101 to 125 of 461 Regulatory Compliance Jobs in England

Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates. Key responsibilities of the Compliance Senior Manager: Oversee the firm … s adherence with regulations applicable to the MTF side of the business, advising the business on any regulatory developments applicable to them Support with regulatory projects, both locally and globally, to aid the firm's expansion Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members … of the team Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes Core experience required of the Compliance Senior Manager: 5+ years Regulatory Compliance experience gained within More ❯

Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates. Key responsibilities of the Compliance Senior Manager: Oversee the firm … s adherence with regulations applicable to the MTF side of the business, advising the business on any regulatory developments applicable to them Support with regulatory projects, both locally and globally, to aid the firm's expansion Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members … of the team Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes Core experience required of the Compliance Senior Manager: 5+ years Regulatory Compliance experience gained within More ❯

team, supporting our mission to deliver safe, effective, and patient-centered digital solutions for maternity. As CSO, you'll lead the clinical safety agenda across our digital platforms, ensuring compliance with regulatory standards and embedding safety by design into every stage of product development. You'll work closely with clinical, technical, and operational teams to proactively identify risks … actions are implemented. Provide clinical input into post-market surveillance activities, including trend analysis, clinical evaluation reports including literature search, post market clinical follow-up studies, and vigilance reporting. Regulatory & Medical Device Compliance Support compliance with UK MDR, EU MDR, and ISO standards (e.g., ISO 13485). Contribute to the preparation of regulatory submissions and audits … by providing clinical evidence and safety documentation. Participate in internal and external audits, inspections, and reviews by regulatory bodies and notified bodies. Ensure clinical documentation aligns with the latest regulatory and clinical best practices. Customer Engagement & Clinical Support Act as a clinical subject matter expert during pre-sales discussions, product demonstrations, and tender responses. Support the Customer Success More ❯

Review future product features and functionality (typically with a 1-3 year outlook), providing input during the planning phase, to ensure they align with current and proposed legislation and regulatory requirements Work with product teams to help them understand relevant requirements and translate these into accurate technical specifications Be an active member of the internal community of regulatory … experts, supporting those in other regions performing a similar function and our in-region specialists Work with government agencies and professional bodies (in particular tax authorities and those driving compliance requirements in product), to represent Xero and participate in technical working groups, ensuring we build strong communication channels to support implementation and collaboration opportunities around future changes in regulatory requirements Support M&A teams on awareness of regulatory requirements that may impact their proposals Assist the product team and extended business with day-to-day regulatory compliance queries Xero is a global business, so while your focus is in-region, it will be necessary for you to regularly work with teams who are globally dispersed More ❯

and fallback parameters. Benchmark model components against alternative methods to justify approaches. Identify key areas for business support and model implementation. Review and guide model documentation. Stay updated on regulatory changes, industry practices, and quantitative techniques. Ensure compliance with governance, regulatory, and reporting standards. Adhere to Close Brothers' Vision and Values at all times. Qualifications & Skills Experience … in statistical programming languages (e.g., SAS, R, Python, Matlab, Excel). Strong analytical skills, attention to detail, and a control-oriented mindset. Excellent communication and presentation skills. Knowledge of regulatory compliance requirements. Good interpersonal skills, proactive, and self-motivated. Desirable Industry certifications such as FRM, CFA, or SAS are a plus but not essential. We are committed to More ❯

Global MGA who is recruiting a Head of Underwriting Services to lead their team. This pivotal role ensures that underwriting support functions are performed efficiently, accurately, and in full compliance with regulatory and internal standards. As a key leader in the business, you will be responsible for maintaining high-quality service delivery, driving continuous process improvements, and supporting … and manage the underwriting processing team. Oversee the full underwriting lifecycle from submission to issuance. Ensure delivery against SLAs and internal standards. Collaborate with all departments including underwriting, risk, compliance, and IT. Monitor KPIs and drive process improvements. Ensure compliance with guidelines and regulations. Lead automation and digital transformation efforts. Recruit, train, and develop high-performing support staff. … bring a proven track record of senior operational experience within the insurance industry, ideally with experience in an MGA environment. They will possess a deep understanding of insurance operations, regulatory compliance, and risk management, along with strong expertise in leading and developing high-performing teams. More ❯

