2 Senior Compliance Analyst Jobs in London

Senior Compliance Analyst To support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Key Tasks: to a variety compliance related of queries … from managed clients (including queries relating to sanctions, complaints and conduct risk). reliable information, analysis and guidance to the Compliance team and to staff at Asta and its managed clients. This includes drafting compliance board reports and regulatory bulletins. and contribute to syndicate Product Oversight Groups. Produce more »

Compliance/Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities: Support the … delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/Consumer Duty, product oversight and complaints. Assist with the dealing of complaints, including liaising … with the claim’s teams, coverholders/TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate. Assist in the delivery of compliance monitoring activity. Review and report monthly on the performance of each underwriting team in meeting contract certainty, sanctions and licensing standards. Assist the team in more »