51 to 75 of 328 Permanent Regulatory Compliance Jobs in the UK

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and … the wider EU. Ensuring that the business meets and adheres to all regulatory requirements, including but not limited to consumer rights and data protection, impacting the UK & EU. The function is managed by an experienced team working with a phenomenally positive culture. Key Accountabilities/Responsibilities: abreast of relevant … regulations and industry standards, applicable to the retail environment. scanning for future changes in regulations and assess any emerging risk. commercially sound risk based regulatory compliance support and advice to internal stakeholders, relating to (including but not limited to): the Green Claims Directive; Consumer Protection Laws and Regulations more »

Completions & Well Services (DCWS) and Geology & Geophysics (G&G) teams, handling their day-to-day data management needs. Plus, you'll assist in maintaining regulatory compliance by developing and executing NSTA-related procedures. With your attention to detail, you'll ensure document deliverables meet standards, maintain internal registers … support to Geology & Geophysics (G&G) and Drilling, Completions & Well Services (DCWS) Departments re day-to-day subsurface data management queries and requests Support regulatory compliance by assisting in the development and execution of all procedures and specifications relating to NSTA compliance for subsurface data Support the more »

Completions & Well Services (DCWS) and Geology & Geophysics (G&G) teams, handling their day-to-day data management needs. Plus, you'll assist in maintaining regulatory compliance by developing and executing NSTA-related procedures. With your attention to detail, you'll ensure document deliverables meet standards, maintain internal registers … support to Geology & Geophysics (G&G) and Drilling, Completions & Well Services (DCWS) Departments re day-to-day subsurface data management queries and requests Support regulatory compliance by assisting in the development and execution of all procedures and specifications relating to NSTA compliance for subsurface data Support the more »

including managing electronic approval systems and ensuring timely reviews. Version Control: Implementing a robust version control and maintaining accurate versions of documents to ensure compliance with regulatory standards and facilitating updates as required. Quality Compliance: Ensuring documents meet quality standards, regulatory requirements, industry standards and Good … the development and implementation of training programs related to document control processes. Audit Support: Preparing and providing documentation for internal and external audits, ensuring compliance, and addressing audit findings. Electronic Document Management Systems (EDMS): Proficiency in utilizing EDMS for efficient document control and management. Like SAP, Veeva (VQD), COMOS..etc. … document-related processes and changes within the organization. Continuous Improvement: Identifying opportunities for process improvement within the document control system to enhance efficiency and compliance and adherence to best practices. Maintaining the integrity of documentation, ensuring that processes adhere to quality standards and regulatory guidelines. Requirements: High School more »

legal-commercial negotiations: draft and negotiate agreements in relation to our business lines (OTC, liquidity provision, derivatives documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely with the General Counsel and Deputy GC to monitor the legal and regulatory landscapes across jurisdictions; support … financial regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation of decentralised finance and protocols Corporate: support and manage the corporate structure and governance across multiple entities and jurisdictions Disputes and claims: assist the legal team and the business more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint Senior DevOps Consultant - Permanent - Manchester Salary: £70,000 - £80,000 p/a (plus pension contribution, healthcare … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

venture firms, private equity firms, and investment banks that support them. The European Privacy and Cybersecurity team handles intricate data protection, cybersecurity, and digital regulatory matters for leading global companies. Privacy and Cybersecurity Associate London £208-312K plus excellent benefits package. Benefits: In return for your contributions, our … for this role include: Provide comprehensive legal advice and strategic guidance to clients on navigating the complex landscape of data protection, cybersecurity, and digital regulatory compliance Tailor solutions to meet the specific needs of clients across various industries, including financial services, high tech, life sciences, Internet of Things … IoT), social networks, connected mobility, and biotechnologies Stay abreast of evolving UK and EU privacy and data protection laws, as well as emerging digital regulatory frameworks such as the Digital Services Act (DSA), Digital Markets Act (DMA), Artificial Intelligence (AI) Act, and Online Safety Act (OSA) Assist clients in more »

