1 to 25 of 155 Regulatory Compliance Jobs in London

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

Management : Manage cash flow and liquidity, including monitoring cash inflows and outflows, optimizing working capital, and forecasting cash needs to ensure adequate liquidity for business operations - Financial Controls and Compliance : Establish and maintain financial controls and compliance procedures, including internal controls, policies, and procedures, to ensure accuracy, integrity, and regulatory compliance in financial reporting and operations … and Capital Allocation: Evaluate investment opportunities and capital allocation decisions, including capital expenditures, mergers and acquisitions, and strategic investments, to optimize returns and enhance shareholder value - Tax Planning and Compliance: Develop and implement tax planning strategies, including tax optimization and compliance with tax regulations, to minimize tax liabilities and ensure compliance with tax laws and regulations - Financial … Knowledge of cash flow management principles and practices, including cash flow forecasting, working capital optimization, and liquidity management, to ensure adequate cash reserves for business operation - Financial Controls and Compliance : Understanding of financial controls and compliance procedures, including internal controls, policies, and procedures, and experience in establishing and maintaining controls to ensure accuracy, integrity, and regulatory compliance More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

Join Our client Team as a Regulatory Change Business Analyst! Are you ready to take on a pivotal role in the world of regulatory compliance? Our client is on the lookout for a proactive and detail-oriented Regulatory Change Business Analyst to help navigate the ever-evolving landscape of regulatory requirements. If you're passionate … about compliance and eager to make a difference, this could be the perfect opportunity for you! What You'll Do: As a Regulatory Change Business Analyst, you will work collaboratively with a dynamic team of compliance, legal, risk, technology, and business stakeholders. Your primary focus will be on ensuring timely and effective responses to regulatory changes … that impact our organisation. Here's a glimpse of your major responsibilities: Delivery & Management: Own and manage business requirements for regulatory change implementations, ensuring all initiatives align with business priorities. Business Strategy & Growth: Partner with management to develop and prioritise strategies that drive business change and growth. Performance & Planning: optimise business performance by driving key initiatives and supporting documentation More ❯

At Compliance Group, we are on the lookout for a technically capable and delivery-focused Implementation Manager to join our transformation team. If you’re passionate about driving efficiency, enjoy solving technical challenges, and want to play a key part in integrating new businesses into a growing group, this could be the perfect opportunity for you. You’ll work … to hear from you. Even if you don’t meet every requirement listed above, we encourage you to apply, we welcome individuals with diverse backgrounds and transferable skills. About Compliance Group Compliance Group is a leading organisation providing essential safety and regulatory compliance services across the UK. With divisions specialising in Water, Fire, and Electrical compliance, we help clients protect their people, assets, and reputations through reliable, data-driven solutions. Join us in shaping the future of compliance and enabling safer environments for everyone. More ❯

ll have Reporting to Sasha, our Platform Engineering Manager, you'll be working in a team of three. The Platform Engineering team is responsible for Platform Engineering, DevOps, Security, Compliance, Infrastructure Management and providing support to Sales team and customers in these areas. The role will build upon the existing security baseline established but strategically advance the company's … vulnerability scans, and penetration tests to identify risks and deploy effective remediation measures. Monitor systems, networks, and logs then Investigate security breaches, incidents, and other cybersecurity events. Oversight of compliance for regulatory compliance requirements, such as SOC2, HIPAA, ISO 27001, GDPR etc, and ensure our systems adhere to these standards Conduct security awareness training sessions, enabling the More ❯

