26 to 50 of 57 MiFID Jobs in London

background within Wealth Management, Private Banking or Insurance in the German or Swiss markets. Working knowledge of relevant financial regulation such as BaFin, FINMA, MiFID II and GDPR. Pay & Benefits Base salary in the region of £100,000–£120,000 per year, plus a commission plan tied to performance. Benefits ...

PIMCO Europe Ltd. in London is seeking a Senior Business Analyst for the Regulatory Technology team to drive analysis and delivery across MiFID II, EMIR, SFTR and other global regimes. You will partner with Regulatory Operations, vendors, and engineering to translate regulatory obligations into business requirements, create specifications, and support ...

translating findings into clear themes and recommendations Strong working knowledge of FCA rules including COBS, SYSC, PRIN, and Consumer Duty (PRIN 2A) Familiarity with MiFID II, SM&CR, CASS, and financial crime frameworks (AML/KYB/DDQ) Experience engaging with the FCA Excellent written communication skills, with the ability ...

platform, private bank, or fintech serving this space, including how a portfolio accounting calculation works and what a suitability report must contain under MiFID II, COBS and PRIIPs. Core Banking — hands-on knowledge from inside a bank, a cloud-native core banking platform, or a fintech built ...

Regulatory Reporting Analyst is responsible for supporting the delivery of LME Clear and LME’s regulatory reporting obligations, covering key regulations such as EMIR, MiFID II and SFTR, whilst contributing to the ongoing enhancement of reporting processes, controls and technology solutions. The role combines operational regulatory reporting responsibilities with technical … rectify any problems that require coordinated efforts. Responsibilities EMIR Transaction, Position, Valuation and Collateral Reporting for LME Clear SFTR Reporting for LME Clear MiFID Reporting for LME Submitting other regulation reports for LME and LME Clear Develop and maintain SQL queries to support reconciliations, investigations and reporting validation activities Analyse ...

firm is seeking a Technical Lead in London for its Global Middle/Back Office Technology team. In this role, you will lead the Mifid Transaction Reporting Reengineering project, collaborating with multiple teams to ensure compliance and regulatory updates. Candidates should possess a strong technical background, with at least ...

seeking an experienced Compliance Advisory professional for a hybrid role in London. You will advise on regulatory requirements for algorithmic trading, focusing on RTS6, MiFID II governance, and relationship management with the front office. The role requires strong written and spoken English and the legal right to work in ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

PGIM Credit is seeking an Analyst for Regulatory Reporting on a 6-month contract in London. You will support EMIR, SFTR, and MIFID II regimes, analyse regulatory guidelines, and collaborate with Technology to implement requirements. The role involves monitoring data, addressing issues with risk and compliance, and supporting vendor interactions. ...

investment funds, including UCITS and AIFs, and collaborate with key stakeholders across the business. The role requires 2–7+ years PQE, strong regulatory knowledge (MiFID, PRIIPs, SFDR), and excellent drafting, negotiation, and communication skills. This is a high-profile, cross-border position offering exposure to sophisticated funds matters in ...

apply): Wealth & Asset Management — experience from inside a private bank, wealth platform, asset manager, or fintech serving this space, with regulatory depth across MiFID II, COBS, PRIIPs and suitability frameworks. Core Banking — experience from inside a bank, a cloud‐native core banking platform, or a fintech built ...

design improved future-state processes (to-be), identifying opportunities for automation and efficiency Support regulatory and compliance-driven change initiatives (e.g. MiFID II, SM&CR, Consumer Duty) within the Avaloq environment Facilitate workshops, stakeholder interviews, and requirement walkthroughs Produce clear documentation and presentations for both technical and non-technical audiences … communication skills, with the ability to engage both business and technical audiences Familiarity with regulatory frameworks affecting UK wealth and private banking (FCA regulations, MiFID II, Consumer Duty) Proficiency with requirements/documentation tools (e.g. JIRA, Confluence, Visio, MS Office) Bachelor's degree in Business, Finance, Computer Science, or related ...

bias for AI‐first ways of working. You use AI tools daily and have shipped AI‐powered features Comfort operating in regulated environments (MIFID, KYC/AML, FATCA, CRS) Strong collaboration with engineering and design. Able to influence cross‐functional teams without authority Data‐driven decision‐making and clear written ...

