business-critical applications including communication with end users. Strong experience in Agile and experience working in multi-disciplinary teams Affinity with banking processes and AML/fraud monitoring processes Strong in translating complex technical considerations into plain rules for the business. Good communication skills in English. Mandatory: Candidate should have more »
business-critical applications including communication with end users. Strong experience in Agile and experience working in multi-disciplinary teams Affinity with banking processes and AML/fraud monitoring processes Strong in translating complex technical considerations into plain rules for the business. Good communication skills in English. Mandatory: Candidate should have more »
Experience advising FPIs on securities, disclosure and corporate governance-related matters Good working knowledge of other US regulatory regimes (e.g. sanctions/OFAC/AML/ABC, FCPA/PFIC/Investment Company Act) and corporate law matters (e.g. Delaware corporations) is an advantage Highly desired is a person with more »
/China UnionPay online dispute portals, Experienced in using the Sumsub platform Experience within Start Ups or Financial Institutions AML qualification in Anti-MoneyLaundering or Compliance - will be an advantage Experience in developing systems to automate manual tasks Ability to work independently as more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Undertake Data Extraction for reporting requirements for all the other stakeholders at the bank To monitor the CCTV, telephony systems more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Undertake Data Extraction for reporting requirements for all the other stakeholders at the bank To monitor the CCTV, telephony systems more »
with legal processes and statutory requirements in new business with reference to the Consumer Credit Act, Data Protection Act and AntiMoneyLaundering Procedures and Fraud. The role will require attending virtual and in person meetings with key brokers at Sales request as well more »
Identifying registration backlogs, prioritising follow ups around this pool Providing regular feedback to improve follow up and reporting efficiencies Understanding of Corporate entities and AML on-boarding requirements Clearly articulating compliance requirements and assisting with associated queries Answering and processing a large volume of inbound calls from corporate clients Understand more »
and operational design. Qualifications (ACIB or equivalent) or be able to demonstrate industry awareness, ability and understanding to this level Risk management awareness including AML FCA, PRA, Banking If you would like to learn more about this role please apply below more »
drafting LMA standard documents and other trade-related documents including confirms, assignment agreements, sub-participation agreements, pricing letters and multilateral agreements. Conducting KYC/AML analysis on trade counterparties Preparing internal documents required for booking/funding for settlement Keeping accurate trade record and maintain a healthy aging profile and more »
product and engineering teams to develop features that enhance user experience, improve security, and minimise inconveniences Work closely with Compliance Officers to ensure all AML and compliance requirements are met successfully SKILLS AND EXPERIENCE SQL experience FinTech experience ideal Experience working within Fraud Analytics Numerical degree from a top University more »
Product Knowledge: Sound awareness of commercial loans & asset finance products and the indirect sales model including; Broker, digital partners, supplier and Vendor. Technical Knowledge: AML/KYC, Finance Agreements, Computer Applications, Credit & Documentation processes and requirements. Relationship Management: Ability to maintain strong relationships and communicate with key stakeholders internally and more »
services. The Responsibilities Responsible for the effective and efficient design and execution of the firms AFC framework Ensuring compliance with all applicable Anti-MoneyLaundering & Terrorist Financing (AML/CTF), Know Your Client (KYC), Anti-Bribery and Corruption (ABC), Sanctions laws and … regulations. Designated MoneyLaundering Reporting Officer (MLRO, Nominated Officer for the firm, SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Act as the Deputy Head of Compliance to support the CCO in all areas of the business. Ensure effective … onboarding/ongoing due diligence processes and supporting systems. Provide timely and transparent reporting to management and board committees. Ensure AML/CTF/Sanctions/ABC/Fraud regulations, guidance and industry best practice standards are implemented. Receive and assess internal suspicion reports, and make external reports as required. more »
in a related subject (Maths, Finance, Accounting) Part or fully qualified Account Experience of Forensic/Financial Investigations (Asset Tracing and Recovery, Fraud prevention, AML etc) Cross border/Multi-Jurisdictional Investigations experience Experience of investigations in Developing countries Project Management and Client Management skills A second language would be more »
expertise in UK iGaming risk management and fraud prevention. Capable of working autonomously and making independent decisions. Confident in conducting KYC, due diligence, and AML checks. Familiarity with safer gambling procedures and Gambling Commission requirements. more »
Guildford, England, United Kingdom Hybrid / WFH Options
Motus Legal Recruitment
key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense more »
and willing to roll up your sleeves and get stuck in Finance and compliance functions including: Investor communications: - New investor onboarding - Run KYC and AML checks - Investor statements and valuations - Custody of share certificates - EIS administration Finance and compliance - Fund reconciliations in line with CASS - Work with our outsourced accountants more »
sheet reconciliation Maintaining accurate and timely data on CRM system New client contract maintenance and onboarding data for new clients Reconciliation of Implementation data AML operational support Implement and maintain best practices, policies, and procedures to drive client satisfaction, innovation, and revenue success. Role holder will work closely with operational more »
products and service solutions available to commercial clients – Strong understanding of banking and payment systems and a knowledge of the Financial Regulatory environment e.g. AML, Data Protection is desired, but not essential Able to manage and coordinate workflow across multiple teams, communicate effectively across the business and complete assignments accurately more »
We're searching for an Actimize Engineer to join our Economic Crime Technology team! This role is key in preventing financial crimes as part of a wider team committed to excellent customer service. The role involves providing production support (primary more »
in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial institutions. … Main Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-MoneyLaundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements … and applicable standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as to avoid more »
legal qualification. Admitted to the bar (or local equivalent) and in good standing or otherwise authorised to practice law. 5+ years’ relevant experience in AML/KYC/RISK/COMPLIANCE. Previous experience in a … similar law firm compliance team or regulated industry. Understanding of SRA Code of Conduct and Proceeds of Crime Act 2002. Knowledge of MoneyLaundering Regulations 2017 and MoneyLaundering Directives. Understanding of EU and UK GDPR data protection laws. Excellent legal research … Devising, updating, revising, and reviewing compliance policies and procedures. Assisting with compliance with laws and regulations applicable to EMEA offices. Assisting with anti-moneylaundering compliance, including client due diligence and background checks. Assisting with data protection laws, including UK and EU GDPR. Developing more »
updates regarding development progress. Mentor and support junior members of the team Maintain an awareness of and comply with all AntiMoneyLaundering laws, regulations, policies and procedures relevant to the company (Ensure adherence to all group standards and policies). Provide overnight support more »
Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or Compliance would be off added advantage The salary for this position is £40K - £50K plus Benefits. The Client is based in Central London. Please more »
Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or Compliance would be off added advantage The salary for this position is £25K - £35K plus Benefits. The Client is based in Central London. Please more »