1 to 25 of 44 Remote MiFID Jobs

compliance systems and feeds including Legal Entity Management, Client Reference Data, and external data vendors. In-depth understanding of regulatory frameworks such as GDPR, SOX, Financial Crime Compliance (FCC), MiFID II, and FATF standards. Strong domain knowledge across financial products: Equities, Bonds, Derivatives, FX, Credit Instruments, Securities Financing, and Deposits. Demonstrated success delivering complex cross-functional projects under tight deadlines More ❯

Innovation. The firm mainly takes part in: Business consulting: Quantitative research, Risk management (e.g. Market risk, credit risk, counterparty risk), Banking regulations (e.g. Basel III, Solvency II, FATCA, EMIR, MiFID), Pricing & Valuation, Organizational Transformation & Process Improvement. IT & Information systems consulting: Business Analysis, Project Management, Change management, Front Office Support (functional and technical), Development (e.g C++, Python, C#, Java, VBA), Financial More ❯

to leverage the input/engagement of colleagues in other departments Strong functional knowledge of Regulatory/operations project life cycles Strong experience of Regulatory regimes; EMIR, CFTC, SFTR, Mifid etc. Track record working in matrix organization and ability to horizontally and vertically cut across organisations to deliver on well-rounded and quality driven deliverables Willingness and flexibility to meet More ❯

the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising appropriately. Knowledge of financial services operations … Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour More ❯

systems, platforms, and data flows is advantageous Understanding of key regulatory impacts (such as Know Your Client/Anti-Money Laundering (KYC/AML), Markets in Financial Instruments Directive (MiFID II) preferred Proficiency in business analysis and process mapping tools How Well Support You Flexible working to assist you balance your personal priorities A range of flexible benefits that you More ❯

Logic Apps, Cosmos DB, Blob Storage, Service Bus). Familiarity with Order Management Systems such as ThinkFolio, Aladdin, Portware, or Fidessa. Knowledge of implementing regulatory and compliance frameworks (e.g., MiFID II, UMR, BCBS). Excellent communication skills with the ability to engage both technical teams and business users. Exposure to DevOps practices including CI/CD pipelines and Infrastructure as More ❯

Regulatory Categories: SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list of qualifications (or equivalent). More ❯

regulatory reporting requirements in your area of responsibility are fully understood and delivered on time. Ensure that the Bank complies with the CASS provisions and regulatory reporting requirements under MiFid II. Promote and maintain a culture and environment that will facilitate the realisation of the Banks strategy, ensuring that high standards of corporate governance, financial and risk management and control More ❯

of changes, testing as required and support of UAT. As a Precious Metals, Regulatory Reporting Business Analyst – you’ll need to prepare and submit reports in compliance with EMIR, MiFID, MAR, MAS, and Dodd-Frank regulations, analyse trading data using SQL and Indexes, and collaborate with stakeholders to ensure smooth desk operations. This Precious Metals, Reg Reporting Business Analyst is … a 6-month rolling contract Paying up to £800/Day Inside IR35 Hybrid working: 3 days per week in Central London Precious Metals , EMIR, MiFID, MAR, MAS, and Dodd-Frank You will get exposure to the Precious Metals business and will offer the opportunity to learn about and assist with the daily Precious Metals Trading desk & regulatory managers. Key … responsibilities: Prepare and submit regulatory reports in compliance with EMIR, MiFID, MAR, MAS, and Dodd-Frank regulations. Conduct detailed analysis and reporting around metals trading, focusing on physical commodities rather than derivatives. Work closely with traders, compliance officers, and other stakeholders to gather requirements and provide solutions. Utilize SQL and Indexes to analyse trading data - Generate insights and reports to More ❯

systems, platforms, and data flows is advantageous Understanding of key regulatory impacts (such as Know Your Client/Anti-Money Laundering (KYC/AML), Markets in Financial Instruments Directive (MiFID II) preferred Proficiency in business analysis and process mapping tools How we’ll support you Flexible working to assist you balance your personal priorities A range of flexible benefits that More ❯

fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financial instruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯

responsibilities include: Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and Market Access Rule for the US (MiFID II Annual Self-Assessment in EMEA) Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Real-Time Monitoring … and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed). Role Overview : Coordinate the MIFID II Annual Self-Assessment (ASA) on behalf of the Business and other First Line functions and provide expert guidance and support to first line functions during reviews of the ASA … E-Trading experience preferably in a controls or trading related role (Trader/Desk Assistant, Middle Office, Compliance, Audit) Knowledge of E-Trading regulation and guidance Experience with the MIFID II annual self-assessment preferred Consistently demonstrates clear and concise written and verbal communication skills Excellent problem solving skills Ability to see the big picture with high attention to critical More ❯

on technology solutions for banking and financial services. Strong understanding of banking operations, processes, and systems. Experience with regulatory requirements related to banking and financial services (e.g., KYC, AML, MiFID). Proven ability to gather and translate business requirements into technical specifications and user stories. Experience working in an agile development environment, with a strong understanding of agile methodologies. Excellent More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

work flexible hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

trading platforms, risk systems, and market data sources to support decision-making. Develop and maintain reports and dashboards supporting critical capital markets processes. Stay updated on regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) and ensure systems comply. Collaborate with compliance and risk teams to integrate controls, reporting, and data privacy features into IT solutions. Candidate personal data will More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

be at the forefront of transformative projects. Your primary focus will be on: * Regulatory Analysis: Dive deep into regulatory requirements and ensure our processes align with mandates such as MIFID II, EMIR, CFTC, and SFTR. * Data Analysis: utilise data-driven insights to support decision-making and identify opportunities for improvement. * Technical Analysis: Collaborate with technology teams to define and build More ❯

Ability to work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

Extensive experience in banking , especially within programme delivery or regulatory transformation. Proven track record delivering major regulatory change across the European Capital Markets landscape (e.g. CSDR, EMIR Refit, SFTR, MiFID II, Basel III/CRR II ). Deep understanding of post-trade operations , including trade capture, margining, settlement, reporting, and controls. Strong stakeholder management experience, as well as the ability More ❯

banking Retail banking Credit Cards Payments Digital (e.g. online banking, mobile app) and Non-Digital (e.g. contact centre) Banking Channels Banking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-Money Laundering Act). Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and latest innovations and competition More ❯

there is now a need for an additional associate to support the team. The team also advises extensively on consumer finance and a large amount of banking regulation (e.g. MiFID, EMIR, CRR). You would also have the opportunity to get involved in other areas such as new product roll-outs, ESG and climate finance, investment structures, Artificial Intelligence and More ❯

as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Skills & Competencies: Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to More ❯