1 to 25 of 81 Remote Regulatory Compliance Jobs in the UK

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

aim to foster a positive and equitable working environment with our consultants and colleagues which stems from our core values: Confident, Dedicated, Responsible, Genuine. We are seeking a skilled Regulatory Business Analyst to support two key initiatives: an e-invoicing project and a BCBS 239 remediation programme. This role requires a combination of business analysis expertise and a strong … understanding of regulatory compliance to ensure alignment with internal governance and external regulatory expectations. Key Responsibilities: Lead the review and validation of the End User Computing (EUC) inventory to ensure completeness and accuracy. Ensure governance frameworks and processes are compliant with BCBS 239 principles. Identify gaps in regulatory compliance and collaborate with stakeholders to define … and implement remediation actions. Act as a bridge between delivery teams and compliance/regulatory stakeholders, facilitating effective communication and alignment. Contribute to project documentation, regulatory reporting, and the development of risk/control materials. Must-Have Skills & Experience: Proven experience working in a regulatory or compliance-focused Business Analyst role. Strong knowledge of BCBS More ❯

Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯

Head of Security Governance, Risk & Compliance Salary: £70,400 - £94,100 Location: Cambridge/Hybrid Minimum 2 days a week in the office Contract: Permanent The Head of Security GRC is a senior leadership role within the Security SMT, tasked with driving the organisation's security governance, risk, and compliance strategy. This position engages across all levels of … the business, ensuring regulatory compliance, effective risk management, and robust assurance processes to support decision-making by the Senior Leadership Team. You will deliver a robust Security Assurance Framework, oversee supplier assurance activities, and maintain relevant ISO and Cyber Essentials certifications. Additionally, you'll drive the implementation of security standards, policies, governance reporting, and audit programmes to ensure … academic publisher and assessment organisation and a proud part of the University of Cambridge. About the role The position involves engaging at all organisational levels, managing security risks, ensuring regulatory compliance, and providing assurance on business practices to support informed decisions by the Senior Leadership Team and Security Board. Responsibilities include implementing and monitoring security standards, policies, AI More ❯

Design and implement robust integration architectures and governance frameworks Set up Integration patterns, practices and architectural templates Support application rationalisation and technology re-use Consult on integration best practices, regulatory compliance, and IAM Contribute to our broader architecture and digital change strategy What we're looking for: Integration Architecture Expertise : Strong knowledge of integration patterns, best practices, and … with integration platforms as a service (e.g., Mulesoft, Dell Boomi, Azure Integration Services, etc.). Identity and Access Management (IAM) : Experience designing and integrating IAM platforms with security and compliance controls. Cloud Integration : Familiarity with cloud-based architecture and integration across cloud and on-prem systems. Application Rationalisation : Ability to identify technology re-use opportunities and remove redundant or … niche applications. Security & Compliance : Strong understanding of regulatory compliance and designing secure integration solutions. You'll be joining this company at an exciting period of change as the sole Integration Architect as they build new cloud-based platforms and introduce modern CRM systems. Enjoy a flexible hybrid working model with a great work-life balance and the More ❯

is seeking an experienced Head of Information Security to lead the InfoSec function across their UK and European operations. This is a leadership role that combines deep cybersecurity expertise, regulatory awareness, and business acumen to drive the security agenda in a fast-paced, regulated financial services environment. As the Head of Information Security, you'll be the primary InfoSec … across the region, responsible for the integrity and performance of security and cyber risk controls. You'll shape and implement enterprise-wide strategies aligned with global objectives while ensuring regulatory compliance and operational excellence. Reporting directly to the Group CISO, you'll work closely with executive leaders, regulatory stakeholders, and the global InfoSec team. The role will … the delivery and quality of security services from internal, shared, and external resources and you would act as a trusted advisor to executives across the region. You will drive compliance across standards including ISO 27001, SOC2, PCI, SOX, GDPR, and others while managing a high-performing InfoSec team (both direct and matrixed). You will need to be a More ❯

