1 to 25 of 124 Regulatory Compliance Jobs with Remote Work Options

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis … and Interpretation: Stay updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment more »

Regulatory/Product Stewardship Advisor c£30-50k +Bonus Benefits South East ABJ6649a Permanent As Regulatory/Product Stewardship Advisor (and a high-level science graduate) you will join a Product Stewardship & Regulatory and Compliance team for a global organisation.The product stewardship team is about … and final disposal. As Product Stewardship Advisor with a background in chemicals you will be experienced in understanding chemical regulations and translating them into compliance systems and assessing their implications on operations and product supply As product Stewardship advisor you will has primary responsibility for monitoring and maintaining chemical … regulatory compliance mainly in the EMEA region. Open to a Hybrid Worker Key Responsibilities Accountability for maintaining chemical regulatory compliance in the EMEA countries as allocated Responsibility for completing regulatory notification & reporting requirements in designated countries (e.g. nanomaterials, EU PIC, WGK nominations, EU REACH, emerging more »

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led startup … s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external more »

The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The role reports into their … Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate Institutional clients that need FX solutions. The … working culture, invest a lot of money into technology and automation. Our client is looking for someone who has a strong all round “Generalist Compliance” experience, but with particular leaning towards “Regulatory Compliance”, so for example all Regulatory experience working in a MiFID firm and Payment more »

Position: Skills Coach - Regulatory Compliance Officer (RCO) Salary: £36,000 - £43,000 per annum Remote role About the Role: Are you passionate about guiding learners to success in Regulatory Compliance programs? We're seeking skilled professionals to join us as Skills Coaches. Your role involves mentoring … learners, facilitating interactive sessions, and adapting learning plans to meet their needs. If you have regulatory compliance expertise and a dedication to exceptional customer experiences, apply now! Key Responsibilities: Mentor learners to achieve program goals. Facilitate interactive learning sessions. Customise learning plans for individuals. Utilise digital technologies for … engagement. Liaise with employers and agencies. Ensure compliance with regulatory standards. Requirements: GCSE English and Maths (A-C) or equivalent. Level 4+ Law Enforcement qualification. Level 3 Award in Education & Training or willingness to acquire. Experience in coaching and digital learning delivery. Strong communication and organisational skills. If more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Overview: Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare materials for regulatory interactions. In addition, provide assessment and oversight of regulatory compliance within IT. This is a hybrid role in Raleigh, NC. Responsibilities: Support Regulatory Exams: Responsible for supporting exams performed by primary regulators, in consultation with Regulatory Relations and stakeholders in IT. Supports preparation of materials, preparing speakers, review of content, capture of meeting notes, monitoring follow-ups. … Regulatory Presentations: Responsible for developing materials for periodic OGS/OGM meetings with regulators in consultation with stakeholders across IT. Evaluating Risk Assessments: Responsible for evaluating risk assessments performed by control management team to evaluate potential risks or concerns prior to the onset of a regulatory exam. Evaluating more »

Head of Risk and Compliance About us Our rapidly growing fintech customer are transforming the private capital markets. With deep regulatory knowledge and cutting-edge technology, they have enabled frictionless asset creation and transferability across the digitisation of all assets. Their technology is already being used by some … of the largest institutions in the world, such as the Johannesburg Stock Exchange and Nomura/Instinet. The role As a regulated business, compliance is not only mandated by regulatory bodies, it is also key to business success. The business are currently regulated by the FCA in the … UK, however they are seeking additional regulatory authorisation in other markets including the EU and North America. Due to an exciting and sustained period of growth and future expansion, we’re looking for a talented Head of Risk and Compliance to join the team and build on great more »

Depending on skills and experience) Package includes: Equipment, Excellent holiday entitlement, Pension, healthcare + much more! Type: Full time, Permanent Are you a Regulatory Compliance Expert with a passion for training and development? KM are delighted to be recruiting for a Trainee OR Qualified Apprenticeship Assessor opportunity, where … towards their Level 4 RCO qualifications. Criteria to apply; Must hold own Level 4 qualification or above in any of the following: Law Enforcement; Compliance; Lead Auditor. Candidates must have experience of working within an accredited environment as either a Senior Investigator (local/central government) or as a … Senior Compliance Officer/Senior Auditor. Ideallyhold a recognised Teaching qualification at Level 3 (PTLLS/AET) OR Assessor Award (TAQA/CAVA/A1/D32/D33). Happy to work remotely/online and plan own diary. Happy to deliver and support learners with Maths, English more »

you passionate about safeguarding critical information assets in the fast-paced realm of engineering and technology? Do you thrive on the challenge of ensuring compliance within the intricate landscape of pharmaceutical research? If so, we have the perfect opportunity for you! Overview: As a Information Security Manager, you will … play a pivotal role in fortifying my clients defenses and upholding regulatory compliance across their operations in the US, UK, and Europe. You'll work independently to champion and enforce best practice inline with policies and frameworks. Responsibilities: Governance, Risk, and Compliance (GRC): Lead the development and … implementation of robust information security policies, procedures, and controls to ensure compliance with industry standards and regulations. Risk Management: Identify, assess, and mitigate information security risks across all facets of our business operations, with a focus on safeguarding sensitive data and intellectual property. Security Operations: Oversee the day-to more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

the Accent team. At Accent we believe everyone has the right to a safe, secure and warm place to call home. Were looking forAsset& Compliance Administration Managerto join ourteam. About the role and person: 35 hours per week Permanent Ensuring the safety of our customers in their homes is … a key priority for Accent. As our Asset & Compliance Administration Manager your focus will be leading the team in a concise and structured fashion to ensure that processes and interactions aid the delivery of Customer Safety and planned maintenance. Your role will undertake a proactive approach to zero tolerance … on Customer Safety and you'll ensure all aspects of customer safety/compliance are maintained, while supporting the delivery and completion of planned maintenance programmes. It's an exciting time to join us as changes in legislation mean that you'll be actively involved in improving our processes more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »