1 to 25 of 419 Regulatory Compliance Jobs in London

oriented tech companies that embed financing in their customer journeys, and we are building the solutions that will power that future. The Role: The Regulatory Compliance Manager will be a key figure in ensuring YouLend maintains a robust regulatory compliance framework. Reporting directly to the Head … of Regulatory Compliance this role will focus on enhancing compliance processes, monitoring regulatory risks, and ensuring adherence to FCA, EU, and global standards as we pursue additional regulatory authorisations. This role offers an exciting opportunity for an experienced compliance professional to play a pivotal … role in helping to shape our regulatory compliance framework and support YouLend with future expansion plans. Regulatory Compliance Framework - Contribute to the maturity of the regulatory compliance strategy and framework, ensuring there is a consistent and scalable approach to 'compliance' across training, policies More ❯

We're looking for a UK HEAD OF REGULATORY COMPLIANCE The UK Head of Regulatory Compliance will be a strategic and hands-on senior member of the team responsible for ensuring iwoca's compliance with all applicable regulatory requirements, fostering a strong culture of … compliance, and serving as a trusted advisor to senior stakeholders. In your first 12 months, you will be instrumental in iwoca obtaining a UK payments authorisation. Reporting to the Head of Legal this role is vital in ensuring that iwoca understands and adheres to regulatory standards. About us … approval process. Ensuring that internal stakeholders contribute to the application so that our representations to the FCA accurately reflect our plans. Possibility of future regulatory applications on behalf of iwoca in the UK and Germany, and any other jurisdiction we operate in. Regulatory Compliance management: Oversee iwoca More ❯

Department environment The Compliance team is a collaborative and high energy group of driven and intellectually curious professionals. We take our work but not ourselves incredibly seriously, tackling novel issues and supporting the business with focus, precision, and relentless good humour. We know and support each other deeply as … we have team members - diversity on all levels is deeply valued. Key Responsibilities of the role Copper is looking for a skilled and collaborative Regulatory Compliance Manager to join our growing digital assets infrastructure business. The role holder will be deputy to the Regulatory Compliance Director … supporting and advising 1 st and 2 nd line teams in the UK and Internationally. As a committed and experienced Regulatory Compliance Manager, you will align and operationalise local policies and procedures as required in support of the wider systems, controls and responsibilities of the Regulatory Compliance More ❯

in the industry from an A+ rated insurer, positioning the firm as the partner of choice for institutions seeking to safeguard their assets. The Compliance team is a collaborative and high energy group of driven and intellectually curious professionals. We take our work but not ourselves incredibly seriously, tackling … we have team members - diversity on all levels is deeply valued. Key Responsibilities of the role Copper is looking for a skilled and collaborative Regulatory Compliance Manager to join our growing digital assets infrastructure business. The role holder will be deputy to the Regulatory Compliance Director … supporting and advising 1st and 2nd line teams in the UK and Internationally. As a committed and experienced Regulatory Compliance Manager, you will align and operationalise local policies and procedures as required in support of the wider systems, controls and responsibilities of the Regulatory Compliance Director. More ❯

our 4 key businesses: Alipay+, Antom, WorldFirst, and ANEXT Bank. Based in London, this individual will be part of a growing and dynamic EMEA Compliance team supporting World First/Ant International business. The ideal candidate will be a detail-oriented, hard-working, confident self-starter & team leader with … strong interpersonal, management, and organizational skills, experienced in regulatory compliance in the payments or financial services industry, and with a demonstrable ability to effectively and proactively engage and partner with the business in a fast-paced and engaging environment. The person for this position will work closely with … focal point within the World First business and other Ant International business units for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regulatory compliance risks are adequately More ❯

of the future. If you're ready to do the most ambitious work of your career, join us. About the team The Legal, Risk & Compliance (LRC) team at Airwallex is a collaborative group of legal minds and risk management experts. We're passionate about safeguarding Airwallex's operations, fostering … a culture of compliance and ethical conduct, and ensuring we navigate the global financial landscape with integrity. We provide expert guidance and support to all areas of the business, proactively identifying, mitigating, and managing legal and financial risks. What you'll do This is a perfect opportunity for an … ambitious candidate looking to build out and enhance the global regulatory compliance strategy and 2LoD function of a rapidly scaling global Fintech. You'll implement tools, systems and processes to enhance our current compliance programs, and develop compliance monitoring programs for global payments licensing infrastructure, our More ❯