operations with a high degree of accountability. Job Summary The In-House Accountant will be responsible for managing day-to-day accounting activities, preparing accurate financial reports and ensuring compliance with regulations. This is an important role that supports Management and the business by delivering an efficient and accurate Accounting foundation. This role requires an understanding of accounting standards … and receivable processes in Xero, ensuring timely payments and collections while maintaining accurate records. Payroll Processing : Oversee or support payroll process (performed by an external Advisor), ensuring accuracy and compliance with labour regulations. VAT and PAYE Compliance : Manage and file VAT and PAYE returns through Xero, ensuring timely and accurate compliance with relevant tax regulations. Income Tax … Compliance : Collaborate with external Tax Advisor to prepare and file tax returns, ensuring compliance with tax regulations. Audit Support : Collaborate with external auditors to facilitate annual financial audits, providing necessary Xero reports and underlying accrual calculations to facilitate efficient an audit. Regulatory Compliance : Stay updated on relevant accounting standards and regulations to ensure the company's More ❯

global payments and financial platform of the future. If you're ready to do the most ambitious work of your career, join us. About the team The Legal, Risk & Compliance (LRC) team at Airwallex is a collaborative group of legal minds and risk management experts. We're passionate about safeguarding Airwallex's operations, fostering a culture of compliance … legal lawyer to join our Data & Privacy team. You will report to our US-based Data & Privacy team lead and be responsible for all data and privacy legal and regulatory matters (including AI-related) in EMEA. You will support a complex set of fintech products and an increasing array of AI tools that will challenge your problem solving and … drive our global data and privacy strategy. Responsibilities: Collaborate with Engineering, Product, and Information Security teams to implement data and AI regulations for EMEA Develop and execute a comprehensive compliance programs for the applicable regimes Work closely with the Product Legal, Regulatory Legal and Regulatory Compliance teams on privacy-by-design, privacy impact assessments, and contractual More ❯

global payments and financial platform of the future. If you're ready to do the most ambitious work of your career, join us. About the team The Legal, Risk & Compliance (LRC) team at Airwallex is a collaborative group of legal minds and risk management experts. We're passionate about safeguarding Airwallex's operations, fostering a culture of compliance … legal lawyer to join our Data & Privacy team. You will report to our US-based Data & Privacy team lead and be responsible for all data and privacy legal and regulatory matters (including AI-related) in EMEA. You will support a complex set of fintech products and an increasing array of AI tools that will challenge your problem solving and … drive our global data and privacy strategy. Responsibilities: Collaborate with Engineering, Product, and Information Security teams to implement data and AI regulations for EMEA Develop and execute a comprehensive compliance programs for the applicable regimes Work closely with the Product Legal, Regulatory Legal and Regulatory Compliance teams on privacy-by-design, privacy impact assessments, and contractual More ❯

Manager, you will play a crucial role in overseeing and optimizing the operational performance of our third-party vendor relationships, ensuring alignment with the bank's strategic goals and regulatory requirements. You will lead a team that drives operational efficiency, mitigates risks, and enhances service delivery across our vendor network, which supports core banking, payments, security, and customer service … Drive the overall vendor management strategy, providing authoritative leadership in the governance and oversight of all third-party vendor relationships, ensuring alignment with the bank's strategic goals and regulatory requirements. Lead and own the procurement process, ensuring efficient, transparent, and strategic sourcing of vendors to optimise value, manage risk, and achieve business objectives. Develop and maintain a comprehensive … vendor governance framework, embedding transparency, accountability, and regulatory compliance across all vendor-related activities. Oversee and manage the Vendor Management team and function, ensuring roles and responsibilities are clearly defined, and cultivating a high-performing team that consistently delivers on strategic goals. Lead the development of actionable insights through the production of reports and dashboards on vendor performance More ❯

IT infrastructure, cloud operations, and service management while ensuring asecure, scalable, and efficienttechnology environment. This role is accountable for embedding and assuringIT Service Management (ITSM) processesacross all teams, ensuring compliance with standardized frameworks and operational excellence. Key Responsibilities: Strategic Leadership & Transformation: Define and execute amodern Reliability Engineering strategy, integratingSRE, DevOps, and automation-first operational models. Driveend-to-end automationto … best practicesand automated workflows. LeadService Asset and Configuration Management (SACM), ensuringaccurate and real-time management of software and IT assets within the CMDB. Drive continuousenhancements to the CMDB, improvingvisibility, compliance, and lifecycle managementof IT assets. Security, Compliance & Risk Management: Embedsecurity and compliance into operational workflowswith automated security controls. Ensure adherence toISO 27001, NIST, SOC 2, GDPR, and … track record inend-to-end automation, Infrastructure as Code (IaC), and large-scale observability. Experience inAI-driven IT operations, predictive analytics, and automated remediation. Strong understanding ofzero-trust security, regulatory compliance, and risk management. Excellent leadership, communication, and stakeholder management skills. Preferred Qualifications: Certifications:ITIL, AWS/Azure/GCP Solutions Architect, SRE Foundation, CISSP, or equivalent. Experience More ❯

