1 to 25 of 178 Regulatory Compliance Jobs in London

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

expertise across clinical, technical, commercial, and operational domains. We're solving real problems for patients and health systems-and growing fast. ️ What You'll Do as a Head of Regulatory and Compliance We are seeking an exceptional Head of Regulatory and Compliance to lead Doccla's strategic approach to regulatory affairs and organisational compliance. This … is a senior position with a dual focus: Regulatory Affairs - steering our Software as a Medical Device (SaMD) and AI-enabled product portfolio through complex global regulatory landscapes. Compliance & Legal Governance - ensuring we operate within applicable laws, data protection frameworks, and ethical standards while maintaining strong corporate governance. This role is central to Doccla's mission to … directly to the CFO/COO, manage a high-performing team of 6, and engage with senior stakeholders across the business. What Experience You'll Bring to the Team Regulatory Affairs Provide regulatory strategic leadership in management for SaMD, ensuring alignment with applicable regulatory requirements and enabling innovation in regulated software development. Partner with the Head of More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted 30+ Days Ago job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯

Sr. Associate, Global Solutions and Risk Compliance (GSRC) Job ID: ICP-Dalian branch - J15 The Global Solutions and Risk Compliance (GSRC) organization is a component of Amazon's operations, dedicated to ensuring the compliance of its products and services worldwide. GSRC's core mission is to keep customers, partners, and associates safe while protecting the company from … legal and regulatory risks. With a diverse global team spanning across India, China, Poland, Romania, Netherlands, Jordan, Philippines and Costa Rica, GSRC partners with its stakeholders to classify products and ensure regulatory and legal compliance for product listings. GSRC raises the bar on quality by implementing operational changes matching the everchanging regulatory space. The team designs … processes. GSRC believes that innovation thrives on diversity, fostering an inclusive and equitable culture that empowers employees with opportunities for learning and development. Key job responsibilities As a Senior Compliance Associate, your responsibility is reviewing the latest product information as per Standard Operations Procedures (SOP) and cross-checking it against the relevant regulatory documentation. Using various Amazon-specific More ❯

strategy and execution of technology initiatives supporting all internal corporate functions of an asset management firm. This role ensures that enterprise applications and systems for departments like Finance, HR, Compliance, and Legal are robust, integrated, and aligned with business goals. By providing modern, efficient solutions, the Head of Corporate Technology enhances operational efficiency and compliance, recognizing that asset … managers increasingly rely on emerging technologies to improve internal controls and reduce risk. This individual must blend strong engineering expertise with deep knowledge of corporate business processes and regulatory requirements to drive innovation across Accounting & Treasury, FP&A, Tax & Share Schemes, Procurement, HR, Payroll, Compliance, Enterprise Risk, Legal, and Internal Audit functions. Key Responsibilities Strategic Technology Leadership: Develop … and execute a comprehensive technology roadmap for corporate functions, aligning IT initiatives with the firm's strategic objectives and compliance needs. Ensure that internal systems (ERP, HRIS, finance, etc.) evolve to meet changing regulatory and reporting requirements in asset management. Oversight of Corporate Systems: Lead the implementation and maintenance of enterprise applications for Accounting & Treasury, FP&A, Tax More ❯

based wealthtech startup creating a digital Platform as a Service for modern investment managers: a cloud-native, API-driven wealthtech platform that integrates custody, trading, portfolio management, reporting, and compliance workflows. With live connectivity to Saxo Bank, Addepar, and multiple API-based services (client KYC/AML, market data providers, and many others), Icebrg enables scalable and compliant operations … investment managers. We work in a joint venture with an FCA-regulated partner in the United Kingdom. Our platform handles the most complex aspects of investment management operations, from regulatory compliance and custody services to multi-asset trading and comprehensive reporting. With seamless integrations to industry-leading systems, we provide our clients with access to global markets while … are seeking a highly skilled Senior Operations Manager to lead the operational setup and management of the Icebrg platform. You will oversee client assets and reporting, manage operational and regulatory processes, and ensure seamless integration of operational workflows with our technology infrastructure. This is a highly technical role: you will work closely with the CTO and the developers’ team More ❯

based wealthtech startup creating a digital Platform as a Service for modern investment managers: a cloud-native, API-driven wealthtech platform that integrates custody, trading, portfolio management, reporting, and compliance workflows. With live connectivity to Saxo Bank, Addepar, and multiple API-based services (client KYC/AML, market data providers, and many others), Icebrg enables scalable and compliant operations … investment managers. We work in a joint venture with an FCA-regulated partner in the United Kingdom. Our platform handles the most complex aspects of investment management operations, from regulatory compliance and custody services to multi-asset trading and comprehensive reporting. With seamless integrations to industry-leading systems, we provide our clients with access to global markets while … are seeking a highly skilled Senior Operations Manager to lead the operational setup and management of the Icebrg platform. You will oversee client assets and reporting, manage operational and regulatory processes, and ensure seamless integration of operational workflows with our technology infrastructure. This is a highly technical role: you will work closely with the CTO and the developers’ team More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