Senior Regulatory Compliance Manager and UK MLRO London, England, United Kingdom Join the Web3 revolution at Ramp Network! A few words about us At Ramp Network, we provide a powerful fiat crypto toolkit that enables anyone - from established brands to blockchain pioneers - to easily onboard their next million … to join us on our quest to become a world-leading Web3 organisation. What you will be doing We're looking for a Senior Regulatory Compliance Manager and Money Laundering Reporting Officer (MLRO) to join our UK team, based out of our London office. You will play a … key role in collaborating with our Head of Compliance (US) and Head of Compliance (Ireland) in overseeing our global regulatory compliance programme, with a specific focus on financial crime and UK regulatory obligations. This is a second line of defence role reporting to the Chief More ❯

What's the role Reporting to the Head of Compliance Strategy and Delivery, the Senior Analyst Compliance Strategy & Delivery is a member of the Strategy & Delivery team within T&S Compliance. The T&S Compliance Strategy & Delivery team is responsible for: Developing, implementing and regularly reviewing T … S Compliance LOD2 strategies, goals and priorities (including the T&S Compliance data and technology strategy and its supporting IT roadmap, the T&S Compliance communications strategy and related annual plan, and Compliance Leadership Team governance) to align with T&S business strategy and developments within … T&S Compliance, and to ensure T&S' regulated businesses are able to meet their regulatory obligations. Financial planning and reporting across T&S Compliance. Delivering all LOD2 projects and strategic initiatives to enhance to the overall T&S Compliance Framework, including projects to: continually review and More ❯

open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description: The Global Compliance Department is responsible for overseeing regulatory compliance across TD Bank Group in accordance with the Global Compliance Operating Framework. The team … is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the status … of Compliance to the Board and Senior Management, as needed, and providing objective guidance and effective challenge. Reporting Line and Level The role will report to Natalie Murray, Managing Director, Global Initiatives Lead, TDS Global Compliance. This is a Level 10 role and is based in London. Job Description More ❯

Chief Compliance Officer - MLRO Fidelity Digital Assets, Ltd. (m f x) London The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. has a significant role in protecting the interests of the Fidelity organisation and its clients. The individual will oversee, develop, and implement programmes … to support FDA Ltd's compliance with the FCA rules. This includes creating, monitoring, and reviewing policies, procedures, and systems to ensure compliance and minimise risks. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring … for regulatory changes and industry trends, and overall development of an effective compliance programme. As Head of AML/CFT for FDA Ltd., responsibilities include development and implementation of an effective anti-money laundering and counter terrorist financing compliance program and acting as the MLRO. This individual More ❯

YOUR IMPACT We are looking for an Analyst who is passionate about risk and controls and can be a part of the GBM Regulatory Controls team, providing assurance for non-financial regulatory compliance and monitoring functions. OUR IMPACT GBM Regulatory Controls supports the objectives of Regulatory Operations by overseeing the control design, control enhancements, and control framework of non-financial regulatory reporting obligations. This provides essential transparency into financial markets and reduces systematic risk. GBM Regulatory Controls provides assurance for the completeness, accuracy, and timeliness of regulatory submissions through control assessments, data … testing, control gap identification, and control enhancements. GBM Regulatory Controls Mission Statement To drive improvement in the control framework for Non-financial Regulatory Reporting through the application of control assessments, utilization of business intelligence tools, and control framework uplift. The GBM Regulatory Controls team offers specialist skill More ❯

institutions solve complex payment needs in every major economy. As we continue to scale our global business, we are looking for an experienced Chief Compliance Officer (CCO) to join our leadership team in the UK. OVERALL PURPOSE The CCO will be a key strategic business partner, playing a pivotal … role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our … partners. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operations and driving a compliance-first culture that enhances our ability to innovate and scale. The successful candidate will balance high-level oversight with hands More ❯

institutions solve complex payment needs in every major economy. As we continue to scale our global business, we are looking for an experienced Chief Compliance Officer (CCO) to join our leadership team in the UK. OVERALL PURPOSE The CCO will be a key strategic business partner, playing a pivotal … role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our … partners. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operations and driving a compliance-first culture that enhances our ability to innovate and scale. The successful candidate will balance high-level oversight with hands More ❯

a simple, flexible, and scalable platform. How will you add to the OpenPayd journey? Conduct regular reviews and assessments to identify and address any compliance issues promptly; Assist in responding to compliance queries and managing regulatory investigations or reviews; Stay abreast of changes in UK and EU … regulations and communicate relevant updates on potential impacts to internal stakeholders; Assist in regulatory reporting, ensuring timely submission of reports to the FCA and other relevant authorities; Collaborate with internal teams to gather necessary data and ensure completeness and accuracy in reporting; Work closely with the legal and global … compliance team to develop and update internal policies and procedures in line with regulatory updates; Ensure that all employees are aware of and adhere to compliance policies; Conduct risk assessments to identify and mitigate potential compliance risks; Develop and implement strategies to minimize the company's More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a … globally recognized brand at the forefront of Regulatory Technology. Our industry-leading SaaS solutions are trusted by the world's top financial institutions globally. In 2024, we achieved over 50% growth, both organically and through two strategic acquisitions. We're a fast-paced, high-performing team that thrives on … With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory More ❯