growth and expanding the market presence of our SaaS training solutions into the Aviation industry. This role is dedicated to developing and executing innovative business development strategies that leverage regulatory expertise to secure new clients, increase SaaS market share in the AVSEC industry, forge strategic partnerships with government officials, and stay ahead of competitors in a rapidly evolving marketplace. … such as lead conversion, pipeline velocity, revenue per customer, and market penetration. Lead the preparation, submission, and management of competitive bids and tenders for government and regulator contracts, ensuring compliance with all regulatory requirements. Collaborate with internal and external stakeholders to develop compelling proposals that address both business needs and regulatory mandates, maximizing our success in securing … public sector contracts. Identify and secure relevant government grants, subsidies, and funding opportunities that align with our strategic objectives and bolster revenue growth. Regulatory & Industry Expertise: Maintain a deep understanding of AVSEC training industry and standards, with a specific focus on how our SaaS products can support customers and/or regulators meet these standards. Establish and nurture relationships More ❯

use cases. This role requires someone who can balance strategic thinking with hands-on execution, adapting global marketing frameworks to meet the nuanced needs of European markets while ensuring compliance with regional regulations like the EU AI Act. Responsibilities: Develop and execute regional go-to-market strategies for priority verticals and horizontal solutions Create localized content for European markets … AWS, Google Cloud) to develop co-marketing programs and joint GTM initiatives Gather market intelligence on EMEA-specific verticals and competitive landscape to inform product strategy Develop EMEA-specific compliance and regulatory messaging, particularly around EU AI Act requirements Support lighthouse customer deployments with marketing materials and co-marketing opportunities You may be a good fit if you … comfortable with ambiguity and thrive in fast-paced, high-growth environments Possess excellent written and verbal communication skills in English; additional European languages are a plus Have experience with regulatory compliance messaging (GDPR, EU AI Act) in technology marketing Strong candidates may also: Have prior experience in AI/ML marketing or worked at a major cloud provider More ❯

threats. Analyze threat intelligence sources to identify new attack vectors and adversary tactics. Provide forensic analysis and malware reverse engineering to assess security incidents. Collaborate with IT, Risk, and Compliance teams to ensure regulatory compliance and security best practices. Produce timely reports on incident trends, threat intelligence insights, and response actions. Patriciate in training sessions and tabletop … Experience with malware analysis, including static and dynamic analysis techniques. Ability to develop and refine threat-hunting methodologies and define SIEM use cases. Familiarity with global cybersecurity regulations and compliance frameworks (GDPR, NIST, ISO 27001, etc.). Ability to work under pressure in a fast-paced, dynamic security environment. Experience in developing Standard Operating Procedures (SOPs), security playbooks, and More ❯

been recognised by LinkedIn as one of the Top 20 Startups in the UK in 2024. About this role in the team: We are seeking a strategically minded and compliance-driven Senior Vendor Manager to lead the oversight, governance, and performance of BVNK's global third-party and outsourcing arrangements. This role will be central to the business's … on outsourcing regulation, including EBA Guidelines, DORA, MiCAR, and UK/EU/US/Singapore frameworks. This is a high-impact position that interfaces directly with Legal, Risk, Compliance, InfoSec, and Finance - as well as senior leadership - to ensure our third-party ecosystem meets evolving regulatory expectations and commercial demands. Key Areas of Responsibilities: Outsourcing Governance & Regulatory Compliance Act as the SME on EBA Outsourcing Guidelines, DORA, FCA PS21/3, and global outsourcing regulatory frameworks. Own and maintain BVNK's outsourcing register, ensuring up-to-date documentation for all critical/important third-party and intra-group arrangements. Lead due diligence, classification, and materiality assessments of outsourced functions and ensure alignment with regulatory More ❯

a newly created role reporting to the Chief Risk Officer (CRO). The Data Protection Officer (DPO) is responsible for overseeing the organisation's data protection strategy and ensuring compliance with data protection laws, including the UK GDPR and other relevant regulations. The DPO will act as the primary point of contact for data protection issues, advising the business … on good practices and working cross-functionally to embed a culture of data protection within the organisation. Key Responsibilities: Regulatory Compliance & Governance: Ensure the organisation's compliance with all applicable data protection laws and regulations, including UK GDPR and Data Protection Act 2018. Develop and maintain data protection policies, procedures, and frameworks. Monitor and review data processing … activities, ensuring lawful, fair, and transparent processing. Conduct regular reviews to assess compliance with data protection laws and identify areas for improvement. Keep up to date with legislative changes and update internal policies accordingly. Advisory & Stakeholder Engagement: Use practical experience of AI's impact on data governance and security to ensure development and adherence to good practices. Ensure stakeholders More ❯

