Awareness Promote a culture of More ❯
innovation speed of cloud-based resources. Key to understanding this balance is recognising its capacity to offer tailored solutions that align precisely with organisational needs, particularly in sectors where regulatorycompliance and data sovereignty are paramount. Windows Server 2025 enhances this balance by introducing advanced connectivity and security features that streamline the integration of on-premises and cloud … that data, whether at rest or in transit, is protected against unauthorised access. Identity Management Solutions : Strengthened controls that manage and verify user access, enhancing security across hybrid environments. Compliance Tools : Integrated features that help businesses meet rigorous data protection regulations, vital for London's financial and service sectors operating under strict compliance standards. These features are essential … their data and manage their operations effectively. By leveraging these technological advancements, companies can ensure that their IT environments are more efficient and aligned with the best cybersecurity and regulatorycompliance practices. These enhancements make Windows Server 2025 a cornerstone for businesses aiming to harness the power of hybrid cloud solutions in London, fostering a secure, compliant, and More ❯
about selling products - we want to solve problems and change lives through Monzo ️ Our Finance team is growing and we're looking for a curious, adaptive and data-focused Regulatory Reporting Analyst with a strong attention to detail to join our regulatory reporting team at Monzo. The team is responsible for understanding our financial and prudential regulatory reporting requirements, working on projects and submissions relating to these and collaborating with teams across the bank. Producing timely, accurate and complete regulatory reporting for Monzo's regulators (and the associated management information required for sign-off) Interpreting, maintaining and documenting the applicable regulatory interpretations, such as the PRA Rulebook and UK CRR Designing and implementing controls … to ensure regulatory reporting is timely, accurate and complete and that regulatorycompliance is maintained Facilitating appropriate governance over regulatory reporting and ensuring compliance with the applicable control framework Implementation and testing (UAT) of new releases of the Bank's automated regulatory reporting tool Partnering with teams internally to help them make informed business More ❯
Manchester, North West, United Kingdom Hybrid / WFH Options
Gem Partnership
on Sage Intacct and Concur. The Role Serve as the technical and functional expert for their financial applications within a collaborative team environment, ensuring system reliability, process efficiency, and regulatorycompliance whilst supporting business growth and operational excellence Working closely with the Application Support team, Finance stakeholders, and Software Engineering team, you will bridge the gap between business … integration concepts and experience working with middleware platforms Demonstrated organisational and project management skills with ability to manage multiple initiatives simultaneously Strong appreciation of accounting principles, financial operations, and regulatorycompliance requirements Based at their Manchester office , the role supports hybrid working with 2 days per week home-based once you are up-to-speed. This is a More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Gem Partnership
on Sage Intacct and Concur. The Role Serve as the technical and functional expert for their financial applications within a collaborative team environment, ensuring system reliability, process efficiency, and regulatorycompliance whilst supporting business growth and operational excellence Working closely with the Application Support team, Finance stakeholders, and Software Engineering team, you will bridge the gap between business … integration concepts and experience working with middleware platforms Demonstrated organisational and project management skills with ability to manage multiple initiatives simultaneously Strong appreciation of accounting principles, financial operations, and regulatorycompliance requirements Based at their London HQ , the role supports hybrid working with 2 days per week home-based once you are up-to-speed. This is a More ❯
Salford, Lancashire, England, United Kingdom Hybrid / WFH Options
Gem Partnership Ltd
on Sage Intacct and Concur. The Role Serve as the technical and functional expert for their financial applications within a collaborative team environment, ensuring system reliability, process efficiency, and regulatorycompliance whilst supporting business growth and operational excellence Working closely with the Application Support team, Finance stakeholders, and Software Engineering team, you will bridge the gap between business … integration concepts and experience working with middleware platforms Demonstrated organisational and project management skills with ability to manage multiple initiatives simultaneously Strong appreciation of accounting principles, financial operations, and regulatorycompliance requirements Based at their Manchester office, the role supports hybrid working with 2 days per week home-based once you are up-to-speed. This is a More ❯
City of London, London, United Kingdom Hybrid / WFH Options
IPS Group
Role : Business Resilience & Regulatory Specialist Location : City of London (Hybrid) Tenure : Permanent Salary : £90,000-£110,000 per annum plus benefits The Company Our client is a leading provider of capital markets technology and data solutions, supporting financial institutions across the fixed income, foreign exchange, equities, derivatives, and securities finance sectors. They enable firms to streamline operations by digitising … execution capabilities. The Role This is a pivotal role supporting the delivery of a major programme aligned to the Digital Operational Resilience Act (DORA), with a focus on embedding regulatory standards into long-term operational practices. The successful candidate will work across the business to strengthen resilience capabilities, ensure regulatorycompliance, and guide the transition of programme … initiatives into business-as-usual functions. In this high-impact position, youll be at the forefront of regulatory change, shaping the way operational resilience is understood and embedded. Working closely with internal stakeholders and subject matter experts, youll ensure that resilience measures meet both the letter and the spirit of regulatory frameworks. Key Areas of Responsibility: RegulatoryMore ❯
