1 of 1 Senior Compliance Analyst Jobs in the UK

do. We are only as good as our team. Thus, we are building the firm around exceptional talent. The role We are now seeking an experienced, dedicated, and proactive Senior Compliance Analyst to join our growing Compliance team. This is an exciting opportunity for a knowledgeable compliance professional with min 4-6 years of Compliance buy-side experience to take on greater responsibility in the execution and enhancement of the firm's compliance programme. The ideal candidate will have buy-side experience and a solid understanding of compliance practices, including monitoring, regulatory reporting, AML/KYC processes, and policy management. This role reports to the Head of Compliance and involves cross … functional collaboration with internal stakeholders and external partners. Responsibilities Compliance Operations & Monitoring Conduct first-line review of financial promotions and marketing materials to ensure they meet FCA standards and internal policy requirements. Take the lead in executing and improving the firm's Compliance Monitoring Programme, including PA Dealing, Gifts & Entertainment, conflicts of interest, breach registers, attestations, and regulatory More ❯