associated change portfolio. The successful candidate will bring deep subject‐matter expertise in at least one major European reporting regime - SFTR, EMIR or MiFID II/MiFIR transaction reporting - with the precise scope of responsibility aligned to their experience. This is a hands‐on role combining regulatory interpretation … office. Key Responsibilities Take end‐to‐end ownership of an assigned European trade or transaction reporting obligation, with potential coverage across SFTR, EMIR or MiFID II/MiFIR Maintain a detailed understanding of the relevant regulation and its implementation, including reportability and eligibility logic, field‐level requirements, data sourcing, enrichment ...

in your future by shaping tomorrow today. At PGIM, You Can! What you will do Change Management focus of EMIR, ASIC, SFTR, FMIA and MIFID II and any future regimes on-boarded by the team Providing regulatory guidelines analysis and working directly with technology on requirements and implementation. Communicating … testing in UAT and monitoring production for updates Monthly review of Kaizen reporting for accuracy findings and identifying enhancements to reduce any errors across MIFID II, EMIR EU, EMIR UK, SFTR and ASIC Managing and prioritizing the open items development list with the Technology team Escalation of issues to legal ...

Product teams to deliver integrated solutions that address complex client execution challenges and capture emerging market opportunities Ensure strict adherenceto regulatory requirements including MiFID II/MiFIR, FCA Conduct Rules, market abuse regulations, and internal risk frameworks, maintaining robust controls over algorithmic trading systems Mentor and developjunior traders and sales … communication skills to articulate complex trading strategies and market insights to both technical and non-technical audiences Comprehensive understandingof FCA/PRA regulatory requirements, MiFID II/MiFIR transparency obligations, best execution principles, and trade reporting standards applicable to electronic equities trading Bachelor's degreein Finance, Economics, Mathematics, Engineering, Computer ...

will be leading the regulatory reporting function in EMEA. On top of regular new business request assessment, you will also be leading the strategic Mifid Transaction Reporting Reengineering project. You would need to analyse the current Mifid Transaction Reporting platform and come up with a new one that’s inline … good understanding in data model ii) hands-on regulatory reporting experience and iii) good project management experience.**Key Areas of Responsibilities*** Lead the Mifid Transaction Reporting Reengineering project. Ensure the design is sound, fit-for-purpose and align with global corporate architectural standard* Regularly update stakeholders on project progress. Manage ...

sales, trading, and client‐facing teams to translate client feedback and business requirements into research priorities. Stay current with academic literature , regulatory changes (e.g., MiFID II best‐execution obligations), and competitive landscape in electronic trading. Present research findings and strategic recommendations to senior stakeholders and cross‐functional partners. Basic Qualifications … technical audiences. Preferred Qualifications Experience with equities execution algos in European or global markets. Understanding of regulatory frameworks relevant to algorithmic trading (MiFID II). Strong programming skills in Python . Ability to query data in kdb+/q . Familiarity with reinforcement learning or deep learning techniques applied ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thrilling Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer: investment bank … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute front-to-back ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute ...

FX Implementation Specialist- Financial Solutions Location London Business Area Sales and Client Service Ref # 10053370 Description & Requirements The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent ...

Risk and Finance. Strong organisational and execution skills, with the ability to manage multiple priorities and drive outcomes. Understanding of key financial regulations (e.g. MiFID II, Payment Service Regulations) Excellent written and verbal communication skills, including preparation of materials for senior stakeholders and governance forums. Strong judgment, problem-solving capability … movement workflows Collateralised and uncollateralised trading arrangements FX Product knowledge across (Spot, Forwards, NDFs, Options, structured products.) Awareness of relevant regulatory frameworks such as MiFID II and/or PSD. Personal Competencies Highly organised, proactive and delivery-focused. Strong ability to operate under pressure and manage competing priorities. Commercially aware ...

expand product reach, onboard new client flows, optimize execution quality, and develop innovative solutions that respond to evolving market structure and regulatory dynamics (including MiFID II and best execution requirements) Oversee the development and performance optimization of sophisticated execution algorithms, ensuring competitiveness in low-latency environments, monitoring Transaction Cost Analysis … experience working with quants, developers, and technologists to enhance product capabilities is essential Deep understanding of EMEA equity market structure and regulatory requirements, including MiFID II, best execution obligations, market access controls, and evolving regulatory standards across European venues Collaborative, agile, and tenacious mindset with the ability to navigate complexity ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer ...