26 to 36 of 36 Compliance Analyst Jobs

My client is looking for a Data Protection and Compliance Analyst on an initial 6 month contract to support the Privacy by Design and Default objective of the team on several new projects. Meeting appropriate measures and governance which are in place to meet compliance with the more »

ensuring investment strategies comply with regulatory and contractual requirements? Do you thrive in a dynamic trading desk environment? We are seeking a skilled Investment Compliance Analyst to join our Client's Portfolio Risk team, responsible for implementing and monitoring investment restrictions across the business. Responsibilities: Analyse real-time … risk/compliance alerts to ensure consistency with investment mandates and collaborate with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts and work with technology and front office teams to maintain a robust pre-trade risk framework. Review investment restrictions for new more »

Compliance Coverage Professional – Information and Data Management Analyst Glasgow 3252976 Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units … and Infrastructure Divisions across all regions and jurisdictions. The Group provides Compliance coverage of information and data-related risk management, recordkeeping, testing and training initiatives, including the Firm's governance of Artificial Intelligence and Machine Learning (AIML) and Cloud implementation. About Morgan Stanley Morgan Stanley is a leading global … perspectives and needs is an important part of our culture. What will you be doing? Help implement Morgan Stanley's Privacy, Technology and Data Compliance program, primarily focusing on data and information management, AIML and Cloud governance Help provide Compliance coverage in connection with new business initiatives, new more »

Market Data Admin & Compliance Support Analyst £200 per day Inside IR35 6 months London-based initially then Hybrid We have an exciting opportunity for an experienced Market Data Administrator & Compliance Support Analyst to join a London based multinational financial services company on an initial 6-month more »

A Compliance Assistance is required for a City of London Underwriting Group, who seeks a person with 3+ years Lloyd's Insurance Compliance background. Hybrid role, City of London. Working in an excellent environment in a small team, the role is to support the Compliance team in … its day-to-day activities. This includes assisting in the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and … reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty, sanctions and licensing standards. more »

Do you have a passion for ensuring smooth international trade compliance 💥Are you a detail-oriented professional with expertise in export controls and customs regulations? If so, we want to hear from you! A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: colleagues on trade compliance best practices and regulations. with Logistics to manage export controls and customs compliance for CDW shipments. efficient trade compliance processes and tools using technology … regulations. products for export and supporting country-of-origin determinations. accurate trade documentation and records. implementation of Technology Control Plans. in internal and external compliance audits. To be successful, you will have: degree/certificate in compliance, international trade/logistics, customs, or international studies (or equivalent experience more »

is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »

Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm adheres to FCA compliance … team of 4, reporting to the Head of Compliance. Responsibilities: * To undertake tasks relating to the implementation of the objectives set out in the Compliance policies and Compliance Monitoring Programme * To assist in ensuring that the Company establishes and maintains effective systems or internal controls in order to … controls, so that prompt remedial action may be taken by Senior Management * To assist in monitoring proposed changes in legislation with particular relevance to compliance of all regulatory regimes * To assist in identifying, investigating and rectifying rule breaches, and fulfil any associated reporting requirements. * To assist in coordinating the more »

Role Purpose: The Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money … Laundering Reporting Officer (MLRO), reporting any suspicious activity for escalation to the MLRO. The Senior C&R Analyst will specifically be responsible for AML detection and compliance within our UK retail business. The role will be required to monitor pre-set levels and parameters related to financial transactions … manage alerts and cases from compliance systems and tools and identify behaviors that deviate from the norm and escalate suspicions as required. They will also be required to investigate and analyse suspicious activity reporting and make recommendations on what action is required. Key Accountabilities : Ensure adequate AML checks are more »

Project: Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements Need to provide assurance and thematic monitoring that the most impacted policies. Knowledge and Skills Required: Knowledge of FCA rules is important, and experience of mapping policies and/or procedures to regulatory requirements (ideally more »

forge ways forward together. Make it better. We create fulfilling purpose-driven careers by learning from the world and each other. POSITION TITLE Tax Analyst LOCATION Richmond, VA (hybrid) YOUR ROLE As a Finance team member, you'll play a key role in supporting the financial strength and flexibility … us to be there when our policyholders need us - now and in the future. The tax department of Genworth is looking for a Tax Analyst to join our growing team. You will support our insurance businesses and assist with the preparation and review of the federal, state, and investments … compliance for those legal entities. You will also assist with tax accounting for quarterly and annual reporting requirements. You will work with a cross-functional team of tax professionals, as well as business partners, to ensure the highest level of quality in our tax compliance and reporting processes. more »