Risk and Compliance Lawyer Guildford/Surrey 3 days working from home Exciting opportunity for an experienced Compliance Lawyer/professional to take on a new Risk & Compliance role for this very well established and forward-thinking private practice law firm. You will currently work in a … Compliance role, and ideally already with experience of working in a law firm environment with all the unique regulatory and compliance requirements and challenges. In this role you will be a key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense a 360o role where you will enjoy being the primary point of contact on more »

an esteemed Board of Directors in London. This pivotal role requires a seasoned professional with extensive expertise in risk & audit, as well as governance & compliance within the financial services sector. The ideal candidate will possess specific experience within a governing function (SMF) and excellent knowledge of PRA/FCA … Director - Key Responsibilities: - Provide strategic guidance and oversight on risk & audit matters, ensuring robust risk management practices and effective internal controls - Advise on governance & compliance frameworks, ensuring alignment with regulatory requirements and industry standards - Participate actively in Board meetings, committees, and discussions, offering valuable insights and perspectives to … support informed decision-making - Collaborate closely with executive leadership to assess and mitigate risks, enhance corporate governance, and strengthen compliance procedures - Stay abreast of regulatory developments, emerging risks, and industry trends, providing proactive guidance on potential implications for the bank Non-Executive Director - You: - Extensive experience at the more »

The role of the QA Compliance Officer is to support governance and compliance of the Pharmaceutical Quality Management System (PQS) at Piramal Grangemouth and maintenance of Regulatory Registrations/Licenses/Certifications. The role will support the site and related functions in maintaining compliance with GxP … UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual will have support key quality system elements and compliance improvements, working closely with relevant stakeholders on site. Role •Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits … Self-Inspections, Vendor Audits, Customer Audits). •Support updates to regulatory agency registrations as applicable. •Support tracking of site compliance commitments and follow up actions. •Working with the wider site functions to drive down out of compliance events and implement quality improvements •Support and track regulatory more »

London Salary: £80,000 - £110,000 per annum Schedule: Monday to Friday Job Description: Company Secretary will play a pivotal role in ensuring legal compliance, corporate governance, and regulatory adherence within the financial services sector. The ideal candidate will possess a deep understanding of legal and regulatory … all relevant laws, FCA regulations, and industry standards governing the financial services sector. Oversee corporate governance matters, including board meetings, annual general meetings, and compliance with corporate governance codes and best practices. Manage all company secretarial responsibilities, such as maintaining statutory registers, filing annual returns, and ensuring timely submission … of regulatory documents. Draft, review, and negotiate contracts and agreements with clients, vendors, and stakeholders to ensure legal compliance and mitigate risks. Identify legal risks and develop strategies to mitigate them, including the implementation of compliance policies and procedures. Act as the primary contact for regulatory more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK … Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding more »

motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible for monitoring trading activities, ensuring compliance with regulatory requirements, and detecting any suspicious or fraudulent behaviour within their trading operations. Responsibilities: Conduct real-time monitoring of trading activities to … potential market abuse, insider trading, and other illicit activities. Analyze trading patterns, volumes, and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and … management teams to address any issues or concerns related to trade surveillance. Generate reports on suspicious activities or potential breaches for internal stakeholders and regulatory authorities as required. Utilize surveillance software and data analytics tools to enhance surveillance capabilities and improve efficiency. Participate in the development and implementation of more »

Oversee the implementation, configuration, and maintenance of enterprise-wide information systems, such as ERP, CRM, and database management systems. Ensure data integrity, security, and compliance with regulatory requirements (e.g., GDPR, HIPAA). Security and Compliance: Develop and enforce IT security policies, procedures, and best practices to protect … that drive efficiency and competitive advantage. Vendor Management: Evaluate and negotiate contracts with third-party vendors and service providers. Monitor vendor performance and ensure compliance with service level agreements (SLAs). User Support and Training: Provide technical support and troubleshooting assistance to end-users. Develop and deliver training programs … in a leadership role. Strong knowledge of network administration, systems integration, and cloud computing technologies. Familiarity with IT security protocols, risk management frameworks, and regulatory compliance standards. Excellent communication skills, with the ability to convey technical concepts to non-technical stakeholders. Strong analytical and problem-solving abilities, with more »

trends, developments, and best practices in ERP systems and related technologies. Willingness to pursue relevant certifications and training programs to enhance skills and knowledge. Regulatory Compliance and Security: Knowledge of regulatory requirements and compliance standards relevant to the organisation's industry, ensuring ERP system configurations adhere more »

