1 to 25 of 290 Regulatory Compliance Jobs in London

We have a great opportunity for an ambitious Regulatory Change Analyst to join the Ruleguard team! Take a look at the position overview, key responsibilities and the required skills and experience, plus the great benefits we offer, and see if the role is right for you! Location: Hybrid - Remote working/London Office Hours: Full-time Join a company … that is taking the RegTech industry by storm! Ruleguard is a SaaS application company serving the financial sector compliance market. As a leading firm within the innovative "RegTech" sector we delight in creating cutting-edge business software to make it as easy as possible for banks, brokers, and investment firms to comply with regulation. We are looking for a … Regulatory Change Analyst to support the Head of Risk & Compliance, who is responsible for our Thought Leadership Strategy and oversight of risk management at Ruleguard. This role is best suited to someone with prior experience, or a keen interest, in Horizon Scanning with excellent research skills. We're looking for an enthusiastic individual who is ready to take More ❯

Remote (Belgium); Ireland - Remote Guidewire is the platform P&C insurers trust to engage, innovate, and grow efficiently. We are seeking a visionary and hands-on Global Head of Compliance (GHC) to lead our global compliance strategy, ensuring alignment with complex regulatory environments and fostering trust with customers, regulators, and stakeholders. Role Overview The Global Head of … Compliance (GHC) will oversee all compliance-related activities at Guidewire. As a preeminent cloud services provider and the world leader in insurance software, our customers expect and require ongoing and proactive expertise and consultation on regulatory compliance for all matters related to our cloud service offerings, including in areas such as AI, data privacy, data residency … resilience transparency and security. This executive will ensure full adherence to international, federal, and local regulations while acting as a public and customer facing representative for compliance matters. The GHC will collaborate across legal, risk, operations, and customer-facing teams to embed a culture of ethical compliance throughout the enterprise. Job Description Key Responsibilities Serve as Guidewire's More ❯

The Role: We are seeking a Business Resilience & Regulatory Specialist to play a key role in ensuring compliance with the Digital Operational Resilience Act (DORA) and supporting the transition to business-as-usual (BAU) processes . This role is strategically critical in strengthening our operational resilience, ensuring regulatory compliance, and mitigating potential operational disruptions. The successful … candidate will have a strong regulatory background and be pivotal in meeting program delivery requirements while coordinating with various stakeholders. Experience in managing key stakeholder relationships and a solid technical understanding are essential. Responsibilities: Regulatory Compliance & Framework Development: Support the implementation of a comprehensive business resilience framework aligned with DORA and other regulatory requirements (e.g., NIST … ISO 22301, ISO 27001). Develop training materials, policies, controls, and risk assessment methodologies to ensure adherence to regulatory standards. Support key pillars of the DORA program, including ICT Risk Management, Digital Resilience Testing, and Third-Party Risk Management (TPRM). Stakeholder Coordination & Engagement: Design and execute DORA related workshops to support the successful delivery of the DORA programme. More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

Senior Analyst, Technology and Cyber Security GRC LSEG City Of London, England, United Kingdom Support the first line Technology & Cyber Issue, Audit and Regulatory compliance function and ensure all compliance matters are quality driven and centrally supported with standard methodology. Support the governance of technology & cyber related Self-Identified Issues as well as Internal Audit and External … both Self-Identified Issues and Audit Issues. Perform issue closure validation for both Self-Identified Issues and Audit Issues. Support the maintenance of a centralised repository of Engineering audit & regulatory evidence and responses for re-use and with reporting. Maintain a centralised repository of Customer RFI responses for re-use and with reporting. Support the work of wider GRC … teams where required and in areas of interest and expertise. Work with partners to ensure conformance with Regulatory, Company and Industry standards. Supporting the production of required Metrics at committees and forums, as well as representing the team where required. Key Responsibilities Support the first line Technology & Cyber Issue, Audit and Regulatory compliance function and ensure all More ❯

matters when you are part of the BAND. We celebrate differences and encourage BANDmates to be their authentic selves. What We Are Looking For: We are looking for a Regulatory Counsel to come and join our Global Regulatory Team, based in London as we continue with exciting projects, facilitating communications worldwide. As a Regulatory Counsel, you are … responsible for ensuring legal and regulatory compliance in the countries of the coverage under your responsibility and the topics assigned to you. You will provide daily legal and regulatory advice with regards to Bandwidth products and operational processes, advising different business units and actively following up on any legal and regulatory changes that may impact the … business. You will propose actions to be taken in order to ensure compliance of Bandwidth products with the applicable laws in countries of coverage. You will negotiate different types of service agreements with suppliers and follow up on key regulatory topics globally. You will provide support with regards to any legal or regulatory research, analysis or project More ❯