Ads Job ID: Amazon Online UK Limited - D17 At Amazon Advertising, we're at the forefront of innovation in privacy-first advertising solutions and regulatory-compliant identity frameworks. We're seeking a Principal GTM Lead to join our Product Sales Specialist (PSS) organization focused on Addressability and Privacy. This … You'll bridge the crucial gap between market needs and product development, ensuring our customers understand how our solutions meet both business objectives and regulatory requirements across global markets. Key Job Responsibilities Drive the global Addressability and Privacy sales strategy by serving as the primary liaison between Product organizations … and global sales teams, with particular emphasis on EU privacy compliance and data protection requirements. Develop and implement comprehensive GTM strategies that address varied regulatory requirements across regions. Partner with other GTM teams to create and maintain sales enablement frameworks that help teams articulate our privacy-first approach More ❯

AdTech Go-To-Market Specialist, Amazon Ads DESCRIPTION At Amazon Advertising, we're at the forefront of innovation in privacy-first advertising solutions and regulatory-compliant identity frameworks. We're seeking a Principal GTM Lead to join our Product Sales Specialist (PSS) organization focused on Addressability and Privacy. This … You'll bridge the crucial gap between market needs and product development, ensuring our customers understand how our solutions meet both business objectives and regulatory requirements across global markets. Key job responsibilities: Drive the global Addressability and Privacy sales strategy by serving as the primary liaison between Product organizations … and global sales teams, with particular emphasis on EU privacy compliance and data protection requirements. Develop and implement comprehensive GTM strategies that address varied regulatory requirements across regions. Partner with other GTM teams to create and maintain sales enablement frameworks that help teams articulate our privacy-first approach More ❯

commerce merchants, and international businesses. As part of the PanPay Group, our mission is to build a modern, cross-border financial platform grounded in regulatory integrity and operational transparency. The UK team plays a key role in our governance, financial oversight, and strategic development. ⸻ Position Overview We are seeking … proactive and detail-oriented Financial Manager to lead the financial operations of our UK entity. This role will be instrumental in ensuring financial accuracy, regulatory compliance, and operational efficiency during our growth phase. The ideal candidate will possess a solid accounting background, working knowledge of EMI regulatory … payment approvals. • Prepare monthly management accounts, internal financial reports, and performance dashboards. • Support the budgeting and forecasting process in coordination with Group Finance. FCA Regulatory Compliance • Ensure the timely and accurate submission of FCA regulatory reports (e.g. REP018, REP017). • Monitor safeguarding practices, conduct daily and periodic More ❯

commerce merchants, and international businesses. As part of the PanPay Group, our mission is to build a modern, cross-border financial platform grounded in regulatory integrity and operational transparency. The UK team plays a key role in our governance, financial oversight, and strategic development. ⸻ Position Overview We are seeking … proactive and detail-oriented Financial Manager to lead the financial operations of our UK entity. This role will be instrumental in ensuring financial accuracy, regulatory compliance, and operational efficiency during our growth phase. The ideal candidate will possess a solid accounting background, working knowledge of EMI regulatory … payment approvals. • Prepare monthly management accounts, internal financial reports, and performance dashboards. • Support the budgeting and forecasting process in coordination with Group Finance. FCA Regulatory Compliance • Ensure the timely and accurate submission of FCA regulatory reports (e.g. REP018, REP017). • Monitor safeguarding practices, conduct daily and periodic More ❯

commerce merchants, and international businesses. As part of the PanPay Group, our mission is to build a modern, cross-border financial platform grounded in regulatory integrity and operational transparency. The UK team plays a key role in our governance, financial oversight, and strategic development. ⸻ Position Overview We are seeking … proactive and detail-oriented Financial Manager to lead the financial operations of our UK entity. This role will be instrumental in ensuring financial accuracy, regulatory compliance, and operational efficiency during our growth phase. The ideal candidate will possess a solid accounting background, working knowledge of EMI regulatory … payment approvals. • Prepare monthly management accounts, internal financial reports, and performance dashboards. • Support the budgeting and forecasting process in coordination with Group Finance. FCA Regulatory Compliance • Ensure the timely and accurate submission of FCA regulatory reports (e.g. REP018, REP017). • Monitor safeguarding practices, conduct daily and periodic More ❯