ll take ownership of everything from day-to-day accounting to big-picture financial planning and risk management. You'll also be the go-to person for audits and compliance, helping to keep the company stay on track, If you're excited by the idea of working closely with a collaborative leadership team and helping drive a growing company … billing, accounts receivable/payable, general ledger, cost and inventory accounting, fixed assets, and revenue recognition Ensure timely and accurate recording, filing, and reporting of all financial transactions in compliance with statutory law and financial regulations Prepare and present monthly, quarterly, and annual financial reports, including management accounts, statutory accounts, and board reports Coordinate the budgeting and forecasting processes … Manage the transaction processing system and liaise with group finance to consolidate financial results Implement and manage financial policies, procedures, and internal controls to maintain a strong control environment. Regulatory Compliance & Audits Ensure all relevant documents are filed with Companies House on time Manage regulatory compliance requirements, including: - Quarterly VAT returns - Payroll tax and pension processing More ❯

is critical in protecting the confidentiality, integrity, and availability of our information systems and data. The ideal candidate will have a deep understanding of cybersecurity threats, risk management frameworks, regulatory compliance, and modern security technologies. This role also includes responsibilities typical of a Data Protection Officer, ensuring that data privacy and governance meet the high regulatory standards … time responses. Conduct regular security audits and work with internal/external auditors to support compliance. Collaborate with IT and business units to ensure secure systems development and operations. Compliance & Risk Management Ensure compliance with regulatory and legal security requirements (e.g., ISO 27001, NIST, HIPAA, GDPR, SOX, etc.). Ensure compliance with applicable data protection laws … e.g., GDPR, CCPA, GLBA). Guide Data Protection Impact Assessments (DPIAs) for high-risk financial data processing activities. Work closely with Legal, Risk, and Compliance to monitor data handling practices across business units. Perform regular risk assessments and implement appropriate risk mitigation controls. Work with internal and external auditors on information security reviews. Training & Awareness Promote a culture of More ❯

Role : Business Resilience & Regulatory Specialist Location : City of London (Hybrid) Tenure : Permanent Salary : £90,000-£110,000 per annum plus benefits The Company Our client is a leading provider of capital markets technology and data solutions, supporting financial institutions across the fixed income, foreign exchange, equities, derivatives, and securities finance sectors. They enable firms to streamline operations by digitising … execution capabilities. The Role This is a pivotal role supporting the delivery of a major programme aligned to the Digital Operational Resilience Act (DORA), with a focus on embedding regulatory standards into long-term operational practices. The successful candidate will work across the business to strengthen resilience capabilities, ensure regulatory compliance, and guide the transition of programme … initiatives into business-as-usual functions. In this high-impact position, youll be at the forefront of regulatory change, shaping the way operational resilience is understood and embedded. Working closely with internal stakeholders and subject matter experts, youll ensure that resilience measures meet both the letter and the spirit of regulatory frameworks. Key Areas of Responsibility: Regulatory More ❯

the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's KYC CDD and EDD functions. This role involves leading strategic, multi … regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into policies, overseeing their documentation and practical implementation across the business. Additionally, the role will focus on 1) launching new KYC programs into new products 2) driving automation and process efficiencies and 3) resolve internal audit findings … and ensure all operational processes related to KYC are aligned with compliance standards. What you'll be doing (ie. job duties): Lead cross-functional teams to deliver large-scale, global projects ensuring that all KYC Program objectives are met on time and within scope. Be the 'voice of our customer' in the room, to build AML controls to stop More ❯