Drive implementation of complex regulatory requirements. Support user acceptance testing of upcoming REMIT II regulatory changes. About Our Client The hiring organisation is a large organisation within the oil and gas sector. It is known for its focus on innovation and implementing cutting-edge technology solutions to ensure compliance and operational efficiency. Job Description This temporary role … as an Interim Regulatory Business Analyst in the oil and gas industry involves supporting regulatory compliance projects with a strong focus on technology. The position, based in London, requires an analytical mindset and familiarity with regulatory frameworks. The successful Regulatory Business Analyst will: Analyse and interpret regulatory requirements, ensuring alignment with business processes. Collaborate … with cross-functional teams to implement compliance solutions. Document and communicate regulatory changes and their impact on operations. Assist in the design and delivery of technical solutions to meet regulatory standards. Support stakeholders by providing insights and recommendations on regulatory matters. Support user acceptance testing of upcoming REMIT II regulatory changes. Support the implementation of More ❯

Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯

Sr. Associate JP, Global Solutions and Risk Compliance (GSRC) Job ID: ICP-Dalian branch - J15 The Global Solutions and Risk Compliance (GSRC) organization is a component of Amazon's operations, dedicated to ensuring the compliance of its products and services worldwide. GSRC's core mission is to keep customers, partners, and associates safe while protecting the company … from legal and regulatory risks. With a diverse global team spanning across India, China, Poland, Romania, Netherlands, Jordan, Philippines and Costa Rica, GSRC partners with its stakeholders to classify products and ensure regulatory and legal compliance for product listings. GSRC raises the bar on quality by implementing operational changes matching the everchanging regulatory space. The team … processes. GSRC believes that innovation thrives on diversity, fostering an inclusive and equitable culture that empowers employees with opportunities for learning and development. Key job responsibilities As a Senior Compliance Associate, your responsibility is reviewing the latest product information as per Standard Operations Procedures (SOP) and cross-checking it against the relevant regulatory documentation. Using various Amazon-specific More ❯

of the fastest-growing tech companies, bringing together early-stage engineers, product builders, and business athletes from companies like Stripe, Airbnb, and Shopify. We're tackling deep technical and regulatory challenges to make connectivity truly seamless. If you're driven by curiosity, creativity, and the chance to shape the future of telecom, we'd love to hear from you. … The Role As our Compliance Operations Manager , you'll be the operational backbone of our compliance program. This role is perfect for someone who thrives at the intersection of detail and scale-who understands how to abstract complexity and operationalize regulatory requirements into robust, automated workflows without slowing down innovation. You'll work cross-functionally with Business … and Product to ensure we stay compliant while moving fast. This is a hands-on role with real scope: you'll design processes, build systems, and help define how compliance works at Gigs as we expand globally. What You'll Do Build and scale our compliance operations infrastructure - Own and streamline core compliance workflows that support market More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … organisations, applying sector knowledge and technology solutions to deliver the best possible outcomes and get it right first time. Why Join KPMG as Investment Oversight Manager? Our Risk and Regulatory practice provides advisory services to assist leading organisations in the Wealth and Asset Management (“WAM”) sector. KPMG has a proven track record of helping clients in this area, and … we have significant growth plans in this sector given the opportunities arising from a substantive regulatory agenda, an evolving and increasingly complex risk management environment, and a need to transform risk and compliance capability. The Risk and Regulatory team possess a variety of core assurance and advisory skills and have considerable industry knowledge and specialist expertise of More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … organisations, applying sector knowledge and technology solutions to deliver the best possible outcomes and get it right first time. Why Join KPMG as Investment Oversight Manager? Our Risk and Regulatory practice provides advisory services to assist leading organisations in the Wealth and Asset Management (“WAM”) sector. KPMG has a proven track record of helping clients in this area, and … we have significant growth plans in this sector given the opportunities arising from a substantive regulatory agenda, an evolving and increasingly complex risk management environment, and a need to transform risk and compliance capability. The Risk and Regulatory team possess a variety of core assurance and advisory skills and have considerable industry knowledge and specialist expertise of More ❯