centric solutions for conditions like migraines, depression, and anxiety. We are looking for an experienced digital health product leader with deep expertise in DTx, regulatory compliance, and clinical validation to help us scale and innovate. This role offers the opportunity to work at the intersection of healthcare, technology … Zenna's mobile app, balancing clinical impact with user experience. Align product vision with our mission to enhance mental well-being through innovative technology. Regulatory Compliance & Strategy: Lead all aspects of regulatory strategy for Zenna's digital therapeutics solution. Advise on the regulatory approval process (e.g. … UKCA, CE, FDA) for digital health products, ensuring compliance with industry standards and guidelines. Your expertise will guide the clinical validation process and make sure we meet international regulatory requirements. Clinical Validation Leadership: Advise on trial design, guide the clinical validation process, and ensure product efficacy and safety More ❯

to educate employees about DORA requirements and their responsibilities. Support internal staff with the adoption of JIRA as a program management tool into BAU. Regulatory Compliance: Lead and manage the organisation's DORA implementation project, ensuring timely and effective compliance with all requirements across France, Italy, and … Work with the business to ensure DORA is embedded in relevant new business processes and systems. Facilitate the rollout of IT risk frameworks and regulatory compliance (specifically DORA). Support Critical and Important Function (CIF) framework definition and embedding. Support CIF resilience assessment in terms of infrastructure, action … executed. Stay up-to-date on DORA regulations and guidance, and ensure that implementation efforts are aligned with the latest requirements. Manage communication with regulatory bodies regarding DORA implementation. Essential Skills and Experience: Extensive experience in regulatory compliance, project management, or a related field, with a proven More ❯

of users globally, including the world's largest freight forwarders. We are dedicated to delivering efficiency, transparency, and confidence through our Governance, Risk, and Compliance (GRC) framework. The Opportunity: We are seeking an experienced Senior Governance, Risk, and Compliance (GRC) Analyst with expertise in managing acquisitions, integrating them … track record of successfully navigating the challenges associated with assimilating newly acquired entities into existing business operations. The role requires a keen understanding of regulatory compliance, risk management, and a strategic mindset to ensure smooth and efficient integration processes. The GRC Analyst will play a critical role in … enhancing our overall GRC posture and maintaining regulatory compliance for WiseTech Global. Key Responsibilities: Acquisition Assessment: Collaborate with cross-functional teams to assess the GRC landscape of newly acquired companies, identifying gaps and alignment opportunities. Integration Planning: Develop comprehensive integration plans tailored to each acquisition, ensuring alignment with More ❯

Program Manager, Regional Risk and Compliance link Copy link corporate_fare Google place London, UK Mid Experience driving progress, solving problems, and mentoring more junior team members; deeper expertise and applied knowledge within relevant area. Apply link Copy link Bachelor's degree or equivalent practical experience. 5 years of … experience in program management. 5 years of experience with risk management or compliance in regulated industries (i.e., financial services, public sector, healthcare). 5 years of experience in program definition and management with a focus on audit compliance or cloud compliance. Preferred qualifications: 5 years of experience managing … management, pen testing, access management, or cryptographic concepts. Experience with ISO 27k family, SOC reports, PCI DSS, FedRAMP, or equivalent information security and privacy compliance certifications. Experience in a customer-facing role. Experience in problem-solving within fluid environments. Knowledge of security capabilities of cloud products. About the job More ❯

Senior Product Manager (Custody and Regulatory) London Since being founded in 2018, Copper has been building the standard for institutional digital asset infrastructure with a focus on custody, collateral management, and prime services. Led by Amar Kuchinad, Copper's Global CEO, the firm provides a comprehensive suite of custody … deliver on other objectives. Role Purpose: The Senior Product Manager will support the operation, continuous improvement, and support of our Custody services, alongside upcoming Regulatory and/or Compliance changes. You will collaborate with Prime and Platform product functions, as well as cross-functional departments, to enable the … of the role Collaborate cross-functionally with Commercial, finance and operations teams on a shared vision, and steer execution on that vision Legal and compliance teams to understand regulatory developments in digital assets, and ensure the regulatory compliance of our Custody platform across all relevant jurisdictions More ❯