Management: • Implement and monitor security protocols to protect the fund’s data and systems from cyber threats. • Develop strategies to mitigate technological risks, ensuring compliance with financial and data protection regulations. Collaboration and Communication: • Work closely with other department heads such as trading, research, and operations to ensure technology … budget, ensuring optimal allocation of resources for maximum return on investment. • Oversee the procurement of technological equipment and software, ensuring cost[1]effectiveness and compliance with industry standards. Regulatory Compliance : • Stay updated with relevant financial and technology regulations. • Ensure all technology practices adhere to regulatory requirements … to avoid legal and compliance issues. Innovation and Research: • Foster a culture of innovation within the technology team to explore new ideas and technologies that could benefit the hedge fund. • Keep abreast of industry trends and technological advancements to maintain a competitive edge in the market. Required Qualifications • Bachelor more »

Security Management Systems (CSMS) aligned with the ISA 62443-2-1 standard customised for client-specific industrial automation and control system requirements. clients through compliance with regulatory standards such as the NIS Regulations, ensuring all activities adhere to relevant laws, regulations, and industry guidelines. comprehensive security assessments, including … Operating Models, supporting clients in establishing a clear security mandate and governance framework for strategic security transformation. as the Subject Matter Expert (SME) for regulatory compliance, liaising with UK competent authorities such as OFGEM (gas and electricity), OFWAT (water), HSE (oil and gas operations), ONR (nuclear), and ORR … Clear experience of implementing the ISA/IEC 62443 suite of standards, especially ISA-62443-2-1 and ANSI/ISA-62443-3-3 Compliance: Advanced knowledge in guiding clients through the maze of regulatory standards, such as the NIS Regulations, with a solid foundation knowledge in relevant more »

Job Title: Security Compliance Analyst Location: London Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the highest … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal … systems meet stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements more »

Job Title: Security Compliance Analyst Location: Birmingham (hybrid) Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the … highest regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our … internal systems meet stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. more »

Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a … professional to ensure the company operates within legal and ethical boundaries. Your new role As a Compliance Manager, you will ensure the organisation adheres to legal standards, industry regulations, and internal policies. Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and … implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. Collaborate with legal, risk management, and business units. Prepare reports for senior management and more »

you passionate about safeguarding critical information assets in the fast-paced realm of engineering and technology? Do you thrive on the challenge of ensuring compliance within the intricate landscape of pharmaceutical research? If so, we have the perfect opportunity for you!Overview:As a Information Security Manager, you will … play a pivotal role in fortifying my clients defenses and upholding regulatory compliance across their operations in the US, UK, and Europe. You'll work independently to champion and enforce best practice inline with policies and frameworks. Responsibilities:Governance, Risk, and Compliance (GRC): Lead the development and … implementation of robust information security policies, procedures, and controls to ensure compliance with industry standards and regulations.Risk Management: Identify, assess, and mitigate information security risks across all facets of our business operations, with a focus on safeguarding sensitive data and intellectual property.Security Operations: Oversee the day-to-day management more »

Assurance Manager to join our team, based at our site outside of Cardiff.As Quality Assurance Manager, you will play a pivotal role in ensuring compliance with quality standards, maintaining our quality management system, and driving continuous improvement in quality practices across the organisation.The role of Quality Assurance Manager is … provide to our customers, meet consistent standards and adhere to quality requirements.Responsibilities will include:Overseeing all aspects of quality assurance for the site, ensuring compliance with regulatory requirements.Developing and maintaining an internal audit program covering regulatory compliance and quality assurance.Collaborating with cross-functional teams to identify more »