Role As Regulatory Legal Counsel (UK & EU), you will report to the Director of Regulatory Affairs and do a broad range of work, including new product launches, expansion into new markets and ongoing regulatory compliance. You'll work closely with all business functions to advise them in their decision making, lead and assist on projects, work on … negotiating and drafting agreements and communicate about legal issues with other lawyers and non-lawyers, balancing business and legal perspectives. Responsibilities Lead on the legal and regulatory aspects of new product launches, existing product development and expansion into new markets (including licensing applications if needed) Work cross-functionally with the product, compliance, finance and infosec teams to tackle … day to day regulatory challenges and ensure ongoing regulatory compliance Collaborate with and support the rest of the legal team to identify, evaluate and discuss risks and develop creative solutions to bridge business priorities in a changing regulatory landscape Collaborate with internal and external stakeholders to develop actionable solutions with respect to regulatory or licensing More ❯

Key responsibilities Support the first line Technology & Cyber Issue, Audit and Regulatory compliance function and ensure all compliance matters are quality driven and centrally supported with standard methodology. Support the governance of technology & cyber related Self-Identified Issues as well as Internal Audit and External audit actions undertaken Perform quality reviews of all Technology and Cyber Security … both Self-Identified Issues and Audit Issues. Perform issue closure validation for both Self-Identified Issues and Audit Issues. Support the maintenance of a centralised repository of Engineering audit & regulatory evidence and responses for re-use and with reporting. Maintain a centralised repository of Customer RFI responses for re-use and with reporting. Support the work of wider GRC … teams where required and in areas of interest and expertise. Work with partners to ensure conformance with Regulatory, Company and Industry standards. Supporting the production of required Metrics at committees and forums, as well as representing the team where required. Critical Work Support the ongoing and periodic regulatory and compliance responses and engagements Audit management and coordination More ❯

maintaining policies, procedures, and strategies to ensure operational resilience, minimize risk, and safeguard critical processes in the event of disruptions. This role requires a deep understanding of financial services, regulatory compliance, and risk management principles. This role is based in our Singapore or Hong Kong office. Responsibilities: Business Continuity & Disaster Recovery Planning Develop, implement, and maintain the organization … Recovery Plan (DRP) to ensure preparedness for potential disruptions. Conduct Business Impact Analyses (BIA) to identify key business processes, critical assets, and dependencies. Collaborate with IT, Operations, Risk, and Compliance teams to design and test disaster recovery solutions. Ensure BC/DR plans align with regulatory requirements (such as DORA, ISO 22301, and other relevant compliance frameworks … simulations, to evaluate the effectiveness of continuity plans. Provide training and awareness programs for employees to reinforce business continuity best practices. Maintain thorough documentation of test results, improvements, and compliance adherence. Continuously improve BCM strategies based on evolving fintech risks, regulations, and best practices. Regulatory Compliance & Reporting Ensure compliance with relevant financial regulations and industry standards More ❯

for establishing and leading the data strategy and transformation agenda across multiple countries. This is a pivotal executive leadership role overseeing data governance, advanced analytics, data science, automation, privacy compliance, and strategic change delivery, ensuring the organisation leverages data-driven insights and transformation initiatives to drive operational efficiency, regulatory compliance, and business growth. Key Responsibilities Data Strategy … data science. Lead the development of a high-performing Data Office to deliver best-in-class data capabilities. Define and deliver frameworks for data quality, information management, and privacy compliance across multiple jurisdictions. Analytics & Innovation: Drive innovative data exploitation opportunities, including automation, AI-driven solutions, and enhanced customer lifecycle management, delivering tangible financial benefits and operational efficiencies. Develop advanced … data analytics and reporting solutions to enhance strategic decision-making and improve regulatory reporting accuracy. Establish a single customer view capability for enhanced client relationship management and regulatory compliance. Transformation Leadership: Lead the enterprise-wide transformation agenda, ensuring alignment with strategic priorities and integration of cross-functional change initiatives. Chair the Transformation Committee, overseeing all major strategic programmes More ❯