Role : Business Resilience & Regulatory Specialist Location : City of London (Hybrid) Tenure : Permanent Salary : £90,000-£110,000 per annum plus benefits The Company Our client is a leading provider of capital markets technology and data solutions, supporting financial institutions across the fixed income, foreign exchange, equities, derivatives, and securities finance sectors. They enable firms to streamline operations by digitising … execution capabilities. The Role This is a pivotal role supporting the delivery of a major programme aligned to the Digital Operational Resilience Act (DORA), with a focus on embedding regulatory standards into long-term operational practices.The successful candidate will work across the business to strengthen resilience capabilities, ensure regulatory compliance, and guide the transition of programme initiatives … into business-as-usual functions.In this high-impact position, you’ll be at the forefront of regulatory change, shaping the way operational resilience is understood and embedded. Working closely with internal stakeholders and subject matter experts, you’ll ensure that resilience measures meet both the letter and the spirit of regulatory frameworks. Key Areas of Responsibility: Regulatory More ❯

and general maintenance. Update stakeholders on project progress, activities and ensure proper project governance. Conduct regular project reviews and provide status updates to key project stakeholders. Ensure Quality and Compliance Align technology development with our quality standards and product specifications, especially regarding regulatory compliance and Cyber security. Ensure compliance with industry standards and regulatory requirements … the latest industry trends, technologies, and best practices in software engineering. Play a pivotal role in shaping technical product roadmaps. Act as a product specialist. Represent the business on regulatory boards where applicable. Software Development Manager requirements: We are looking for an individual with solid management experience of a mixed software programming language development team as well as practical … design experience. Qualifications Degree level in Engineering, preferably with a Software focus. Experience Considerable proven experience managing development teams of 10-15 engineers within an electronic product segment, ideally regulatory controlled. Knowledge/Skills Management Proven experience leading and managing software development teams of various sizes, with a track record as an exceptional people manager. Ability to mentor, coach More ❯

marketing campaigns based on their transaction history and preferences. 5. Risk Management Risk Assessment: AI can analyze market trends and economic indicators to provide early warnings about potential risks. Compliance Monitoring: Automate compliance checks and monitoring to ensure adherence to regulations and reduce the risk of non-compliance penalties. 6. Operational Efficiency Process Automation: Use robotic process … Regularly update AI models and algorithms based on new data and evolving business needs. Challenges and Considerations Data Quality: Ensure high-quality data for accurate AI predictions and analysis. Regulatory Compliance: Stay compliant with financial regulations while implementing AI solutions. Customer Trust: Maintain transparency in AI-driven decisions to build and maintain customer trust. Integration: Seamlessly integrate AI More ❯

been recognised by LinkedIn as one of the Top 20 Startups in the UK in 2024. About this role in the team: We are seeking a strategically minded and compliance-driven Senior Vendor Manager to lead the oversight, governance, and performance of BVNK's global third-party and outsourcing arrangements. This role will be central to the business's … on outsourcing regulation, including EBA Guidelines, DORA, MiCAR, and UK/EU/US/Singapore frameworks. This is a high-impact position that interfaces directly with Legal, Risk, Compliance, InfoSec, and Finance - as well as senior leadership - to ensure our third-party ecosystem meets evolving regulatory expectations and commercial demands. Key Areas of Responsibilities: Outsourcing Governance & Regulatory Compliance Act as the SME on EBA Outsourcing Guidelines, DORA, FCA PS21/3, and global outsourcing regulatory frameworks. Own and maintain BVNK's outsourcing register, ensuring up-to-date documentation for all critical/important third-party and intra-group arrangements. Lead due diligence, classification, and materiality assessments of outsourced functions and ensure alignment with regulatory More ❯

fully supported. The role will be based in our London office. Working closely with our London, EU and US-based executive teams, business stakeholders and colleagues in Legal and Compliance globally, you will play a key role in advising our UK operating entity on a broad range of legal matters, including compliance with applicable UK VASP, e-money … the highest quality legal advice as we continue to expand globally. What you'll be doing (ie. job duties): Work closely as legal advisor to business executives and the Compliance team to ensure compliance of UK and international operations with applicable UK VASP, e-money/payment services, SMCR, MiFID and other financial services laws and regulations, and … digital currency exchange and broker best practices. Provide legal guidance to international operating entities. Includes responsibility for ensuring legal and regulatory compliance of new products and services, inter-company operating arrangements, commercial relationships and banking partnerships, retail and institutional terms of business, assisting the business in rolling out products and services to new jurisdictions, and co-ordinating support More ❯