Information Security Cyber Assurance Specialist to join their team. This critical role is responsible for ensuring the security and resilience of their information systems, aligning with industry standards and regulatory requirements. You will provide assurance that their IT and OT environments are secure and compliant, supporting the delivery of business objectives while managing risk. Key Responsibilities - Develop, implement, and … maintain information security assurance programs. Ensure compliance with regulatory requirements and standards (e.g., ISO 27000, NIST SP800 series, CSF). Conduct risk assessments and vulnerability management activities. Maintain robust security controls across enterprise assets, software, networks, and applications. Support incident response and recovery processes, including penetration testing and audit log management. Deliver training and awareness programs to enhance … the organizations security posture. Collaborate with internal and external stakeholders to maintain compliance and manage third-party risks. Provide expert advice on secure configurations, malware defences, and network monitoring strategies. Qualifications & Experience - Mandatory: At least 5 years' experience in information security assurance roles. Proven experience with information security management frameworks and regulatory compliance (e.g., ISO 27000, NIST More ❯

Information Security Cyber Assurance Specialist to join their team. This critical role is responsible for ensuring the security and resilience of their information systems, aligning with industry standards and regulatory requirements. You will provide assurance that their IT and OT environments are secure and compliant, supporting the delivery of business objectives while managing risk. Key Responsibilities - Develop, implement, and … maintain information security assurance programs. Ensure compliance with regulatory requirements and standards (e.g., ISO 27000, NIST SP800 series, CSF). Conduct risk assessments and vulnerability management activities. Maintain robust security controls across enterprise assets, software, networks, and applications. Support incident response and recovery processes, including penetration testing and audit log management. Deliver training and awareness programs to enhance … the organizations security posture. Collaborate with internal and external stakeholders to maintain compliance and manage third-party risks. Provide expert advice on secure configurations, malware defences, and network monitoring strategies. Qualifications & Experience - Mandatory: At least 5 years' experience in information security assurance roles. Proven experience with information security management frameworks and regulatory compliance (e.g., ISO 27000, NIST More ❯

Job Purpose: The Facilities Buildings Supervisor oversees all DataCenter Client London Data Centre buildings, ensuring operational excellence across the campus. This includes managing building fabric, office spaces, subcontractors, and compliance with industry standards and legislation. The role focuses on continuous improvement and effective project management for building maintenance and enhancement. Key Responsibilities: Manage maintenance and enhancements of building fabric … and grounds. Lead projects for building maintenance, including RAMS, permits, and sign-off. Ensure compliance with various regulations (e.g., water, fire safety, HSE, noise, waste, etc.). Collaborate with Risk & Compliance to ensure adherence to legislation. Oversee subcontractors and manage health & safety for building-related works. Support audits and track incidents, complaints, and non-conformities. Manage office spaces … stationery, coffee machines, and vending services. Track building assets via the CAFM system and ensure ongoing maintenance. Complete building checks and maintain a clean, presentable front-of-house environment. Regulatory Compliance: Ensure compliance with Health & Safety, Environmental Protection, and various ISO standards (e.g., ISO 9001, ISO 27001, ISO 14001, etc.). Qualifications & Experience: Essential: Experience in building More ❯

Job Purpose: The Facilities Buildings Supervisor oversees all DataCenter Client London Data Centre buildings, ensuring operational excellence across the campus. This includes managing building fabric, office spaces, subcontractors, and compliance with industry standards and legislation. The role focuses on continuous improvement and effective project management for building maintenance and enhancement. Key Responsibilities: Manage maintenance and enhancements of building fabric … and grounds. Lead projects for building maintenance, including RAMS, permits, and sign-off. Ensure compliance with various regulations (e.g., water, fire safety, HSE, noise, waste, etc.). Collaborate with Risk & Compliance to ensure adherence to legislation. Oversee subcontractors and manage health & safety for building-related works. Support audits and track incidents, complaints, and non-conformities. Manage office spaces … stationery, coffee machines, and vending services. Track building assets via the CAFM system and ensure ongoing maintenance. Complete building checks and maintain a clean, presentable front-of-house environment. Regulatory Compliance: Ensure compliance with Health & Safety, Environmental Protection, and various ISO standards (e.g., ISO 9001, ISO 27001, ISO 14001, etc.). Qualifications & Experience: Essential: Experience in building More ❯