for establishing and leading the data strategy and transformation agenda across multiple countries. This is a pivotal executive leadership role overseeing data governance, advanced analytics, data science, automation, privacy compliance, and strategic change delivery, ensuring the organisation leverages data-driven insights and transformation initiatives to drive operational efficiency, regulatory compliance, and business growth. Key Responsibilities Data Strategy … data science. Lead the development of a high-performing Data Office to deliver best-in-class data capabilities. Define and deliver frameworks for data quality, information management, and privacy compliance across multiple jurisdictions. Analytics & Innovation: Drive innovative data exploitation opportunities, including automation, AI-driven solutions, and enhanced customer life cycle management, delivering tangible financial benefits and operational efficiencies. Develop … advanced data analytics and reporting solutions to enhance strategic decision-making and improve regulatory reporting accuracy. Establish a single customer view capability for enhanced client relationship management and regulatory compliance. Transformation Leadership: Lead the enterprise-wide transformation agenda, ensuring alignment with strategic priorities and integration of cross-functional change initiatives. Chair the Transformation Committee, overseeing all major strategic More ❯

Vixio brings together experts in the fields of regulation, law and compliance to provide customers with the regulatory intelligence they need to anticipate and navigate the ever changing global Payments, Financial services and Gambling regulatory landscape. Our deep understanding of the industries we serve, globally recognised analyst insights and easy to use technology, allow us to keep … customers informed of the past, present and future regulatory environment. We help organisations understand the impact and opportunities so they can stay on top of regulatory change to meet their regulatory obligations and identify growth opportunities. Regulatory research and analysis is the core of what we do. Compliance, Legal, and Regulatory Affairs executives, Suppliers … and others rely on Vixio's unique insights and regulatory updates to better manage compliance obligations, safeguard the organisation from risks and inform market entry strategies. We are the one source of truth. We are passionate about solving big problems and are curious about regulatory changes and their impact on our customers. We strive to write content More ❯

Specialist We are seeking a highly experienced and strategically minded RA/QA Senior Specialist with deep expertise in Software as a Medical Device (SaMD) and artificial intelligence (AI) regulatory frameworks, including the EU AI Act, ISO/IEC DIS 42001 (AI Management System), ISO/IEC 23894 (AI Risk Management), BS 30440:2023 (Validation framework for AI in … healthcare), and MHRA guidance on Software and AI as Medical Devices. The ideal candidate will take a leadership role in navigating complex regulatory landscapes, ensuring compliance with international standards, and driving strategic quality initiatives to support the development and successful deployment of innovative driven medical solutions. Regulatory Affairs and Compliance: Provide strategic leadership in Regulatory … within a Software as a Medical Device (SaMD) environment, ensuring alignment with evolving global standards and supporting innovation in regulated software development. Provide strategic oversight for interpreting and implementing regulatory frameworks such as the EU AI Act, ISO/IEC DIS 42001, ISO/IEC 23894, BS 30440:2023, ensuring comprehensive alignment with ethical, technical, and compliance considerations More ❯

In this role, you will counsel our Global Selling and Out Of Country Seller businesses on a broad range of legal matters involving foreign direct investment, trade policies, product compliance, information technology and intellectual property laws. You will be primarily responsible for advising on cutting-edge business initiatives; providing day-to-day corporate and business law counseling; conducting legal … review and structuring of business programs and products; advising on procedural, compliance matters; and resolving issues that arise in existing commercial relationships and pre-litigation legal disputes. You will also be involved in structuring, drafting and negotiating day to day as well as complex high value contracts. You will work independently with various business teams, serving as counsel for … public policy teams. We are an equal opportunity employer and welcome professionals with diverse experiences and backgrounds. Key job responsibilities Provide comprehensive legal support for international business operations Lead regulatory compliance initiatives across multiple business verticals Manage complex litigation portfolio and financial compliance matters Drive engagement with regulatory authorities and policy stakeholders Oversee legal frameworks for More ❯

to make an impact that matters, through challenging projects which demand ambitious innovation and thought leadership. The Role DLP Analyst – Responsible for monitoring DLP alerts, conducting investigations, and ensuring compliance with security policies. DLP Administrator – Manages DLP policies, updates configurations, and ensures data protection measures are effectively implemented. Security Operations Support – Collaborates with the cybersecurity team to integrate DLP … configurations, and security controls. User Support & Training – Provide technical guidance and training to end-users on DLP best practices. Collaboration with Security Teams – Work with cybersecurity teams to ensure compliance with data security regulations. Regulatory Compliance & Auditing – Ensure DLP policies align with compliance frameworks such as GDPR, ISO 27001, and industry standards . Documentation & Reporting – Maintain … Expertise – Hands-on experience with Microsoft Purview DLP, Symantec DLP, Forcepoint DLP, or similar solutions. Incident Response & Troubleshooting – Ability to investigate security alerts, analyze logs, and resolve issues efficiently. Regulatory Compliance Knowledge – Understanding of GDPR, ISO 27001, and other industry standards related to data protection. Risk Assessment & Mitigation – Experience identifying data security risks and implementing necessary preventive measures. More ❯