/PTM Consultant with expertise in SAP S/4HANA to support a high-profile programme within the nuclear sector . This role focuses on end-to-end configuration, regulatory compliance, and system integration across complex waste management processes. Key Responsibilities Implement and configure SAP EHS Waste Management modules within S/4HANA. Set up waste streams, disposal … channels, permits, and transport documentation. Ensure regulatory compliance with nuclear/environmental standards (e.g., UK EA, IAEA). Integrate with SAP Logistics and Product Compliance for traceability and labelling. Use embedded analytics for waste monitoring and compliance reporting. Collaborate with Environmental Managers, Production Operators, and Master Data Specialists. Skills & Experience Required Minimum 5 years' experience in … and Validation. Deep understanding of nuclear waste handling, classification, and cradle-to-grave tracking. Strong technical knowledge of Fiori apps, SPRO configuration, BRF+, and SAP integration. Proven experience with regulatory audits, compliance workflows, and documentation. Problem-solving mindset and adaptability to evolving regulatory demands. If you are interested and looking for your next role, please apply with More ❯

create your ideal work/life blend, rather than squeezing in life around work. You will be the lead for a variety of projects, with a specific focus on regulatory projects including Operational Resilience and regulatory compliance, across PEXA, Optima and Smoove, dealing with internal and external people, all of which being treated as our 'customer'. … tried and tested project methodology and artefacts to plan, manage and inform of progress, implementation and success. Whilst always being mindful of mitigating risk and ensuring we align to regulatory requirements. You will build and maintain strong stakeholder and network relationships both internally and externally and provide regular updates and reporting to these and management. As a 'start up … and measure critical success measures, to ensure benefits can be realised and success celebrated Risk Assessment and Management: Identifying and evaluating potential disruptions, developing mitigation plans, and tracking performance. Compliance: Ensuring the business meets regulatory requirements related to Operational Resilience, specifically those outlined by the FCA. Collaboration: Working with cross-functional teams to implement and maintain policies, frameworks More ❯

experience for yourself, and a better working world for all. Our Digital Risk team is dedicated to providing innovative solutions that mitigate risks associated with digital transformation, cybersecurity, and regulatory compliance. The Digital Risk practice is growing rapidly, and we are looking for Senior Managers to help drive success for our clients by helping them navigate the complexities of … assessments and implementations, cybersecurity management, digital resilience and technological continuity, the need for trusted AI in a rapidly-evolving landscape, and more. This role requires strong IT technical and compliance expertise, an industry-leading understanding of relevant regulatory frameworks, and the ability to drive client conversations at an executive level. Your key responsibilities Lead and own the delivery … Matter Expert on deployment and assessment of key risk models and implementations. Manage clients and oversee teams working to scope, assess and remediate or improve digital risk management strategies, compliance frameworks, and overall risk mitigation efforts. Act as a 'Trusted Advisor' to clients, serving as first point of contact in navigating regulatory requirements and compliance audits, including More ❯

similar within Consulting. Excellent problem solving and analytical skills. Strong executive-level stakeholder management and client relationship skills. Knowledge of Energy Resources & Industrials industry functions (e.g., Engineering, Operations, Sustainability, Regulatory Compliance). Experience as a leader of people, fostering data design teams. Experience in data solution architecture, design principles, and solution patterns following architecture methodologies. Experience designing and … engineering, analytics, AI/GenAI, observability, cloud, security. Experience aligning data architecture blueprints across business units and geographies; presenting designs to stakeholders (e.g., Architecture Boards). Experience in governance, regulatory compliance (e.g., GDPR) and managing large-scale programmes. Ability to size projects and shape delivery of large programmes; leading cross-geography teams, including offshore delivery. Experience with go More ❯

payments company? My Client My client is a globally recognised financial technology firm driving innovation in the payments space. They are seeking a talented Legal Counsel to join their Regulatory and Product team up to a 6-month contract. This role will focus on providing legal support for the development of payment products and services, ensuring compliance with … evolving regulatory requirements. Working closely with the Senior Legal Counsel and cross-functional teams, this is an exciting opportunity to make a meaningful impact in a fast-growing, dynamic environment. Requirements 7+ years PQE: Qualified lawyer with experience in financial services, either in-house or in private practice. Payments & fintech expertise: Strong understanding of UK and European payments regulations … including PSD2, the Electronic Money Regulations, and FCA requirements. Product development knowledge: Experience advising on product structuring, licensing, and regulatory compliance in a financial technology context. Analytical & organisational skills: Ability to manage complex legal and regulatory issues in a fast-paced environment. Communication & collaboration: Strong stakeholder management skills with a proactive, solution-oriented approach. Core Responsibilities Advise More ❯