6 of 6 MiFID Jobs in England

trusted technology partner to Traders, Sales Traders, Compliance, Risk, and Operations, translating business needs into technical solutions. Support regulatory initiatives and controls (e.g., MiFID II, best execution, trade surveillance, market abuse monitoring). Required Skills & Experience Technical/Platform Strong hands-on experience supporting Fidessa in a front-office trading ...

years of equities trading support experience. Exposure to DMA, DSA, SOR, Algo Trading strategies. Familiarity with global exchange protocols and regulations (Reg NMS, CAT, MiFID II etc.). ...

Exchange, SharePoint, OneDrive, and Teams. Responsibilities: Define target-state architecture for Purview retention, records management, and eDiscovery at enterprise scale. Map regulatory obligations (e.g., MiFID II record-keeping, SEC/FINRA retention, GDPR lawful basis & deletion windows, UK DPA) to enforceable Purview policies. Design event-based retention (e.g., contract execution ...

/IT Internal Audit Strong knowledge of global regulatory and compliance frameworks , including: GDPR, SOx, ISO 27001 PRA, FCA, EBA, BaFin, OCC, FFIEC, Basel, MiFID II, NIS 2, TISAX, HIPAA Ability to translate complex technical risk into clear, board-level insight Leadership & Advisory Senior Manager–level consulting experience Track record ...

4.4, 5.0), EMS routing rules, Wheel, FDM, and drop copy configurations. Solid understanding of front-to-back trade lifecycle, market structure, and regulatory requirements (MiFID II, Reg NMS, CAT/TRF). Experience with message-driven architectures, SQL, and scripting in Java or Python. Excellent problem-solving skills ...

Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:- UK/EU Regulations: MIFID Article 26 (Transaction Reporting) EMIR Article 9 (Trade Reporting) Securities Financing Transactions Regulation (SFTR Reporting) North American Regulations: CFTC (Part 43/45) Securities Based ...