to make an impact that matters, through challenging projects which demand ambitious innovation and thought leadership. The Role DLP Analyst – Responsible for monitoring DLP alerts, conducting investigations, and ensuring compliance with security policies. DLP Administrator – Manages DLP policies, updates configurations, and ensures data protection measures are effectively implemented. Security Operations Support – Collaborates with the cybersecurity team to integrate DLP … configurations, and security controls. User Support & Training – Provide technical guidance and training to end-users on DLP best practices. Collaboration with Security Teams – Work with cybersecurity teams to ensure compliance with data security regulations. Regulatory Compliance & Auditing – Ensure DLP policies align with compliance frameworks such as GDPR, ISO 27001, and industry standards . Documentation & Reporting – Maintain … Expertise – Hands-on experience with Microsoft Purview DLP, Symantec DLP, Forcepoint DLP, or similar solutions. Incident Response & Troubleshooting – Ability to investigate security alerts, analyze logs, and resolve issues efficiently. Regulatory Compliance Knowledge – Understanding of GDPR, ISO 27001, and other industry standards related to data protection. Risk Assessment & Mitigation – Experience identifying data security risks and implementing necessary preventive measures. More ❯

experience for yourself, and a better working world for all. Our Digital Risk team is dedicated to providing innovative solutions that mitigate risks associated with digital transformation, cybersecurity, and regulatory compliance. The Digital Risk practice is growing rapidly, and we are looking for Senior Managers to help drive success for our clients by helping them navigate the complexities of … assessments and implementations, cybersecurity management, digital resilience and technological continuity, the need for trusted AI in a rapidly-evolving landscape, and more. This role requires strong IT technical and compliance expertise, an industry-leading understanding of relevant regulatory frameworks, and the ability to drive client conversations at an executive level. Your key responsibilities Lead and own the delivery … Matter Expert on deployment and assessment of key risk models and implementations. Manage clients and oversee teams working to scope, assess and remediate or improve digital risk management strategies, compliance frameworks, and overall risk mitigation efforts. Act as a 'Trusted Advisor' to clients, serving as first point of contact in navigating regulatory requirements and compliance audits, including More ❯

Murphy is recruiting for a Regulatory Reporting Analyst who can be based out of any Murphy UK office. MUA Group is an independent electricity and gas distribution network operator, connecting homes and businesses to essential energy infrastructure. We're also a regulated water and wastewater company, adopting water and wastewater networks across Britain. Our mission at MUA is to … help build better and more sustainable places to live and work, by adopting and operating multi-utility networks nationwide. We are looking for an experienced Regulatory Reporting Analyst to coordinate regulatory submissions in line with our statutory obligations, as well as maintain good working relationships with key industry bodies. You will be responsible for delivering regulatory requirements … This is an exciting opportunity to join a flourishing team and make a significant impact on the future of our company. A day in the life of a Murphy Regulatory Reporting Analyst Regulatory compliance: Ensuring ongoing compliance with industry standards and policies, including the delivery of Use of Systems Charging statements, Balancing and Settlement Code reporting More ❯

for the perfect pour, launching award-winning campaigns, developing exciting new menu items, or supporting our people to grow – together, we stir up success. We’re seeking a Risk & Compliance professional to lead the implementation of the SOX IT General Controls framework across the Costa Group. You’ll act as a subject matter expert, guiding complex control processes, influencing … senior stakeholders, and embedding compliance across internal teams and third parties. The role also supports IT audit readiness, risk management, and regulatory compliance (e.g. SOX, ISA-315), ensuring governance standards are met and reporting is delivered to senior leadership and The Coca-Cola Company. With inspiring experiences, development programmes, and our apprenticeship scheme, your career can grow … to the world. It’s your chance to stir up real success – which means you will: Lead the development and implementation of the SOX IT General Controls and Risk & Compliance framework across the Costa Group. Act as a subject matter expert, providing guidance on complex controls and influencing strategic decisions at senior management level. Drive cultural change to embed More ❯