Senior Legal Counsel - Regulation, Markets, and Wealth
- Location
- Greater London, England, United Kingdom
with strong commercial judgement, and will be comfortable operating in a front-office-facing environment supporting trading, product, and strategic initiatives. Key Responsibilities Leadership & Stakeholder Engagement Act as a deputy to the Head of Legal (EMEA), including stepping into leadership responsibilities as required Provide strategic legal advice … EMIR Support regulatory analysis relating to wealth management services Advise on regulatory perimeter issues, particularly in relation to hybrid brokerage/wealth propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives Wealth Management Products & Services Advise on the structuring and distribution of wealth products, including: Managed portfolios ...