1 to 25 of 299 Permanent Regulatory Compliance Jobs in the UK

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis … and Interpretation: Stay updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment more »

Global household name speciality chemical company Responsibility for National and Regional regulatory compliance Diverse business units – complex aqueous mixtures and substances Become a regulatory subject matter expert This will be a highly diverse role; typical duties include answering complex customer regulatory enquiries, researching/impact assessing … emerging regulatory issues, regulatory support to NPD, product notifications, REACH registrations, managing external expert consultants and, sharing your regulatory expertise to business on legislative requirements. Suitable candidates must have: A proven track record in product stewardship or regulatory compliance Chemicals industry regulatory knowledge The … to read, interpret and apply chemical legislation A broad knowledge of regulations with ability to be subject matter expert in certain regulations Key Skills: Regulatory affairs, compliance, product stewardship, horizon scanning, regulatory support, regulatory enquiries, NPD support, CLP, GHS, REACH, Food contact, biocides, circular economy, chemical more »

Compliance Officer (FTC) Gatehouse Bank plc FTC – 6 months London – Milton Keynes – Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the … Bank’s operational environment. This will be provided through advisory support and compliance monitoring reviews. The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank’s second line of defence (2LOD). … Key responsibilities Compliance Framework/Strategy: • Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges. • Collation and validation more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial institutions. Main … Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and applicable … standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so more »

As the Head of Regulatory Affairs for the United Kingdom and Ireland, you will be responsible for leading and managing all regulatory activities to ensure compliance with applicable laws, regulations, and guidelines governing our organization's products and operations within these regions. This role requires a deep … understanding of regulatory requirements in both the UK and Ireland, excellent leadership skills, and the ability to collaborate effectively across departments and with regulatory agencies in both countries. Key Responsibilities: Regulatory Strategy Development: Develop and implement regulatory strategies aligned with business objectives for products in the … UK and Ireland markets. Stay informed about changes in regulatory requirements and proactively adjust strategies as needed. Regulatory Compliance: Ensure that all products, processes, and activities comply with relevant UK and Irish regulations, standards, and guidelines. Monitor regulatory developments and assess their impact on the organization. more »

role of Senior In-House Lawyer – Regulation & Conduct offers a fantastic opportunity to work within a dynamic and collaborative environment, providing expert guidance on regulatory matters and fostering a culture of compliance excellence. Key Responsibilities for the Senior In-House Lawyer – Regulation & Conduct: Stay abreast of regulatory … affecting the legal landscape, providing timely advice and guidance to internal stakeholders. Assist in the development and implementation of policies and procedures to ensure compliance with relevant laws, regulations, and ethical standards. Conduct thorough risk assessments to identify potential regulatory and compliance risks, developing strategies to mitigate … such risks effectively. Develop and deliver training programs to educate employees on legal and regulatory requirements, promoting a strong culture of compliance awareness throughout the organisation. Lead internal investigations into compliance-related issues, collaborating with relevant stakeholders to implement appropriate remedial actions and preventive measures. Represent the more »

Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London … Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or more »

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led startup … s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external more »

The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The role reports into their … Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate Institutional clients that need FX solutions. The … working culture, invest a lot of money into technology and automation. Our client is looking for someone who has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment more »

Position: Skills Coach - Regulatory Compliance Officer (RCO) Salary: £36,000 - £43,000 per annum Remote role About the Role: Are you passionate about guiding learners to success in Regulatory Compliance programs? We're seeking skilled professionals to join us as Skills Coaches. Your role involves mentoring … learners, facilitating interactive sessions, and adapting learning plans to meet their needs. If you have regulatory compliance expertise and a dedication to exceptional customer experiences, apply now! Key Responsibilities: Mentor learners to achieve program goals. Facilitate interactive learning sessions. Customise learning plans for individuals. Utilise digital technologies for … engagement. Liaise with employers and agencies. Ensure compliance with regulatory standards. Requirements: GCSE English and Maths (A-C) or equivalent. Level 4+ Law Enforcement qualification. Level 3 Award in Education & Training or willingness to acquire. Experience in coaching and digital learning delivery. Strong communication and organisational skills. If more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

Title: Security Regulatory Analyst - Energy Sector Location: England (Remote) Are you passionate about cybersecurity and regulatory compliance? Do you have experience in the energy sector, specifically Critical National Infrastructure (CNI)? If so, we have the perfect opportunity for you to make a meaningful impact! We are a … the energy sector, dedicated to safeguarding critical assets and infrastructure. As we continue to strengthen our cybersecurity posture, we are seeking a talented Security Regulatory Analyst to join our team. Your Role: As a Security Regulatory Analyst, you will play a pivotal role in ensuring compliance with … regulatory requirements and industry standards governing the energy sector. You will be responsible for: Writing policies, procedures, and documentation from scratch to align with regulatory frameworks and industry best practices. Conducting thorough research and analysis of cybersecurity regulations and standards applicable to the energy sector, including NIS Directive more »

Compliance Officer-6 month FTC Are you passionate about ensuring regulatory compliance within the banking sector? Do you thrive in a dynamic environment where your expertise is valued and your contributions make a real difference? If so, Oxbow Resourcing are on the lookout for a motivated Compliance … our client who are a challenger bank on a 6-month Fixed-Term Contract (FTC) and play a crucial role in ensuring adherence to regulatory standards. Established in 2007, this is not your average bank – they are a challenger bank operating under Shariah principles. With offices in London, Milton … and Wilmslow, they offer a range of personal and corporate savings products, along with financing for UK residential properties. If you're enthusiastic about compliance, thrive in a collaborative environment, and want to be part of a forward-thinking bank, then keep reading! The role As Compliance Officer more »

our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom . Let's work together to achieve great things and unlock new possibilities for … that the FAB business in the UK is carried out in accordance with local rules and regulations and to provide updates and information on compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving … compliance with UAE and local regulations as well as Group and local policies and procedures. Key Accountabilities Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID more »

