An exciting opportunity has arisen for an experienced Regulatory Oversight/Risk and Control Specialist to join a global financial institution, supporting enterprise-wide compliance with key market abuse regulations. This role sits within the first line of defence in the Markets business and plays a pivotal part in overseeing critical regulatory frameworks including: UK/EU Market Abuse Regulation … to business units on market abuse compliance. Support governance forums with reporting, insights, and remediation tracking. Essential criteria Strong background in regulatory, compliance, or risk & control roles within large financial institutions. Experience in one or more business units such as Markets, Banking, Wealth, or Services. Deep understanding of market abuse risks and controls, including trade surveillance and information barriers. Skilled More ❯
Belfast, County Antrim, Northern Ireland, United Kingdom
Hays
A global financial institution is seeking a Lead Business Analyst/Project Manager to join its Markets Operations Transformation team based in Belfast. This senior-level contract role will support the delivery of strategic regulatory reform initiatives across multiple asset classes, including Fixed Income, Equities, and Derivatives. The organisation is undergoing a multi-year transformation to redefine its target operating … and benefits. Identify and resolve issues across Markets Operations, escalating risks with mitigation strategies. Communicate risks, status, and issues to senior stakeholders. Essential Criteria Minimum 10 years' experience in financial services, with at least 5 years in programme delivery or regulatory transformation. Proven track record in delivering major regulatory change across European Capital Markets (e.g. CSDR, EMIR Refit, SFTR, MiFID More ❯
Belfast, County Antrim, Northern Ireland, United Kingdom Hybrid / WFH Options
Brook Street UK
operational and compliance functions Maintain MI and reporting on adviser competency, CPD, risk ratings, and supervision standards Criteria Proven experience in adviser supervision, training, or T&C management in financial services Strong understanding of FCA regulations and T&C schemes (Openwork experience a plus) Excellent communication, coaching, and facilitation skills Level 4 diploma (with knowledge across mortgage, protection, and wealth More ❯
Belfast, County Antrim, United Kingdom Hybrid / WFH Options
Adecco
of Defence Risk and Control team. You will play a pivotal role in supporting the 1st Line Regulation Lead in managing compliance with the UK and EU Markets in Financial Instruments Regulation and Directive (MiFID/R). We are looking for a proactive individual who exhibits ownership, attention to detail, and a commitment to delivering exceptional results. In this … timely escalation of issues to the Regulation Lead. Liaise with Compliance, Legal, Internal Audit, and other control functions to maintain an effective control framework. Qualifications & Skills: Practical experience in Financial Services, with a background in consulting, business management, business risk, or advisory compliance. Strong understanding of EU/UK MIFIR/MIFID II or other major European or US regulations. More ❯
Business Development Manager (Northern Ireland Patch) 45,000 - 55,000 (OTE: 60,000 - 70,000 ) + Remote + Company Car + Progression + Training + Company Bonus + Company Benefits Remote - Northern Ireland Are you an ambitious and driven Business More ❯