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

Role needed for niche tour operator (ACCA or SIMA qualified) As Head of Finance, you will be responsible for leading the finance and IT functions, ensuring robust financial management, regulatory compliance, and operational efficiency. The role involves overseeing financial reporting, budgeting, and internal controls while ensuring the IT infrastructure supports business needs. Additionally, you will manage and develop … improve efficiency. Provide financial insight and recommendations to the Managing Director and Board to support business strategy and profitability. Oversee the preparation of statutory accounts and financial reports, ensuring compliance with UK regulatory bodies (e.g., CAA, ABTA, HMRC). Ensure financial statements comply with UK Generally Accepted Accounting Principles (UK GAAP) and reporting deadlines. Manage relationships with external … auditors and accountants ( UK, France and Austria ) to ensure compliance with tax regulations and statutory requirements in each country. Communicate audit findings and financial risks to the Managing Director and Board, recommending cost-saving measures and operational efficiencies. Prepare and present monthly management accounts, including variance analysis, key financial performance indicators (KPIs), and profitability reports. Analyse financial performance across More ❯

Role needed for niche tour operator (ACCA or SIMA qualified) As Head of Finance, you will be responsible for leading the finance and IT functions, ensuring robust financial management, regulatory compliance, and operational efficiency. The role involves overseeing financial reporting, budgeting, and internal controls while ensuring the IT infrastructure supports business needs. Additionally, you will manage and develop … improve efficiency. Provide financial insight and recommendations to the Managing Director and Board to support business strategy and profitability. Oversee the preparation of statutory accounts and financial reports, ensuring compliance with UK regulatory bodies (e.g., CAA, ABTA, HMRC). Ensure financial statements comply with UK Generally Accepted Accounting Principles (UK GAAP) and reporting deadlines. Manage relationships with external … auditors and accountants ( UK, France and Austria ) to ensure compliance with tax regulations and statutory requirements in each country. Communicate audit findings and financial risks to the Managing Director and Board, recommending cost-saving measures and operational efficiencies. Prepare and present monthly management accounts, including variance analysis, key financial performance indicators (KPIs), and profitability reports. Analyse financial performance across More ❯

Ensure digital initiatives are grounded in proven service excellence methodologies Performance framework design Embed KPIs and metrics that drive digital-first behaviours and service quality, balancing automation efficiency with regulatory compliance and high performance Develop dashboards and analytics that provide real-time insights into digital transformation progress Technology strategy and innovation Evaluate and recommend next-generation customer service … with technology transformation teams to align customer service evolution with broader digital initiatives Work with product teams to integrate service capabilities into client-facing platforms Engage with risk and compliance teams to embed regulatory requirements into digital service design What we are looking for Customer excellence experience Several years leading customer service strategy and/or operations with More ❯

stewardship through the organisation increasing the use of the Data Management applications and increasing data OKR's and KPI's. Key Responsibilities Passionate about driving data excellence and ensuring regulatory compliance Accountable for the Data Catalogue across the data estate, owning 3rd party relationships ensuring they are managed in accordance with the commercial agreements. Managing the lifecycle of … that any change is reflected. Defining and overseeing data stewardship roles to ensure data is curated, profiled, and managed effectively. Enforce data policies and standards for data management, ensuring compliance with regulations and industry best practices. Responsible for the central Master Data Model and catalogue including CRUD matric and business glossary. Work with data owners and stewards in business … operational domains to assure compliance with data governance policy and standards Providing thought leadership to data owners and stewards in the management of data Providing reports required to track data management compliance with policy and standards and identifying areas of improvement Work with Information security to ensuring data is protected from unauthorised access and breaches through encryption, access More ❯

development workflow to allow growth through researched practice and subject area rankings and awards. Main responsibilities will be: Monthly management reporting in line with the business timetable Financial and regulatory compliance along with HMRC compliance Build robust relationships will all stakeholders and departments. Managing the external audit in collaboration with the CFO Systems support. The role will More ❯