Head of Risk and Compliance About us Our rapidly growing fintech customer are transforming the private capital markets. With deep regulatory knowledge and cutting-edge technology, they have enabled frictionless asset creation and transferability across the digitisation of all assets. Their technology is already being used by some … of the largest institutions in the world, such as the Johannesburg Stock Exchange and Nomura/Instinet. The role As a regulated business, compliance is not only mandated by regulatory bodies, it is also key to business success. The business are currently regulated by the FCA in the … UK, however they are seeking additional regulatory authorisation in other markets including the EU and North America. Due to an exciting and sustained period of growth and future expansion, we’re looking for a talented Head of Risk and Compliance to join the team and build on great more »

an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This … existing regulation and reporting through to internal Committees for the purposes of oversight. Support the business through the provision of timely and outcomes-focussed regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time. Assist on compliance monitoring reviews as assigned by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the design and operational effectiveness of regulatory controls, report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure. Assist more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … in line with the Private Bank’s management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »

BASIC QUALIFICATIONS Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent. 5+ years of experience in banking, payments, or e-commerce companies including retail payments, consumer credit, lending, and insurance within a second or third line of defense function. Prior knowledge of regulatory compliance, conduct, and financial crime regulations. Sound knowledge of relevant Assurance or Audit practices. Experience advising, supervising, interpreting, and communicating complex regulations to a diverse audience. Excellent team player with the ability to work closely with others to deliver data-driven results, identify and resolve issues. Strong and … businesses. The successful candidate should help the rollout and execution of our second line of defense risk testing and have extensive knowledge of conduct, regulatory compliance, and financial crime requirements. The successful candidate is an ambitious self-starter, with a proven capability to work independently and as part more »

to improve quality and increase efficiencies Analyse and interpret data in order to lead functional process improvement initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Lead and effectively manage constructive crucial interactions with clients or regulatory agencies Lead functional process improvement … initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Interpret applicable quality regulations/standards and create appropriate policies and procedures Ensure Regulatory Compliance and Quality Assurance (RC&QA) management responsibilities, as indicated in applicable controlled documents, are followed Perform other … duties, as assigned by management Minimum Required: 8 years in regulatory environment (experience in GXP roles) Experience & regulatory expertise of industry quality systems/standards Ability to interpret applicable regulations/standards Experience in leading process improvement initiatives Ability to communicate and negotiate internal stakeholders effectively Recommended Education more »

Compliance Associate – Private Credit Firm - London Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are … currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for … and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not more »

out in house calibrations. Must be comfortable with fault finding work, Produce and maintain production test procedures, Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc, Support engineering with test reports & manufacturing data packs, Support production with technical issues, Support other … out in house calibrations, Must be comfortable with fault finding work. Produce and maintain production test procedures, Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc, Support engineering with test reports & manufacturing data packs, Support production with technical issues, Support other … of the company's equipment and assets. Ensure proper maintenance and tracking of all equipment and assets, Provide technical support to ensure products meet regulatory compliance requirements, Assist in the preparation and submission of compliance documentation. Collaborate with the engineering team to generate accurate and comprehensive test more »

out in house calibrations. Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. Support production with technical issues. Support other … out in house calibrations. Must be comfortable with fault finding work. Produce and maintain production test procedures. Maintain company equipment & asset log. Support for regulatory compliance of products e.g., RoHS, REACH, CMRT, etc. Support engineering with test reports & manufacturing data packs. Support production with technical issues. Support other … of the company's equipment and assets. Ensure proper maintenance and tracking of all equipment and assets. Provide technical support to ensure products meet regulatory compliance requirements. Assist in the preparation and submission of compliance documentation. Collaborate with the engineering team to generate accurate and comprehensive test more »

blockchain technology to join their legal team. The ideal candidate will have experience advising clients on a wide range of crypto-related matters, including regulatory compliance, token offerings, smart contracts, and decentralized finance (DeFi). Responsibilities: Provide legal counsel to clients on matters related to cryptocurrency, blockchain technology … and digital assets. Advise clients on regulatory compliance issues, including securities laws, anti-money laundering (AML) regulations, and tax implications. Draft and review legal documents, including whitepapers, terms of service, privacy policies, and token sale agreements. Assist clients with structuring and launching token offerings, including initial coin offerings … cryptocurrency regulation and industry best practices. Requirements: Strong understanding of cryptocurrency fundamentals, including blockchain technology, consensus mechanisms, and token economics. Experience advising clients on regulatory compliance matters in the cryptocurrency space. Excellent written and verbal communication skills. Ability to work independently and collaboratively in a fast-paced environment. more »

blockchain technology to join their legal team. The ideal candidate will have experience advising clients on a wide range of crypto-related matters, including regulatory compliance, token offerings, smart contracts, and decentralized finance (DeFi). Responsibilities: Provide legal counsel to clients on matters related to cryptocurrency, blockchain technology … and digital assets. Advise clients on regulatory compliance issues, including securities laws, anti-money laundering (AML) regulations, and tax implications. Draft and review legal documents, including whitepapers, terms of service, privacy policies, and token sale agreements. Assist clients with structuring and launching token offerings, including initial coin offerings … cryptocurrency regulation and industry best practices. Requirements: Strong understanding of cryptocurrency fundamentals, including blockchain technology, consensus mechanisms, and token economics. Experience advising clients on regulatory compliance matters in the cryptocurrency space. Excellent written and verbal communication skills. Ability to work independently and collaboratively in a fast-paced environment. more »