company's strategic vision and their evolving technology base, and helping to define both their processes and their product. Your expertise will help ensure scalability, fitness for purpose, and compliance with regulatory and customer requirements. Essential attributes: A strong academic background with a 1st or 2.1 in a relevant engineering discipline from a highly ranked university Prior success … to customer acceptance Broad engineering knowledge Strong leadership, communication and collaboration skills, with the ability to influence and inspire co-workers; ability to generate technical documentation (for instance for regulatory compliance) Full, existing, and unrestricted UK work permission This is an innovative impactful company at a relatively early stage in their development. They are well backed by a More ❯

functional project team under overall project management, the Market Risk Expert will drive the project through design, build, testing, and go-live phases, ensuring alignment with business objectives and regulatory requirements. The role reports directly to the Head of Risk and the COO, who is leading the project. Responsibilities include: Independently define detailed system requirements and specifications for the … Value-at-Risk (VaR), sensitivity analysis, and portfolio stress tests, with minimal guidance from the organization. Design and execute backtesting models to validate VaR and other model outputs, ensuring regulatory compliance with Basel backtesting standards and regulatory requirements Ensure risk reporting supports regulatory capital computation and attribution, aligned with Basel II and Basel III FRTB standards … volatility, and liquidity conditions, including monitoring tools that automatically adjust or flag limits as market conditions evolve Independently develop and validate severe but plausible market risk scenarios, aligned with regulatory expectations under CBO Circular BM-1200, and integrate these into capital and risk reporting Develop capital allocation models compliant with Basel II and Central Bank regulations for market risk More ❯

managing the operational support activities for Airbnb Payments UK (APUK) and their other regulated entities around the globe. This role is responsible for ensuring the APUK entity fulfills all regulatory obligations and is delivering positive outcomes to its payments service users. Activities will include and not limited to a variety of areas of focus including the execution of Consumer … reporting, assist in the management of APUK's operational resilience framework, business continuity plan, board of director decks, MIC meetings, and assisting the team in the preparation of required regulatory reports/filing data and ongoing BAU support. The candidate must have previous experience working at and is well-versed with the requirements of a regulated FCA financial payment … at managing multiple strategic projects simultaneously while also overseeing the execution of daily regulated 'BAU' activities. A Typical Day: Operational Oversight Coordinate and manage the execution of APUK's regulatory obligations, including Operational Resilience, Incident Management, and Consumer Duty Perform horizon scanning for forthcoming regulations, supervisory guidelines, or industry initiatives which impact APUK Analyze of company roadmap and identify More ❯

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

Adecco are currently recruiting for a Global Data and Document Specialist. The Global Data and Documents Regulatory Specialist plays a pivotal role in ensuring regulatory compliance through effective management of data and documentation across the clients global markets. This position is responsible for maintaining data and document integrity, and supporting regulatory submissions while ensuring alignment with … global regulatory requirements and company standards. Successful candidate will: Monitor data management processes through regular quality assessments to maintain data completeness, timeliness, integrity, and accuracy. Maintain and update data quality issue logs, global glossaries, and data dictionaries while managing system user accounts. Generate managerial KPI reports and escalate issues related to data quality performance and system functionality. Manage document … uploads and imports into electronic document management system (Veeva Vault), including study reports and regulatory documentation. Execute quality assurance checks and cleanup activities on imported documents, ensuring data accuracy and proper attribute properties for regulatory submissions. Propose and implement data quality improvements based on industry best practices and identified needs. Essential: BSc or MSc in a scientific discipline. More ❯

Role needed for niche tour operator (ACCA or SIMA qualified) As Head of Finance, you will be responsible for leading the finance and IT functions, ensuring robust financial management, regulatory compliance, and operational efficiency. The role involves overseeing financial reporting, budgeting, and internal controls while ensuring the IT infrastructure supports business needs. Additionally, you will manage and develop … improve efficiency. Provide financial insight and recommendations to the Managing Director and Board to support business strategy and profitability. Oversee the preparation of statutory accounts and financial reports, ensuring compliance with UK regulatory bodies (e.g., CAA, ABTA, HMRC). Ensure financial statements comply with UK Generally Accepted Accounting Principles (UK GAAP) and reporting deadlines. Manage relationships with external … auditors and accountants ( UK, France and Austria ) to ensure compliance with tax regulations and statutory requirements in each country. Communicate audit findings and financial risks to the Managing Director and Board, recommending cost-saving measures and operational efficiencies. Prepare and present monthly management accounts, including variance analysis, key financial performance indicators (KPIs), and profitability reports. Analyse financial performance across More ❯