for a compliance and MLRO for a European banking institution. You will be experienced within a MiFID II environment and have have exposure to AML, ABC & Sanctions. Ideally you will have held SMF16/17 status previously although this is not essential. Experience of implementing robust risk management and compliance more »
Management and Payments London/Hybrid £85,000 per annum I am looking for experienced financial crime professionals with specific exposure to issues around AML, Sanctions, ABC & CTF. Exposure to banking, wealth management and the payments industry would be very helpful, as would experience of working in a client facing more »
risk indicators i.e. FATF, Transparency index, and making changes required to reflect the increased or decreased risk associated with particular jurisdictions. Annual review of AML risk assessment and financial crime framework to identify new threats and potential impact to the business, implementing appropriate controls and procedures to mitigate the risks. … of comments and where appropriate changes/introduction of enhancements. Lead the Bank's implementation and periodic review of the suite of financial crime, AML/KYC, anti-bribery and corruption policies and procedures. Ensure customers are classified correctly for AML risk and appropriate due diligence is carried … discharge satisfactorily their responsibilities in combating moneylaundering, terrorism finance and fraud. Provide guidance to senior management and staff on AML best practice, with reference to FCA handbook and JMLSG. Act as Nominated Officer ensuring the Bank meets its legal obligations in reporting suspicious account activity more »
a temporary basis, to help conduct and manage the risk management procedures in accordance with regulatory and statutory requirements/guidelines and the firms AML, sanctions and associated policies, including onboarding and ongoing monitoring of new and existing cases. Expected assignment, 3-months. You will be responsible for conducting/… managing AML governance, controls and procedures in accordance with LSAG and FATF guidance/policies, including conflict checks, sanctions checks, KYC/CDD/EDD procedures, risk assessments, training, record keeping and ongoing monitoring. Duties include: Conducting conflict searches, research and analysis for all new matters to identify any conflicts … gathering CDD (Customer Due Diligence) and in appropriate matters EDD (Enhanced Due Diligence) documentation. Conducting and recording outcomes of searches and analysis related to AML and sanctions using the resources available from external providers (eg LSEG World-Check) and carrying out, assessing, reporting and recording adverse media searches. Assessing change more »
sector, with a focus on retail banking, deposit-taking, payments, FinTech, or similar areas within financial services Previous experience in a senior compliance and AML role or as a Deputy Head of Compliance & DMLRO Demonstrated understanding of industry best practices and regulatory frameworks Confidence in making decisions and working independently … risk from various sources Thorough knowledge of the FCA Rulebook, including Consumer Duty, BCOBs, Payments Regulation Essential familiarity with JMLSG and FCA rules regarding AML/CTF Relevant industry certifications such as ACAMS/ICA are essential Job Requirements As the organisation operates in an FCA-regulated financial environment, they more »
understanding of data governance, data quality, metadata, profiling, analysis, and data management tools. Solid knowledge and expertise in Financial Crime - AntiMoneyLaundering/Combating the Financing of Terrorism (AML/CFT) space. (Must Have) Knowledge of the Sanctions framework, requirements and processes. Exposure … to Collibra and other data governance tools Please send your CV only if you have worked in Sanctions, AML or Financial Crime in the Data Governance space. Please click here to find out more about our Key Information Documents. Please note that the documents provided contain generic information. If we more »
City Of London, England, United Kingdom Hybrid / WFH Options
DA Financial Trading Recruitment
to £65k basic plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must be working in a similar Compliance/AML/KYC role within the FX/CFD Trading industry to be considered for the role. Key Responsibilities: Utilise your expertise in forex compliance matters … to enforce organisation standards, policies, and procedures. Demonstrate a strong understanding of relevant regulations, particularly AML/KYC requirements. Assist in recommending regulations, policies, and procedures to enhance effectiveness and productivity. Review, enhance, and design policies and procedures to ensure compliance with regulations in the jurisdiction we operate. Prepare quarterly … Compliance Reports to ensure transparency and accountability. Person Specification: Compliance/AML/KYC experience within the FX Trading industry. Strong knowledge of relevant regulations, with a focus on AML/KYC review and documentation. Proven ability to enforce organisational standards effectively. more »
