1 to 25 of 323 Regulatory Compliance Jobs in the UK

The Manager, Global Aggregate Reports Quality and Compliance is an integral member of the Global Aggregate Report office and PV Writing Organization. The position holder responsibility includes the entire CSL product portfolio and development pipeline. Be one of the first applicants, read the complete overview of the role below … then send your application for consideration. Responsibilities include: - Acts as a Regulatory Intelligence Triage Manager, responsible for driving initial assessment of regulatory changes related to Safety Sciences in alignment with functional Leads (e.g., Signal detection processes, aggregate reporting processes and templates, literature surveillance) based on comprehensive review of … the GRIP process. Coordinates the Aggregate Reports Quality Review Board and overseeing Aggregate report KPIs across CSL business units. The authoring of high quality regulatory required aggregate reports including scientific analysis and presentation of safety data which is a key contribution for successful product registrations. Acts as a Regulatory more »

across different offices and locations, collaborate seamlessly to deliver end-to-end software solutions on-time and within budget, all while upholding our stringent compliance and regulatory standards. Your responsibilities include meticulously planning and executing projects, monitoring compliance with relevant regulations, facilitating communication between teams, managing risks … project scope, goals, and deliverables. Detailed project schedules with resource allocation. Project progress and ensure that projects are executed on-time and within budget. Regulatory Compliance: Up to date with industry-specific regulations and compliance requirements. Closely with legal and compliance teams to ensure projects adhere … to relevant regulations. Compliance and audits throughout the project lifecycle. Cross-functional Collaboration: Collaborate with project teams across different offices and locations. As a bridge between teams to ensure effective communication and alignment. A culture of collaboration and shared accountability. Risk Management: Potential project risks and develop mitigation plans. more »

Design, Maintenance, Production and Training approvals for Part 21, 21G, 145, 147, CAMO and BCAR Develop and maintain risk-based audit plan and ensure regulatory compliance Maintain Quality Management documentation, keep handbooks up to date and ensure training records & authorisations/permits are kept up to date Person … Manager Excellent knowledge of Civil and Military aviation Design, Production and Maintenance Trained Lead Auditor Qualifications Formal Aviation Safety & Quality qualifications Civil and Military Regulatory Training (CAA, EASA 145, CAMO, Part 21/21G, Part 147) Must be eligible for SC Clearance Tags Aviation Safety, Aviation Quality, CAA, EASA more »

drive profitability and competitiveness. This role requires a strong understanding of actuarial principles, advanced analytical skills, and proven leadership capabilities. Pricing Strategy Data Strategy Regulatory Compliance Experience & Skills: Bachelor's degree in Actuarial Science, Mathematics, Statistics, or a related field. Master's degree or actuarial credentials (FCAS, ACAS … Excellent communication, presentation, and stakeholder management skills Proven leadership experience, with the ability to inspire and motivate a team to achieve results Knowledge of regulatory requirements and compliance considerations in insurance pricing Experience with machine learning and predictive modelling techniques is a plus more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

Employee contributions Remote Working PerkBox Private Medical Insurance Life Assurance Plus more! Key Responsibilities Develop and implement comprehensive quality assurances strategies to ensure compliance with aviation regulations, industry standards, and company policies. Establish and maintain quality standards, procedures, and processes for aircraft maintenance, operations, and related services. Provide support … and training to ensure adherence to quality standards and regulatory requirements. Design implement, and oversee quality assurances programs, including audits and inspections. Coordinate with regulatory authorities, industry organisations, and stakeholders to stay updated on changes in aviation regulations, standards, and best practice. Collaborate with cross-functional teams, including … improvements. Develop and maintain KPIs and metrics to measure quality performance and track progress towards quality objectives. Conduct internal and external audits to assess compliance with aviation regulations, quality standards, and company procedures. Investigate quality incidents, safety occurrences, and customer complaints, and implement corrective and preventive actions as necessary. more »

an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This … existing regulation and reporting through to internal Committees for the purposes of oversight. Support the business through the provision of timely and outcomes-focussed regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time. Assist on compliance monitoring reviews as assigned by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the design and operational effectiveness of regulatory controls, report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure. Assist more »

and APAC to provide advice and support, predominantly for the UK and Ireland Assess projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments. Support the maintenance and enhancement of the Global Privacy Program within the … region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements. Supports the region’s DPOs with all aspects of their regulatory tasks, representing and deputising for them as required. Works closely with business areas to identify, document and track their privacy risks and recommends actions … to develop and maintain its Record of Processing Activities. Assesses and reports on the privacy maturity of individual business areas, including by partnering with Compliance teams to support the delivery of the privacy aspects of the Regulatory Compliance Management program. Skills/Experience Required Demonstrable privacy background more »

sector, including many of the world’s leading banks, focused on supporting mission-critical systems as well as helping them to achieve and maintain regulatory compliance. more »

clear project milestones and success criteria. the analysis requirements from stakeholders to ensure that Collibra is aligned with the Programmes data governance objectives and regulatory compliance standards. the configuration of Collibra workflows, data models, dashboards, and reports to meet the specific programme needs. Own the testing and quality more »

decision-making, and asset management practices. ESG Risk Management: Identify, assess, and mitigate ESG-related risks across infrastructure investments, including climate change, social impact, regulatory compliance, and reputational risks. Stakeholder Engagement: Engage with investors, regulators, industry stakeholders, and community representatives to enhance transparency, disclosure, and accountability regarding ESG … communicate our ESG performance to internal and external stakeholders, including investors, regulators, and industry bodies. Stay Abreast of ESG Trends: Monitor global ESG trends, regulatory developments, and industry initiatives relevant to infrastructure investments, and incorporate emerging best practices into our ESG strategy and processes. Qualifications: Bachelor's degree in … sustainable investing, or related fields, with a focus on infrastructure or asset management. Strong understanding of ESG frameworks, standards (e.g., GRI, SASB, TCFD), and regulatory requirements applicable to infrastructure investments. Proven track record of successfully integrating ESG considerations into investment decision-making processes and portfolio management practices. Excellent communication more »

based pricing recommendations or underwriting decisions to help deliver continual improvement to the B2C products, always with a lens on the customer and on regulatory compliance. Maintaining our Underwriting performance, efficiently growing our business and improving our pricing through the use of models and data is key to what … problem-solving skills (Radar, SQL and Excel skills in particular are useful) Effective management of stakeholders across the business Ability to understand and mitigate regulatory and performance risks What you’ll get for this role: Our purpose - with you today, for a better tomorrow – is a promise we make more »

legal-commercial negotiations: draft and negotiate agreements in relation to our business lines (OTC, liquidity provision, derivatives documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely with the General Counsel and Deputy GC to monitor the legal and regulatory landscapes across jurisdictions; support … financial regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation of decentralised finance and protocols Corporate: support and manage the corporate structure and governance across multiple entities and jurisdictions Disputes and claims: assist the legal team and the business more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible for monitoring trading activities, ensuring compliance with regulatory requirements, and detecting any suspicious or fraudulent behaviour within their trading operations. Responsibilities: Conduct real-time monitoring of trading activities to … potential market abuse, insider trading, and other illicit activities. Analyze trading patterns, volumes, and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and … management teams to address any issues or concerns related to trade surveillance. Generate reports on suspicious activities or potential breaches for internal stakeholders and regulatory authorities as required. Utilize surveillance software and data analytics tools to enhance surveillance capabilities and improve efficiency. Participate in the development and implementation of more »

the North Yorkshire area. As the Study Manager Team Lead you will be responsible for directly line managing a team of Study Managers for regulatory and non-regulatory small molecule bioanalytical studies. KEY DUTIES AND RESPONSIBILITIES: Your duties as the Study Manager Team Lead will be varied however … and practical experience using LC-MS/MS. Key Words: Small Molecule | Study Manager | Team Lead | Bioanalysis | GLP | GCP | Method Development | Validation | Sample Analysis | Regulatory Compliance | LC-MS/MS Hyper Recruitment Solutions Ltd (HRS) is an Equal Opportunities employer who are certified by Investors in People for more »

/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a standard that the client is able to adopt Identifying, driving and leading the development of new content when necessary for clients … Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to person for additional support and guidance on regulation/client queries Ownership of any reportees; inclusive of personal development more »

Care journey Ensuring all Preventive Maintenance, Inspections & repairs are completed within set deadlines Ensure world class standards in the warehouse (Security, Health and Safety, Regulatory compliance & Housekeeping) Development of strong relationships with key stakeholders to ensure service is meeting expectations and ensuring the engineering team is providing world more »

sector, including many of the world’s leading banks, focused on supporting mission-critical systems as well as helping them to achieve and maintain regulatory compliance. more »

on a 3 month fixed term contract. You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation. Excellent communication skills are essential, as you will be required to provide verbal and … This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives. ***This role is based onsite at our London Liverpool Street office 5 days per week*** ROLE AND RESPONSIBILITIES Assist in reducing financial crime … and supporting the business to ensure the existence of a strong risk culture with robust supporting systems and controls. Keep up to date with regulatory requirements around Anti Money Laundering, Bribery and Corruption, Financial Crime including Market abuse and Insider Dealing, Countering the Financing of Terrorism and Financial Sanctions. more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

models Investigation of existing methodologies and development of new methodologies to meet business requirements. Support the development of new processes to improve efficiency or regulatory compliance. Communicate model output and changes to key stakeholders and to governance committees as required. Support business partners in Actuarial or Finance with uses … other areas of the model to meet timelines in the delivery of model changes, documentation and capital solutions for Major Model Changes and other regulatory filings. Ensure logs, reports and documentation are maintained and available for use/review by both internal and external parties. Support the coordination of more »

civil flying programmes, training and major aircraft upgrades. Reporting into the Fleet Engineering Quality & Safety Assurance Manager, you will work as part of the Compliance team and will support the implementation and management of all aspects relating to Quality and Safety Management Systems and Airworthiness Review functions in the … Fleet Engineering Department, including the CAA and MAA Part 145 and Part CAMO requirements. The role includes conducting Airworthiness Reviews, supporting the maintenance of regulatory approvals, active participation in quality oversight, audits, engineer authorisations, risk assessments, hazard analysis and supporting improvement action. This will include interfacing with other focal … will be a hybrid working role- 2 days per week in the office and 3 days per week from home. Main Responsibilities: To hold regulatory accountability for the performance of Airworthiness Reviews across the fleet of aircraft. In conjunction with audits and engineers authorisations, operate in a mode of more »

registers. Desk-based supplier risk assessments. Effective communication to all key stakeholders in order to sustain relationships between Application, Infrastructure and Technology Risk. With compliance, operational risk, audit and legal counsel to understand corporate requirements related to security and regulatory compliance, and map those requirements to current … metrics to facilitate reporting and decision making. Identify metrics and produce risk reports for stakeholders notifying them on key risks, incidents progress and status. Compliance with existing laws and regulations and ensure a secure IT Environment. The IT Risk Governance forum through running meetings, preparing packs and reporting. Experience more »

Develop methods of analysis in order to deliver fully validated assays • Coordinate analytical studies from client onboarding to final reporting with accountability for the regulatory compliance and scientific integrity of the study. • Perform and supervise the processing of samples using Immunoassay techniques • Document procedures undertaken and apply QC more »