26 to 43 of 43 MiFID Jobs in London

role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category Staff giving information about investment products, investment services or ancillary services. What we would like from you: Excellent problem solving, organisational and analytical More ❯

role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II This role is identified as: Staff giving information about investment products, investment services or ancillary services. What we would like from you: Professionalism, executive More ❯

when required, is an important part of the role. Primary responsibilities: Deliver Client Projects relating to Regulatory Technology and Reporting improvements and product development (MiFID, EMIR, SFTR, Solvency II, SFDR, ESG Reporting) Lead the narrative to the community on Aladdin Reporting capabilities - demonstrating in depth product knowledge around investment and More ❯

fintech industry, reputable law firms or financial institutions Sound knowledge of the global financial services regulatory environment, particularly payment regulations and, ideally, familiarity with MiFID, Experience managing an international compliance function, including people management Demonstrated experience working cross-functionally or in a matrix organisation Experience engaging with the global regulators More ❯

Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client Dealing - CD0 Meeting with Clients. Certification - Cert Manager. MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list More ❯

years' experience within asset management Proven background within a Trade Support or as Middle Office Analyst Working knowledge of key industry regulations, such as MiFID II Ability to manage stakeholders across all levels of seniority Strong MS Office skills, particularly Excel (including VBA) and business flow mapping This is an More ❯

to manage junior consultants. It would be great if you had knowledge of any of the following: Regulatory exposure in any of the following: MiFID II/MiFIR, Basel, IBOR, FRTB, CRD & CRR, SFTR, Operational Resilience. Experience in Capital Management, Operations, Middle Office, Operational Risk, Liquidity Management. Experience in/ More ❯

concepts to diverse audiences. Up-to-date on modern architecture principles (e.g., microservices, event-driven systems). Familiarity with financial services regulations (e.g., GDPR, MiFID II) and their impact on architecture. More ❯

concepts to diverse audiences. Up-to-date on modern architecture principles (e.g., microservices, event-driven systems). Familiarity with financial services regulations (e.g., GDPR, MiFID II) and their impact on architecture. More ❯

work at an Investment Banking Client. You will joining them to work on their Regulatory/Transaction reporting. Experience needed in Regulatory knowledge - EMIR, Mifid, CFTC or SFTR or similar Test Management Regulartory/Transaction Reporting Please apply with an up to date CV More ❯

work at an Investment Banking Client. You will joining them to work on their Regulatory/Transaction reporting. Experience needed in Regulatory knowledge - EMIR, Mifid, CFTC or SFTR or similar Test Management Regulartory/Transaction Reporting Please apply with an up to date CV More ❯

and real-time reporting. Conduct system testing, UAT coordination, and training for end-users. Ensure alignment of Findur functionalities with regulatory requirements (e.g., EMIR, MiFID II, REMIT). Support ongoing enhancements and performance tuning of the Findur platform. Requirements: Strong Business/Technical Analyst Experience Some exposure to Openlink Findur … including commodities, FX, credit, or fixed income . Familiarity with SQL , system integration, and data mapping processes. Knowledge of regulatory reporting frameworks (EMIR, REMIT, MiFID II, etc.). Experience working in Agile/Scrum environments. Please reach out to discuss this further. joe@paritasrecruitment.com More ❯

and real-time reporting. Conduct system testing, UAT coordination, and training for end-users. Ensure alignment of Findur functionalities with regulatory requirements (e.g., EMIR, MiFID II, REMIT). Support ongoing enhancements and performance tuning of the Findur platform. Requirements: Strong Business/Technical Analyst Experience Some exposure to Openlink Findur … including commodities, FX, credit, or fixed income . Familiarity with SQL , system integration, and data mapping processes. Knowledge of regulatory reporting frameworks (EMIR, REMIT, MiFID II, etc.). Experience working in Agile/Scrum environments. Please reach out to discuss this further. joe@paritasrecruitment.com More ❯

trading platform and MTF operations Gather and analyze business, regulatory, and data requirements Collaborate with regulatory teams to meet EU compliance standards (EMIR, MiFIR, MiFID II) Work closely with technology teams to deliver high-quality solutions Create and maintain clear documentation: features, release notes, and user guides What You Bring … a Business Analyst in the financial services sector Strong knowledge of foreign exchange markets and trading systems Familiarity with EU financial regulations (EMIR, MiFIR, MiFID II) Excellent communication and stakeholder engagement skills A proactive, analytical mindset with the ability to work both independently and collaboratively If you're ready to More ❯

and recommend enhancements or recalibrations where necessary. Ensure surveillance systems are correctly configured and aligned with the latest UK and EU regulatory requirements (e.g., MiFID II, MAR, SMCR ). Provide expert advice and support to clients, compliance teams, and senior management . Work with technology teams to refine and enhance … similar platforms . Excellent communication skills , with the ability to engage with stakeholders at all levels. Familiarity with UK and EU financial regulations , including MiFID II, MAR, SMCR, and FCA conduct rules . Relevant professional qualifications (e.g., CISI Investment Compliance Certificate, FCA Certifications ) are desirable. Your Role Will Also Involve More ❯

and recommend enhancements or recalibrations where necessary. Ensure surveillance systems are correctly configured and aligned with the latest UK and EU regulatory requirements (e.g., MiFID II, MAR, SMCR ). Provide expert advice and support to clients, compliance teams, and senior management . Work with technology teams to refine and enhance … similar platforms . Excellent communication skills , with the ability to engage with stakeholders at all levels. Familiarity with UK and EU financial regulations , including MiFID II, MAR, SMCR, and FCA conduct rules . Relevant professional qualifications (e.g., CISI Investment Compliance Certificate, FCA Certifications ) are desirable. Your Role Will Also Involve More ❯

of the regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting). Research, monitor and assess the impact of business changes and regulatory More ❯

and commentary documents UCITS KIIDs and PRIIPS KIDs Solvency II TPT Regulatory data templates including EMT, EPT, and EET Costs and Charges reporting including MiFID II ex-post reporting, CTI, and DCPT templates. Work closely with client stakeholders including Oversight teams, fund ManCos, and Compliance. Oversee service delivery from vendors … deliver high-quality work with a detailed methodical approach. Detailed knowledge of global securities, investment strategies, market data, and funds. Knowledge of Solvency II, MiFID II EMT, PRIIPs EPT, CTI. Experience of Morningstar Publishing Service or equivalent systems would be advantageous. BNY is an Equal Employment Opportunity/Affirmative Action More ❯