the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatorycompliance Programs within the company's KYC CDD and EDD functions. This role involves leading strategic, multi … regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into policies, overseeing their documentation and practical implementation across the business. Additionally, the role will focus on 1) launching new KYC programs into new products 2) driving automation and process efficiencies and 3) resolve internal audit findings … and ensure all operational processes related to KYC are aligned with compliance standards. What you'll be doing (ie. job duties): Lead cross-functional teams to deliver large-scale, global projects ensuring that all KYC Program objectives are met on time and within scope. Be the 'voice of our customer' in the room, to build AML controls to stop More ❯
Rochester, Kent, South East, United Kingdom Hybrid / WFH Options
Technical Placements
and general maintenance. Update stakeholders on project progress, activities and ensure proper project governance. Conduct regular project reviews and provide status updates to key project stakeholders. Ensure Quality and Compliance Align technology development with our quality standards and product specifications, especially regarding regulatorycompliance and Cyber security. Ensure compliance with industry standards and regulatory requirements … the latest industry trends, technologies, and best practices in software engineering. Play a pivotal role in shaping technical product roadmaps. Act as a product specialist. Represent the business on regulatory boards where applicable. Software Development Manager requirements: We are looking for an individual with solid management experience of a mixed software programming language development team as well as practical … design experience. Qualifications Degree level in Engineering, preferably with a Software focus. Experience Considerable proven experience managing development teams of 10-15 engineers within an electronic product segment, ideally regulatory controlled. Knowledge/Skills Management Proven experience leading and managing software development teams of various sizes, with a track record as an exceptional people manager. Ability to mentor, coach More ❯
Easter Howgate, Midlothian, United Kingdom Hybrid / WFH Options
Leonardo UK Ltd
will play a key role in driving quality excellence across all stages of the product development lifecycle. You will lead the adoption of Advanced Product Quality Planning (APQP) , ensure compliance with regulatory standards, and collaborate with cross-functional teams to deliver world-class solutions. Key Responsibilities Champion APQP Implementation : Lead the integration of Advanced Product Quality Planning (APQP … and Stakeholder Engagement : Serve as the primary point of contact for quality-related matters with customers and key stakeholders, ensuring their needs and expectations are understood and exceeded. Ensure RegulatoryCompliance : Safeguard full compliance with relevant quality standards and regulations, particularly within the defense and aerospace industries. Cross-Functional Collaboration : Partner with design, engineering, and program management … APQP) , including the ability to champion its implementation across all project phases. Strong knowledge of quality management systems and industry standards (e.g., AS9100, ISO 9001), with a focus on regulatory requirements specific to aerospace and defense. Expertise in APQP methodologies and tools , New Product Introduction (NPI) processes, and risk assessment and root cause analysis techniques. Demonstrated ability to lead More ❯
through training and education within Liberty. • Offer coaching and leadership to managers, team leads and staff. • Provide effective training for business units on the use of MI and analytics. RegulatoryCompliance: • Ensure adherence to all relevant regulatory requirements, including Solvency II, fair treatment of customers, Financial Crime, Data Protection, Conflicts of Interest, and Whistleblowing. • Proactively demonstrate compliance with regulatory and internal requirements and behaviour's. Additional Responsibilities: • Any other duties as reasonably requested. • Continually develop expertise and technical knowledge through appropriate development initiatives. Skills and Experience: • Excellent leadership, communication, organizational, delegation, motivation, and conflict resolution skills. • In-depth knowledge of Data and Analytics practices and an understanding of required actions on complex tasks. • Ability to More ❯
Brighton, Sussex, United Kingdom Hybrid / WFH Options
INSHUR
while also connecting with your colleagues at our Brighton office once a week as needed, fostering a dynamic and supportive environment. Supported by (and reporting to) the Head of Compliance, you'll be joining a friendly legal and compliance team who believe that a strong culture of compliance goes beyond adhering to rules and regulations and must … What you'll do As a Complaints Manager, you will oversee processes and systems to ensure the efficient and effective resolution of customer complaints, addressing concerns promptly and maintaining compliance with regulatory standards. You will also champion the delivery of a first-class customer experience by guiding internal teams to ensure operations support an exceptional customer journey. This … role focuses on complaints operations, ensuring compliance, and driving improvements to reduce complaints. You will collaborate across all levels of the organisation, providing expert handling, guidance, and oversight to ensure the fair treatment of customers, including: Complaints Operations & Policy Build and execute a clear complaints strategy aligned with growth goals. Support complaints and disputes using industry best practices. Investigate More ❯
will be responsible for conducting Enhanced Due Diligence (EDD) on high-risk clients and performing detailed onboarding reviews You will play a pivotal role in assessing potential risks, ensuring compliance with AML regulations and the firm's risk appetite Working closely with the Team Leader and Compliance team, you will handle escalations, mentor junior analysts, and contribute to … who is best suited for the role after we have discussed everything with you. Responsibilities Conduct Enhanced Due Diligence (EDD) on high-risk customers to assess potential risks and compliance requirements Perform detailed customer reviews, including verification of corporate structures and Ultimate Beneficial Owners (UBOs) Verify and validate the accuracy of customer data, ensuring compliance with CDD and … EDD requirements Conduct sanctions, PEP, and adverse media screening to identify potential risks Investigate and escalate red flags, inconsistencies, or potential risks to the Team Leader or Compliance team Maintain accurate and up-to-date records of all onboarding reviews conducted, including detailed notes and audit trails Collaborate with Financial Crime, Compliance, and Relationship Management teams to resolve More ❯