Data Protection Consultant An excellent opportunity for a Data Protection Consultant with experience in data protection, compliance, or legal consultancy to support clients with UK GDPR and data governance. If youve also worked in the following roles, wed also like to hear from you: Data Protection Officer, Compliance Advisor, Privacy Consultant, GDPR Specialist, Information Governance Officer, Information Governance … TYPE: Full-Time, Permanent JOB OVERVIEW We have a fantastic new job opportunity for a Data Protection Consultant with strong knowledge of data protection legislation and a background in regulatory compliance, education or consultancy. As a Data Protection Consultant, you will work closely with client organisations to ensure compliance with UK GDPR, deliver training, and provide tailored … Ready to make your next career move? Apply Now for our Recruitment Team to review. DUTIES Your duties as the Data Protection Consultant include: Conduct Data Audits: Carry out compliance audits, analyse findings, and produce detailed audit reports with recommendations Review Policies: Assess and update policies and procedures to improve compliance standards Provide Expert Advice: Respond to client More ❯

Position: Senior Management Accountant Reporting to: Finance Director The Role: Our Senior Management Accountant plays a pivotal role within the finance department, overseeing accounting operations, ensuring regulatory compliance, and providing strategic support to senior management. The successful candidate will be responsible for managing financial reporting, budgeting, and internal controls, as well as leading and developing a high-performing … business performance. Provide financial modelling and scenario analysis to inform strategic planning and investment decisions. Develop, implement, and maintain robust financial controls, processes, and procedures to ensure accuracy and compliance with regulatory requirements. Partner with non-finance stakeholders, providing guidance and training to improve financial literacy across the business. Collaborate with external auditors and contribute to the preparation More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable … proven, and designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling A ccurate Compliance in Transaction reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable … proven, and designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch More ❯

within a leading Facilities Management organisation. This role will oversee the delivery of a multi-faceted Dynamics/CAFM migration, aligning technology with operational excellence across property services, maintenance, compliance, and workforce management. These programmes have interdependencies to a wider post M&A integration programme of the client's people, payroll and time and attendance system. Roll-outs will … Align programme outcomes with FM-specific business processes including asset lifecycle management, reactive and planned maintenance, helpdesk operations, and mobile workforce scheduling. Collaborate with operational leads, IT, finance, and compliance teams to ensure seamless integration and adoption. Establish programme governance, risk management, and reporting frameworks tailored to FM environments. Manage third-party vendors, system integrators, and internal delivery teams. … Drive change management and training initiatives across field and back-office teams. Ensure regulatory compliance (e.g: CAFM, SFG20, ISO standards) is embedded in solution design. Support digital transformation goals including IoT integration, predictive maintenance, and sustainability reporting. Required Experience: 10+ years of ERP/CRM programme leadership, with at least 5 years in Microsoft Dynamics 365 with specific More ❯

within a leading Facilities Management organisation. This role will oversee the delivery of a multi-faceted Dynamics/CAFM migration, aligning technology with operational excellence across property services, maintenance, compliance, and workforce management. These programmes have interdependencies to a wider post M&A integration programme of the client's people, payroll and time and attendance system. Roll-outs will … Align programme outcomes with FM-specific business processes including asset lifecycle management, reactive and planned maintenance, helpdesk operations, and mobile workforce scheduling. Collaborate with operational leads, IT, finance, and compliance teams to ensure seamless integration and adoption. Establish programme governance, risk management, and reporting frameworks tailored to FM environments. Manage third-party vendors, system integrators, and internal delivery teams. … Drive change management and training initiatives across field and back-office teams. Ensure regulatory compliance (e.g: CAFM, SFG20, ISO standards) is embedded in solution design. Support digital transformation goals including IoT integration, predictive maintenance, and sustainability reporting. Required Experience: 10+ years of ERP/CRM programme leadership, with at least 5 years in Microsoft Dynamics 365 with specific More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